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ATOMO DIAGNOSTICS LIMITED Major Shareholding Notification 2020

Apr 16, 2020

64440_rns_2020-04-16_4e514e9c-55fe-4faa-ade3-e9031bdad42f.pdf

Major Shareholding Notification

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Ellerston Capital Limited ABN 34 110 397 674 AFSL No. 283 000

Level 11, 179 Elizabeth Street Sydney NSW 2000 Phone +612 9021 7797 Fax +612 9261 0528 www.ellerstoncapital.com

TO: The Manager, Company Announcements, ASX

FAX No:

FROM: Ellerston Capital Limited

DATE: 17/04/2020

NO. OF PAGES (Including this page) 7

Dear Manager

RE:

ATOMO DIAGNOSTICS LIMITED - Form 603

We attach our notice of becoming a substantial holder (Form 603) in respect of ATOMO DIAGNOSTICS LIMITED.

We note that the shares reported in this Form are owned by third party accounts under the discretionary investment management of Ellerston Capital Limited.

None of Ellerston Capital Limited, nor any of its shareholders or any of their associates hold a direct interest in any shares disclosed in this Form.

Yours sincerely,

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Ian Kelly Company Secretary Ellerston Capital Limited

Form 603 Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme

ATOMO DIAGNOSTICS LIMITED

ACN/ARSN/ARBN

ACN 142 925 684

1. Details of substantial holder (1)

Name Ellerston Capital Limited (Primary Person), and its associates being those persons listed in Annexure B ACN/ARSN (if applicable) ACN 110 397 674

The holder became a substantial holder on 16/04/2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a

relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Securities 34,375,000 34,375,000 6.13%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Primary Person The Primary Person in its capacity as
investment manager for various clients or as
trustee/responsible entity for investment
vehicles, has the power to exercise, or control
the exercise of, a right to vote attached to the
securities and has the power to dispose of, or
control the exercise a disposal of, the securities
34,375,000 Securities

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
Securities
Person entitled to be
registered as holder (8)
of securities
Class and number
Primary Person HSBC Custody Nominees (Australia)
Limited
HSBC Custody Nominees (Australia)
Limited
4,000,000 Securities
Primary Person JP Morgan Nominees Australia
Limited
JP Morgan Nominees Australia
Limited
12,750,000 Securities
Primary Person State Street (Australia) Ltd State Street (Australia) Ltd 16,625,000 Securities
Primary Person National Custodians Services National Custodians Services 1,000,000 Securities

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

See Annexure A

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Refer to Annexure B

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
See annexures The Substantial Shareholder – c/- Level 11, 179 Elizabeth
Street, Sydney, NSW, 2000
The entities listed in Annexure A – c/- Level 11, 179 Elizabeth
Street, Sydney, NSW, 2000
ATOMO DIAGNOSTICS LIMITED Level 2, 701-703 Parramatta Road, LEICHHARDT, NSW,
AUSTRALIA, 2040

Signature

print name Ian Kelly capacity Company Secretary
sign here date 17/04/2020

DIRECTIONS

If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the (1) names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(7)

Include details of:

any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the (a) terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the (b) relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”

(9)

Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

ATOMO DIAGNOSTICS LIMITED ACN 142 925 684

This is Annexure A of 1 pages referred to in Form Form 603 Notice of initial substantial holder.

Signature

print name
sign here
Ian Kelly
capacity
Company Secretary
Ian Kelly
capacity
Company Secretary
Ian Kelly
capacity
Company Secretary
Ian Kelly
capacity
Company Secretary
date
17/04/2020
Date of Change Person whose relevant interest
changed
Consideration give in relation to
change (5)
Class (6) and number of securities
affected
9/04/2020 PrimaryPerson $1,500,000.00 9,375,000 Securities
3/04/2020 PrimaryPerson $5,000,000.00 25,000,000 Securities

ATOMO DIAGNOSTICS LIMITED ACN 142 925 684

This is Annexure B of 3 pages referred to in Form Form 603 Notice of initial substantial holder.

Signature

print name Ian Kelly capacity Company
Secretary
sign here date 17/04/2020

The following entities represent the Passive Substantial Holders. Each is a related body corporate of the Principal Person or a person that controls a related body corporate of the Principal Person and so an associate of the Primary Person under section 12(2)(a) of the Corporations Act, and therefore a substantial holder in the Company.

PARTY/ENTITY NAME AUSTRALIAN
COMPANY
Arctic Capital Ltd
Bareage PtyLtd 060 526 865
Buttermilk Properties LLC
Cairnton Holdings Bahamas Limited

