AI assistant
Atlinks Group Limited — Share Issue/Capital Change 2017
Dec 29, 2017
51235_rns_2017-12-29_08f962bc-f956-44d5-93d7-7968bdc40d7e.pdf
Share Issue/Capital Change
Open in viewerOpens in your device viewer
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Atlinks Group Limited (the Staple your “Company”) dated 30 December 2017 (the “Prospectus”). 本申請表格使用Atlinks Group Limited(「本公司」)於 2017年12月30日刊發的招股章程(「招股章程」)所界定的相同詞語。
payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy here any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or 請將股款 sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本 申請表格及招股章程概不構成在香港以外任何司法管轄區要約出售或游說要約購買任何公開發售股份。若無 緊釘在此 根據美國《證券法》登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法律不得發送、派發或複製本申請表格及招股章程的司法管 轄區內概不得以任何方式發送、派發或複製(不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長及備查文件」一節所 述其他文件已按香港法例第32章《公司(清盤及雜項條文)條例》第342C條規定送呈香港公司註冊處處長登 記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結 算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 AtlinkS Group limited (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 8043 股份代號:8043 offer price : not more than Hk$0.90 per offer Share and expected to be not less than Hk$0.50 per offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock exchange trading fee of 0.005% (payable in full on application in Hong kong dollars and subject to refund) 發售價:不高於每股發售股份0.90港元且預期不低於每股發 售股份0.50港元,另加1%經紀佣金、0.0027%證 監會交易徵費及0.005%聯交所交易費(須於申請 時以港元繳足,多繳股款可予退還) You should read this Application Form in conjunction with the prospectus, which contains further , information on the application procedures. 招股章程載有其他關於申請程序的資料 本申請表格應與招 一 。 股章程 併閱讀 Application Form 申請表格 To: Atlinks Group Limited 致: Atlinks Group Limited First Shanghai Securities Limited 第一上海證券有限公司 Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 The Public Offer Underwriters 公開發售包銷商 Applicants’ declaration 申請人聲明
本人 ~~╱~~ 吾等同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「丙.填交本申請表格的效 用」一節。
i/We agree to the terms and conditions and application procedures in this Application Form and the prospectus. please refer to the section headed “C. effect of completing and submitting this Application Form” in this Application Form.
警告:任何人士只限作出一次為其利益而作出的認購申 請。請參閱本申請表格「丙.填交本申請表格的效用」一節 最後四點。
Warning: only one application may be made for the benefit of any person. please refer to the last four bullets of the section headed “C. effect of completing and submitting this Application Form” in this Application Form.
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印鑑 date: 日期: / / d日 m月 Y年 Number of Public Offer Shares applied for (not more Cheque/banker’s cashier order number 支票╱銀行本票號碼 than 10,000,000 Shares) 申請公開發售股份數目(不超過 10,000,000股股份) Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section below) Total amount 總額 兌現支票╱銀行本票的銀行名稱(請參閱下文「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. Names of all other joint applicants in English (if any) of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人 所有其他聯名申請人的英文姓名╱名稱(如有) 的香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 閣下若不填寫本節,是項 申請將視作為 閣下本身利益提出。請填寫每名(聯名)實 益擁有人的賬戶號碼或識別編碼。
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 閣下 姓名╱名稱 及香港 地址 )
For Internal use 此欄供內部使用
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity.
個人須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港商業 登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登 記號碼將轉交第三方以核實申請表格的有效性。 (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘申請人為一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
- (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘申請人為一家非上市公司,而:
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Public Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
numBer oF puBliC oFFer SHAreS tHAt mAY Be Applied For And pAYmentS
no. of public Amount payable no. of public Amount payable no. of public Amount payable offer Shares on application offer Shares on application offer Shares on application applied for Hk$ applied for Hk$ applied for Hk$ 5,000 4,545.35 100,000 90,906.93 1,500,000 1,363,603.95 10,000 9,090.69 150,000 136,360.40 2,000,000 1,818,138.60 15,000 13,636.04 200,000 181,813.86 2,500,000 2,272,673.25 20,000 18,181.39 250,000 227,267.33 3,000,000 2,727,207.90 25,000 22,726.74 300,000 272,720.79 3,500,000 3,181,742.55 30,000 27,272.08 350,000 318,174.26 4,000,000 3,636,277.20 35,000 31,817.43 400,000 363,627.72 4,500,000 4,090,811.85 40,000 36,362.77 450,000 409,081.19 5,000,000 4,545,346.50 45,000 40,908.12 500,000 454,534.65 6,000,000 5,454,415.80 50,000 45,453.47 600,000 545,441.58 7,000,000 6,363,485.10 60,000 54,544.16 700,000 636,348.51 8,000,000 7,272,554.40 70,000 63,634.85 800,000 727,255.44 9,000,000 8,181,623.70 80,000 72,725.54 900,000 818,162.37 10,000,000[(1)] 9,090,693.00 90,000 81,816.24 1,000,000 909,069.30 (1) Maximum number of Public Offer Shares you may apply for. Maximum number of Public Offer Shares you may apply for. 2. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: the cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ iCBC (Asia) nominee limited – Atlinks public offer ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong
-
(1) Maximum number of Public Offer Shares you may apply for. Maximum number of Public Offer Shares you may apply for.
