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ATMOS ENERGY CORP — Director's Dealing 2013
Nov 7, 2013
30181_dirs_2013-11-07_a15b1ec3-b7e0-4551-b5e9-4ce3bacd707a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ATMOS ENERGY CORP (ATO)
CIK: 0000731802
Period of Report: 2013-11-02
Reporting Person: COCKLIN KIM R (Director, Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-02 | Common Stock | M | 9126 | — | Acquired | 183331.12 | Direct |
| 2013-11-02 | Common Stock | F | 2282 | $44.43 | Disposed | 181049.12 | Direct |
| 2013-11-05 | Common Stock | A | 32712 | — | Acquired | 213761.12 | Direct |
| 2013-11-05 | Common Stock | F | 13723 | $44.29 | Disposed | 200038.12 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-02 | Restricted Stock Unit | $ | M | 9126 | Disposed | Common Stock (9126) | Direct | |
| 2013-11-05 | Restricted Stock Unit | $ | A | 7938 | Acquired | Common Stock (7938) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2345.8129 | Indirect |
Footnotes
F1: Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
F2: Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company.
F3: To update end of period holdings as of October 31, 2013 under the Atmos Energy Corporation Retirement Savings Plan and Trust.
F4: Each restricted stock unit represents a contingent right to receive one share of ATO common stock.
F5: The restricted stock units vested and were delivered to the reporting person three years from date of grant.
F6: The restricted stock units vest and will be delivered to the reporting person three years from date of grant.