Atomera Inc — Director's Dealing 2020

Sep 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Atomera Inc (ATOM)
CIK: 0001420520
Period of Report: 2020-09-01

Reporting Person: Laurencio Francis (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-01	Common Stock	S	2697	$12.92	Disposed	74759	Direct
2020-09-02	Common Stock	S	1500	$11.13	Disposed	73259	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-02	Stock Options (Right to Buy)	$3.90	D	2000	Disposed	2029-02-27	Common Stock (2000)	Direct

Footnotes

F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock.

F3: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised
from a previously reported total number of 76,923 stock options granted to the Reporting Person on February 27, 2019.