-
be drawn on your Hong Kong dollar bank account in Hong Kong; and
-
be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name.
-
show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name.
Please use this form if you want the Public Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Industrial and Commercial Bank of China (Asia) Limited, the receiving bank for the Public Offer:
district Branch name Address Hong Kong Island Aberdeen Branch Shop 7A, G/F, Site 1, Aberdeen Centre, Hong Kong Kowloon San Po Kong Branch Shop G10, Yue Xiu Plaza, 3-23 Ning Yuen Street, San Po Kong, Kowloon New Territories Tai Po Branch Shop F, G/F, Mee Fat Building, No 34-38 Tai Wing Lane, Tai Po, New Territories 5. Your Application Form can be lodged at these times: — Saturday, 30 december 2017 9:00 a.m. to 1:00 p.m. — tuesday, 2 January 2018 9:00 a.m. to 5:00 p.m. — Wednesday, 3 January 2018 9:00 a.m. to 5:00 p.m. — thursday, 4 January 2018 9:00 a.m. to 5:00 p.m. — Friday, 5 January 2018 9:00 a.m. to 5:00 p.m. — Saturday, 6 January 2018 9:00 a.m. to 1:00 p.m. — monday, 8 January 2018 9:00 a.m. to 5:00 p.m. — tuesday, 9 January 2018 9:00 a.m. to 5:00 p.m. — Wednesday, 10 January 2018 9:00 a.m. to 5:00 p.m. thursday, 11 January 2018 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Thursday, 11 January 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Public Offer Shares – 9. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
申請手續
- 請使用下表計算 閣下須付的款項。 閣下申請認購的股份數目須至少為5,000股公開發售股份, 並為下表所列的其中一個數目,否則 閣下的申請將不獲受理。
可供申請認購的公開發售股份數目及應繳款項
申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 公開發售 應繳款項 公開發售 應繳款項 公開發售 應繳款項 股份數目 港元 股份數目 港元 股份數目 港元 5,000 4,545.35 100,000 90,906.93 1,500,000 1,363,603.95 10,000 9,090.69 150,000 136,360.40 2,000,000 1,818,138.60 15,000 13,636.04 200,000 181,813.86 2,500,000 2,272,673.25 20,000 18,181.39 250,000 227,267.33 3,000,000 2,727,207.90 25,000 22,726.74 300,000 272,720.79 3,500,000 3,181,742.55 30,000 27,272.08 350,000 318,174.26 4,000,000 3,636,277.20 35,000 31,817.43 400,000 363,627.72 4,500,000 4,090,811.85 40,000 36,362.77 450,000 409,081.19 5,000,000 4,545,346.50 45,000 40,908.12 500,000 454,534.65 6,000,000 5,454,415.80 50,000 45,453.47 600,000 545,441.58 7,000,000 6,363,485.10 60,000 54,544.16 700,000 636,348.51 8,000,000 7,272,554.40 70,000 63,634.85 800,000 727,255.44 9,000,000 8,181,623.70 80,000 72,725.54 900,000 818,162.37 10,000,000[(1)] 9,090,693.00 90,000 81,816.24 1,000,000 909,069.30 (1) 閣下可申請認購的公開發售股份最高數目。 2. 以英文填妥及簽署表格。僅接納親筆簽名(不得以個人印鑑代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請均須隨附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則 閣下的申請將不獲受理: 支票須: 銀行本票須: ‧ 以港元開出; ‧ 不得為期票; ‧ 註明抬頭人為「 工銀亞洲代理人有限公司- Atlinks公開發售 」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ ‧ 從 閣下在香港的港元銀行賬戶中開 由香港持牌銀行開出,並由獲銀行授權 出;及 的人士在銀行本票背面簽署核證 閣下 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱 的姓名╱名稱。銀行本票所示姓名╱名 須已預印在支票上,或由獲銀行授權的 稱須與 閣下姓名╱名稱相同。如屬聯 人士在支票背書。該賬戶名稱須與 閣 名申請,則銀行本票背面所示姓名╱名 下姓名╱名稱相同。如屬聯名申請, 稱須與排名首位申請人的姓名╱名稱相 則該賬戶名稱須與排名首位申請人的姓 同。 名╱名稱相同。
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入中國工商 銀行(亞洲)有限公司(公開發售收款銀行)下列任何一家分行的收集箱:
地區 分行名稱 地址 香港島 香港仔分行 香港香港仔中心第一期地下7A舖 九龍 新蒲崗分行 九龍新蒲崗寧遠街3-23號越秀廣場G10號舖 新界 大埔分行 新界大埔大榮里34至38號美發大廈地下F舖 5. 閣下可於下列時間遞交申請表格: 2017年12月30日(星期六)— 上午九時正至下午一時正 2018年1月2日(星期二)— 上午九時正至下午五時正 2018年1月3日(星期三)— 上午九時正至下午五時正 2018年1月4日(星期四)— 上午九時正至下午五時正 2018年1月5日(星期五)— 上午九時正至下午五時正 2018年1月6日(星期六)— 上午九時正至下午一時正 2018年1月8日(星期一)— 上午九時正至下午五時正 2018年1月9日(星期二)— 上午九時正至下午五時正 2018年1月10日(星期三)— 上午九時正至下午五時正 2018年1月11日(星期四)— 上午九時正至中午十二時正 6. 截止遞交申請的時間為2018年1月11日(星期四)中午十二時正。本公司將於當日上午十一時四十 五分至中午十二時正期間開始辦理申請登記,惟須受限於天氣狀況,詳情載於招股章程「如何申請 公開發售股份- 9.惡劣天氣對開始辦理申請登記的影響」一節。