Cairnton Holdings Limited
008 394 134
Cairnton Holdings LLC
Cairnton PtyLtd 001 735 075
Castwo PtyLtd 084 494 520
Cavalane Holdings PtyLtd 080 695 754
CBG HoldingCompanyPtyLimited 163 161 420
Chatsworth One Limited
Chatsworth Two Limited
Chermon PtyLtd 123 039 305
Conpress(HongKong)Ltd
Conpress(Malaysia)Sdn Bhd
Conpress Cayman III,LDC
Conpress Christchurch PtyLtd
Conpress Finance BV
Conpress Holdings PtyLtd 088 047 974
Conpress International Finance Unlimited Company
Conpress International(Netherlands Antilles)II NV
Conpress Mauritius Limited
Conpress Securities PtyLimited 160 602 853
Consolidated Custodians International Ltd
Consolidated Custodians PtyLtd 008 394 492
Consolidated GamingPtyLtd 071 513 409
Consolidated Press(Finance)LLC
Consolidated Press(Finance)PtyLtd 001 557 035
Consolidated Press(Finance)II PtyLtd 603 295 834
Consolidated Press(Finance)III PtyLtd 604 881 030
Consolidated Press Financial Services PtyLtd 008 457 869
Consolidated Press Holdings(North America)LLC
Consolidated Press Holdings PtyLimited 008 394 509
Consolidated Press International Limited
Consolidated Press International Holdings Limited
Consolidated Press Investments PtyLtd 000 089 118
Consolidated Press PropertyPtyLtd 004 160 703
C.P. International Investments Ltd
CPH Barbuda Holdings Limited
CPH Capital PtyLtd 096 130 899
CPH Crown Holdings PtyLimited 603 296 804
CPH Direct Investments PtyLtd 122 328 652
PARTY/ENTITY NAME AUSTRALIAN
COMPANY
AUSTRALIAN
COMPANY
CPH GamingI PtyLimited 603 295 674
CPH GamingII PtyLimited 603 295 923
CPH GamingIII PtyLimited 603 296 162
CPH GamingIVA PtyLimited 603 296 537
CPH GamingIVB PtyLimited 603 296 546
CPH(Ellerston Leisure)Holdings PtyLimited 608 726 334
CPH S.One Holdings PtyLimited 603 297 927
CPH S.One I PtyLimited 603 297 310
CPH Zhaopin Holdings PtyLimited 603 298 719
CPH Zhaopin Holdings I PtyLimited 603 298 344
CPH Zillow Holdings PtyLimited 603 300 090
CPH Zillow Holdings I PtyLimited 603 299 074
CPIL Two Limited
ECS Investment Partners PtyLtd 166 264 375
EC Ventures GP PtyLimited 606 074 864
Ellerstina Inversiones(Malaysia)Sdn Bhd
Ellerstina Inversiones SA
Ellerston Australian Small Companies Fund
Ellerston Asia Growth Fund
Ellerston Australian Share Fund
Ellerston Australian Market Neutral Fund
Ellerston Capital Limited 110 397 674
Ellerston EquityTail Risk Fund
Ellerston Global EquityManagers Fund
Ellerston Global Macro Fund
Ellerston Global Macro Fund(V2)
Ellerston Global Mid Small CapFund
Ellerston India Fund
Ellerston JAADE Australian Private Assets Fund(Retail)
Ellerston JAADE Australian Private Assets Fund(Wholesale)
Ellerston Loan Fund
Ellerston Low VolatilityIncome StrategyFund
Ellerston MicroCapFund
Ellerston Opportunities PtyLtd 150 851 666
Ellerston OverlayASF
Ellerston SIV Cash Management Trust
Ellerston SIV Government Bond Fund
Ellerston SIV Low-VolatilityEmergingCompanies Fund
Ellerston SIV Market Linked Income Fund
Ellerston SIV Pure EmergingCompanies Fund
Ellerston SIV Stable Income Fund
Ellerston Special Opportunities Platform
Hoyts Cinemas(South America)Holdings Limited
Hoyts Cinemas America Limited
Hoyts Cinemas Argentina Limited
Hoyts Cinemas Chile Limited
Hoyts Cinemas Operations PtyLtd 006 530 347
Hoyts Cinemas Overseas Holdings Sdn Bhd
Hoyts EmergingTerritories Ltd
Hoyts Overseas Operations Sdn Bhd
HUSH Holdings CompanyInc
HUSH HoldingSubsidiaryInc
HUSH Holdings US Inc
Hyde Park Gardens(Jersey)Limited
Jaslib PtyLtd 065 059 458
Jasopt PtyLtd 065 064 164
Manoc Developments PtyLtd 137 556 524
Northeast Cinemas,L.L.C.
Northeast Cinemas(Connecticut)L.L.C.
PARTY/ENTITY NAME AUSTRALIAN
COMPANY
Northeast Cinemas(Maryland)L.L.C.
Northkom PtyLtd 082 885 961
Northkom I PtyLimited 604 022 899
Northkom Bahamas Limited
Occam Partners Fund LP
Ridgegate ProprietaryLimited 058 139 923
Rosgrove PtyLimited 051 649 560
S.One HoldingCompanyPtyLimited 601 640 215
Samenic PtyLimited 066 234 900
Savabow PtyLtd 084 712 774
SBC Burlington Corp
ScrumPac PtyLtd 602 375 253
Silthree PtyLtd 084 494 575
Siltwo PtyLtd 084 494 495
Tastee Shears Holdings PtyLimited 627 444 464
Toranaga PtyLtd 056 229 728
TorayPtyLtd 002 348 503
West Buttermilk Holdings VIII LLC
Wilbur Holdings Aus Pty. Limited 633 535 565
Wilbur One Aus Pty. Limited 633 536 179