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Atomera Inc Director's Dealing 2023

Jun 2, 2023

14850_dirs_2023-06-02_d22c3bd7-75af-4781-a256-fd28cac7d39c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Atomera Inc (ATOM)
CIK: 0001420520
Period of Report: 2023-06-01

Reporting Person: Mears Robert J (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-01 Common Stock S 945 $9.00 Disposed 129541 Direct
2023-06-01 Common Stock S 249 $9.00 Disposed 129292 Direct
2023-06-01 Common Stock S 505 $9.00 Disposed 128787 Direct
2023-06-01 Common Stock S 118 $9.00 Disposed 128669 Direct
2023-06-01 Common Stock M 10000 $3.90 Acquired 138669 Direct
2023-06-01 Common Stock S 10000 $8.81 Disposed 128669 Direct
2023-06-02 Common Stock S 2800 $8.64 Disposed 125869 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-01 Non-Qualified Stock Option (right to buy) $3.90 M 10000 Disposed 2029-02-27 Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2666 Indirect

Footnotes

F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

F2: This transaction is part of a 10b5-1 plan adopted on July 8, 2022 by the Reporting Person.