Please use this form if you want the Public Offer Shares to be issued in your name
AtlinkS Group limited
(Incorporated in the Cayman Islands with limited liability)
SHAre oFFer
Conditions of your application
- confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
A. Who can apply
-
You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
-
If you are a firm, the application must be in the individual • confirm that you are aware of the restrictions on the Share members’ names. Offer in the Prospectus;
-
The number of joint applicants may not exceed four. • agree that none of the Company, the Sole Sponsor, the Sole 4. If you are a body corporate, the application must be Bookrunner, the Sole Lead Manager, the Underwriters, signed by a duly authorised officer, who must state their respective directors, officers, employees, partners, his representative capacity, and stamped with your agents, advisers and any other parties involved in the corporation’s chop. Share Offer is or will be liable for any information and
-
You must be outside the United States, not be a United representations not in the Prospectus (and any supplement States Person (as defined in Regulation S under the U.S. to it); Securities Act) and not be a legal or natural person of the • undertake and confirm that you or the person(s) for whose PRC. benefit you have made the application have not applied
-
Unless permitted by the GEM Listing Rules, you cannot for or taken up, or indicated an interest for, and will not apply for any Public Offer Shares if you: apply for or take up, or indicate an interest for, any Offer • are an existing beneficial owner of shares in the Shares under the Placing nor participated in the Placing; Company and/or any of its subsidiaries; • agree to disclose to the Company, its Hong Kong Branch
• are a director or chief executive officer of the Share Registrar, receiving bank, the Sole Sponsor, Company and/or any of its subsidiaries; the Sole Bookrunner, the Sole Lead Manager, the
• are a connected person (as defined in the GEM Underwriters and/or their respective advisers and agents Listing Rules) of the Company or will become a any personal data which they may require about you connected person of the Company immediately upon and the person(s) for whose benefit you have made the completion of the Share Offer; application;
• are an associate (as defined in the GEM Listing • if the laws of any place outside Hong Kong apply to your Rules) of any of the above; or application, agree and warrant that you have complied
• have been allocated or have applied for or indicated with all such laws and none of the Company, the Sole an interest in any Placing Shares or otherwise Sponsor, the Sole Bookrunner, the Sole Lead Manager participate in the Placing. and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a
