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Atomera Inc Director's Dealing 2020

Mar 13, 2020

14850_dirs_2020-03-13_b1749472-0698-4106-8112-6588821cd1d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Atomera Inc (ATOM)
CIK: 0001420520
Period of Report: 2020-03-11

Reporting Person: Laurencio Francis (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-11 Common Stock A 40880 $0.00 Acquired 91485 Direct
2020-03-11 Common Stock S 300 $4.21 Disposed 91185 Direct
2020-03-12 Common Stock S 1503 $3.06 Disposed 89682 Direct
2020-03-13 Common Stock S 9497 $3.05 Disposed 80185 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-11 Stock Options (Right to Buy) $4.06 A 89408 Acquired 2030-03-11 Common Stock (89408) Direct

Footnotes

F1: Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020.

F2: Four-year vesting in equal quarterly installments beginning on June 1, 2020.