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Atomera Inc — Director's Dealing 2023
Jun 2, 2023
14850_dirs_2023-06-02_d22c3bd7-75af-4781-a256-fd28cac7d39c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Atomera Inc (ATOM)
CIK: 0001420520
Period of Report: 2023-06-01
Reporting Person: Mears Robert J (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-01 | Common Stock | S | 945 | $9.00 | Disposed | 129541 | Direct |
| 2023-06-01 | Common Stock | S | 249 | $9.00 | Disposed | 129292 | Direct |
| 2023-06-01 | Common Stock | S | 505 | $9.00 | Disposed | 128787 | Direct |
| 2023-06-01 | Common Stock | S | 118 | $9.00 | Disposed | 128669 | Direct |
| 2023-06-01 | Common Stock | M | 10000 | $3.90 | Acquired | 138669 | Direct |
| 2023-06-01 | Common Stock | S | 10000 | $8.81 | Disposed | 128669 | Direct |
| 2023-06-02 | Common Stock | S | 2800 | $8.64 | Disposed | 125869 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-01 | Non-Qualified Stock Option (right to buy) | $3.90 | M | 10000 | Disposed | 2029-02-27 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2666 | Indirect |
Footnotes
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2: This transaction is part of a 10b5-1 plan adopted on July 8, 2022 by the Reporting Person.
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