B. if you are a nominee result of the acceptance of your offer to purchase, or any You, as a nominee, may make more than one application for action arising from your rights and obligations under the the public offer Shares by : (i) giving electronic application terms and conditions contained in the Prospectus and this instructions to HKSCC via Central Clearing and Settlement Application Form; System (“ CCASS ”) (if you are a CCASS Participant); or (ii) • agree that once your application has been accepted, you may using a WHite or YelloW Application Form, and lodge not rescind it because of an innocent misrepresentation; more than one application in your own name on behalf of • agree that your application will be governed by the laws different beneficial owners. of Hong Kong; • represent, warrant and undertake that (i) you understand
C. effect of completing and submitting this Application that the Public Offer Shares have not been and will not Form be registered under the U.S. Securities Act; and (ii) you
By completing and submitting this Application Form, you (and and any person for whose benefit you are applying for if you are joint applicants, each of you jointly and severally) the Public Offer Shares are outside the United States (as for yourself or as an agent or a nominee on behalf of each defined in Regulation S) or are a person described in person for whom you act: paragraph (h)(3) of Rule 902 of Regulation S; • undertake to execute all relevant documents and instruct • warrant that the information you have provided is true and authorise the Company and/or the Sole Bookrunner and accurate; (or their agents or nominees), as agents of the Company, • agree to accept the Public Offer Shares applied for or any to execute any documents for you and to do on your lesser number allocated to you under the application; behalf all things necessary to register any Public Offer • authorise the Company to place your name(s) on the Shares allocated to you in your name as required by the Company’s register of members as the holder(s) of any Articles of Association; Public Offer Shares allocated to you, and the Company
- If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.
• are an associate (as defined in the GEM Listing • if the laws of any place outside Hong Kong apply to your Rules) of any of the above; or application, agree and warrant that you have complied • have been allocated or have applied for or indicated with all such laws and none of the Company, the Sole an interest in any Placing Shares or otherwise Sponsor, the Sole Bookrunner, the Sole Lead Manager participate in the Placing. and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a if you are a nominee result of the acceptance of your offer to purchase, or any You, as a nominee, may make more than one application for action arising from your rights and obligations under the the public offer Shares by : (i) giving electronic application terms and conditions contained in the Prospectus and this to HKSCC via Central Clearing and Settlement Application Form;
-
agree to accept the Public Offer Shares applied for or any lesser number allocated to you under the application;
-
• authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect the share certificate(s) and/or refund cheque(s) in person;
-
agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association;
-
confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
Please use this form if you want the Public Offer Shares to be issued in your name
9:00 a.m. to 1:00 p.m. on Thursday, 18 January 2018 or such other date as notified by the Company.
- declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to the Hong Kong Branch Share Registrar.
