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ATMOS ENERGY CORP — Director's Dealing 2013
Nov 7, 2013
30181_dirs_2013-11-07_b745d2ab-8246-4eb8-910f-b7e996a07d01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ATMOS ENERGY CORP (ATO)
CIK: 0000731802
Period of Report: 2013-11-02
Reporting Person: Haefner Michael E (SR VP, HUMAN RESOURCES)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-02 | Common Stock | M | 8106 | — | Acquired | 41352.1969 | Direct |
| 2013-11-02 | Common Stock | F | 2217 | $44.43 | Disposed | 39135.1969 | Direct |
| 2013-11-05 | Common Stock | A | 7647 | — | Acquired | 46782.1969 | Direct |
| 2013-11-05 | Common Stock | F | 2092 | $44.29 | Disposed | 44690.1969 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-02 | Restricted Stock Unit | $0 | M | 8106 | Disposed | Common Stock (8106) | Direct | |
| 2013-11-05 | Restricted Stock Unit | $0 | A | 7290 | Acquired | Common Stock (7290) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4600.1328 | Indirect |
Footnotes
F1: Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
F2: Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company.
F3: To update end of period holdings as of October 31, 2013 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
F4: Each restricted stock unit represents a contingent right to receive one share of ATO common stock.
F5: The restricted stock units vested and were delivered to the reporting person three years from date of grant.
F6: The restricted stock units vest and will be delivered to the reporting person three years from the date of grant.