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Atomera Inc — Director's Dealing 2020
Dec 3, 2020
14850_dirs_2020-12-03_75fee768-357e-49ee-a0a4-b8f1753a460f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Atomera Inc (ATOM)
CIK: 0001420520
Period of Report: 2020-12-01
Reporting Person: Mears Robert J (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Common Stock | S | 2285 | $9.50 | Disposed | 142294 | Direct |
| 2020-12-02 | Common Stock | S | 2000 | $9.47 | Disposed | 140294 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2666 | Indirect |
Footnotes
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of
restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock.
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