- understand that the Company and the Sole Bookrunner will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;
• (if the application is made for your own benefit) warrant evidence of identity acceptable to the Hong Kong Branch Share that no other application has been or will be made for Registrar. your benefit on a WHite or YelloW Application If you do not collect your refund cheque(s) and/or share Form or by giving electronic application instructions certificate(s) personally within the time specified for to HKSCC by you or by any one as your agent or by any collection, they will be despatched promptly to the address as other person; and specified on this Application Form by ordinary post at your • (if you are making the application as an agent for the own risk. benefit of another person) warrant that (i) no other If you apply for less than 1,000,000 Public Offer Shares, your application has been or will be made by you as an agent refund cheque(s) and/or share certificate(s) will be sent to the for or for the benefit of that person or by that person address on this Application Form on Thursday, 18 January or by any other person as agent for that person on a 2018, by ordinary post at your own risk. WHite or YelloW Application Form or by giving electronic application instructions to HKSCC; and (ii) refund of your money you have due authority to sign the Application Form or If you do not receive any Public Offer Shares or if your give electronic application instructions on behalf of that application is accepted only in part, the Company will refund other person as their agent. to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock d. power of attorney Exchange trading fee) without interest. If your application is made through an authorised attorney, the If the final Offer Price is less than the maximum Offer Price, Company and the Sole Bookrunner may accept or reject your the Company will refund to you the surplus application monies application at their discretion, and on any conditions they think (including the related 1% brokerage, 0.0027% SFC transaction fit, including evidence of the attorney’s authority. levy and 0.005% Stock Exchange trading fee) without interest. The refund procedures are stated in the section headed “How determination of offer price and Allocation of public offer to Apply for Public Offer Shares – 13. Despatch/Collection of Shares share certificates and refund monies” in the Prospectus. The Offer Price is expected to be fixed on or about Thursday, 11 January 2018 or such later date as the Sole Bookrunner (for Application by HkSCC nominees limited (“HkSCC itself and on behalf of the Underwriters) and the Company nominees”) may agree. Applicants are required to pay the maximum Offer Where this Application Form is signed by HKSCC Nominees Price of HK$0.90 for each Public Offer Share together with 1% on behalf of persons who have given electronic application brokerage, 0.0027% SFC transaction levy and 0.005% Stock instructions to apply for the Public Offer Shares, the Exchange trading fee. If the Offer Price is not agreed between provisions of this Application Form which are inconsistent with the Company and the Sole Bookrunner (for itself and on behalf those set out in the Prospectus shall not apply and provisions of the Underwriters) on or about Thursday, 11 January 2018 or in the Prospectus shall prevail. such later date as the Sole Bookrunner (for itself and on behalf Without limiting the generality of this paragraph, the following of the Underwriters) and the Company may agree, the Share sections of this Application Form are inapplicable where this Offer will not proceed. form is signed by HKSCC Nominees: Applications for Public Offer Shares will not be processed and • “Applicants’ declaration” on the first page; no allotment of any Public Offer Shares will be made until the • “Warning” on the first page; application lists close. • “B. If you are a nominee”; The Company expects to announce the final Offer Price, the • All representations and warranties under the section level of indications of interest in the Placing, the level of headed “C. Effect of completing and submitting this applications under the Public Offer and the basis of allocation Application Form”, except the first one regarding of the Public Offer Shares on Thursday, 18 January 2018 on registration of Public Offer Shares in the applicant’s name the Stock Exchange’s website at www.hkexnews.hk and the and the signing of documents to enable the applicant to Company’s website at www.atlinks.com . Results of allocations be registered as the holder of the Public Offer Shares; in Public Offer, and the Hong Kong Identity Card/passport/ • “If your application for Public Offer Shares is successful Hong Kong business registration numbers of successful (in whole or in part)”; and applicants will be available on the above websites. • “Refund of your money”.
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Public Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall prevail.
- All representations and warranties under the section headed “C. Effect of completing and submitting this Application Form”, except the first one regarding registration of Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares;
• “Refund of your money”. The following paragraphs in the section headed “How to Apply for Public Offer Shares” in the Prospectus are inapplicable where this form is signed by HKSCC Nominees:
if your application for public offer Shares is successful (in whole or in part)
If you apply for 1,000,000 or more Public Offer Shares, you may collect your refund cheque(s) and/or share certificate(s) in person from Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong from
-
“7. How many applications can you make”; and
-
“11. Circumstances in which you will not be allotted Offer Shares”.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
AtlinkS Group limited
(於開曼群島註冊成立的有限公司)
股份發售
- 確認 閣下已接獲及細閱招股章程,提出申請時亦僅依 賴招股章程載列的資料及陳述,而除招股章程任何補充 文件外,不會依賴任何其他資料或陳述;
申請條件
甲. 可提出申請的人士
-
閣下及 閣下為其利益提出申請的任何人士必須年滿18 文件外,不會依賴任何其他資料或陳述; 歲並有香港地址。 • 確認 閣下知悉招股章程內有關股份發售的限制;
-
如 閣下為商號,申請須以個別成員名義提出。 • 同意本公司、獨家保薦人、獨家賬簿管理人、獨家牽頭 3. 聯名申請人不得超過四名。 經辦人、包銷商、彼等各自的董事、高級人員、僱員、 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署, 合夥人、代理、顧問及參與股份發售的任何其他各方現 時或日後均毋須對並非載於招股章程(及其任何補充文
並註明其所屬代表身份及蓋上公司印鑑。 件)的任何資料及陳述負責;
- 閣下必須身處美國境外,並非美籍人士(定義見美國 • 承諾及確認 閣下或 閣下為其利益提出申請的人士
《證券法》S規例),亦非中國法人或自然人。 並無申請或接納或表示有意認購(亦不會申請或接納或
- 除《創業板上市規則》批准外,下列人士概不得申請認 表示有意認購)配售項下的任何發售股份,亦無參與配
購任何公開發售股份: 售;
• 本公司及╱或其任何附屬公司股份的現有實益擁 • 同意在本公司、其香港股份過戶登記分處、收款銀行、
有人; 獨家保薦人、獨家賬簿管理人、獨家牽頭經辦人、包銷
• 本公司及╱或其任何附屬公司的董事或行政總裁; 商及╱或彼等各自的顧問及代理提出要求時,向彼等
• 本公司關連人士(定義見《創業板上市規則》)或緊 披露其所要求提供有關 閣下及 閣下為其利益提出申
隨股份發售完成後將成為本公司關連人士的人士; 請的人士的任何個人資料;
• 上述任何人士的聯繫人(定義見《創業板上市規 • 如香港境外任何地方的法律適用於 閣下的申請,則同
則》);或 意及保證 閣下已遵守所有有關法律,且本公司、獨家
• 已獲分配或已申請認購或表示有意認購任何配售股 保薦人、獨家賬簿管理人、獨家牽頭經辦人及包銷商以
份或以其他方式參與配售的人士。 及彼等各自的高級人員或顧問概不會因接納 閣下的購 買要約,或 閣下根據招股章程及本申請表格所載條款
乙. . 如 閣下為代名人 及條件行使權利及履行責任所採取的任何行動而違反香
閣下作為代名人可提交超過一份公開發售股份申請,方法 港境外的任何法律;
是: (i)透過中央結算及交收系統(「透過中央結算及交收系統(「 中央結算系統 」)向香港 • 同意 閣下的申請一經接納,即不得因無意的失實陳述 結算發出 電子認購指示 (如 閣下為中央結算系統參與者); 而撤銷;
或(ii)使用(ii)使用使用 白色 或 黃色 申請表格,以自身名義代表不同的實益 • 同意 閣下的申請受香港法律規管; 擁有人提交超過一份申請。 • 聲明、保證及承諾:(i) 閣下明白公開發售股份不曾 亦不會根據美國《證券法》登記;及(ii) 閣下及 閣
丙. . 填交本申請表格的效用 下為其利益申請公開發售股份的人士均身處美國境外 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 (定義見S規例),或屬S規例第902條第(h)(3)段所述的人 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 士; 其行事的每名人士的代理或代名人: • 保證 閣下提供的資料真實及準確; • 承諾簽立所有相關文件,並指示及授權本公司及╱或 • 同意接納所申請數目或根據申請分配予 閣下的較少數 作為本公司代理的獨家賬簿管理人(或其代理或代名 目的公開發售股份; 人)按照組織章程細則的規定為 閣下簽立任何文件及 • 授權本公司將 閣下的姓名╱名稱列入本公司股東名 代表 閣下辦理一切必要事宜,以將 閣下獲分配的任 冊,作為 閣下獲分配的任何公開發售股份的持有人, 何公開發售股份以 閣下的名義登記; 並授權本公司及╱或其代理以普通郵遞方式按申請所
-
聯名申請人不得超過四名。
-
除《創業板上市規則》批准外,下列人士概不得申請認 購任何公開發售股份:
乙. . 如 閣下為代名人 閣下作為代名人可提交超過一份公開發售股份申請,方法 是: (i)透過中央結算及交收系統(「透過中央結算及交收系統(「 中央結算系統 」)向香港 結算發出 電子認購指示 (如 閣下為中央結算系統參與者); 或(ii)使用(ii)使用使用 白色 或 黃色 申請表格,以自身名義代表不同的實益 擁有人提交超過一份申請。
丙. . 填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 其行事的每名人士的代理或代名人:
-
授權本公司將 閣下的姓名╱名稱列入本公司股東名 冊,作為 閣下獲分配的任何公開發售股份的持有人, 並授權本公司及╱或其代理以普通郵遞方式按申請所 示地址向 閣下或聯名申請的排名首位申請人發送任 何股票及╱或退款支票,郵誤風險概由 閣下自行承 擔,惟 閣下合資格親身領取股票及╱或退款支票除 外;
-
同意遵守《公司條例》、《公司(清盤及雜項條文)條例》 以及組織章程大綱及章程細則;
-
確認 閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束;
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- 聲明及表示此乃 閣下為其本身或 閣下為其利益提出 申請的人士提出及擬提出的唯一申請;
址為香港皇后大道東183號合和中心22樓)領取 閣下的退款 支票及╱或股票。
如 閣下為個人申請人並合資格親身領取, 閣下不得授權 任何其他人士代領。如 閣下為公司申請人並合資格派人領 取, 閣下的授權代表須攜同蓋上公司印鑑的公司授權書領 取。個人申請人及授權代表領取股票時均須出示香港股份過 戶登記分處接納的身份證明文件。
- 明白本公司及獨家賬簿管理人將根據 閣下的聲明及陳 述而決定是否向 閣下分配任何公開發售股份, 閣下 如作出虛假聲明,可能會被檢控;
• (如申請是為 閣下本身利益提出)保證 閣下或作 戶登記分處接納的身份證明文件。 為 閣下代理的任何人士或任何其他人士不曾亦不會 如 閣下並無在指定領取時間內親身領取退款支票及╱或股 為 閣下的利益而以 白色 或 黃色 申請表格或向香港結算 票,有關股票及╱或退款支票將會立刻以普通郵遞方式寄往 發出 電子認購指示 提出其他申請;及 本申請表格所示地址,郵誤風險概由 閣下自行承擔。 • (如 閣下作為代理為另一名人士的利益提出申請)保 如 閣下申請認購1,000,000股以下公開發售股份, 閣下的 證(i) 閣下(作為代理或為該人士利益)或該人士或任 退款支票及╱或股票將於2018年1月18日(星期四)以普通郵 何其他作為該人士代理的人士不曾亦不會以 白色 或 黃色 遞方式寄往本申請表格所示地址,郵誤風險概由 閣下自行 申請表格或向香港結算發出 電子認購指示 而提出其他申 承擔。 請;及(ii) 閣下獲正式授權作為該人士的代理代為簽 。 退回款項 署申請表格或發出 電子認購指示 如 閣下未獲分配任何公開發售股份或申請僅獲部分接納, 本公司將不計利息退回 閣下的申請股款(包括相關的1%經 丁. 授權書 紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費)。 如 閣下透過授權人士提出申請,本公司及獨家賬簿管理人 倘最終發售價低於最高發售價,本公司將不計利息退還 閣 可按其認為合適的任何條件(包括出示獲授權證明)酌情接 下的多繳申請股款(包括相關的1%經紀佣金、0.0027%證監 納或拒絕 閣下的申請。 會交易徵費及0.005%聯交所交易費)。 有關退款程序載於招股章程「如何申請公開發售股份- 13.寄 釐定發售價及公開發售股份的分配 發╱領取股票及退回股款」一節。 發售價預期將於2018年1月11日(星期四)或前後或獨家賬2018年1月11日(星期四)或前後或獨家賬年1月11日(星期四)或前後或獨家賬1月11日(星期四)或前後或獨家賬月11日(星期四)或前後或獨家賬11日(星期四)或前後或獨家賬日(星期四)或前後或獨家賬 簿管理人(為其本身及代表包銷商)與本公司可能協定的較 透過香港中央結算(代理人)有限公司(「香港結算代理人」) 後日期釐定。申請人須繳付每股公開發售股份0.90港元的最0.90港元的最港元的最 提出的申請 如本申請表格由香港結算代理人代表發出 電子認購指示 申請 高發售價,另加1%經紀佣金、0.0027%證監會交易徵費及1%經紀佣金、0.0027%證監會交易徵費及經紀佣金、0.0027%證監會交易徵費及0.0027%證監會交易徵費及證監會交易徵費及 公開發售股份的人士簽署,本申請表格與招股章程不符的條 0.005%聯交所交易費。倘本公司與獨家賬簿管理人(為其本聯交所交易費。倘本公司與獨家賬簿管理人(為其本 文將不適用,且以招股章程所述者為準。 身及代表包銷商)未能於2018年1月11日(星期四)或前後或2018年1月11日(星期四)或前後或年1月11日(星期四)或前後或1月11日(星期四)或前後或月11日(星期四)或前後或11日(星期四)或前後或日(星期四)或前後或 在不限制此段一般應用的前提下,倘本表格由香港結算代理 獨家賬簿管理人(為其本身及代表包銷商)與本公司可能協 人簽署,本申請表格的以下部分並不適用: 定的較後日期協定發售價,則股份發售將不會進行。 • 第一頁的「申請人聲明」; 截止辦理申請登記前,概不處理公開發售股份的申請及配發 • 第一頁的「警告」; 任何公開發售股份。 • 「乙.如 閣下為代名人」; 本公司預期於2018年1月18日(星期四)在聯交所網站 • 「丙.填交本申請表格的效用」一節的所有陳述及保證, www.hkexnews.hk 及本公司網站 www.atlinks.com 公佈最終 惟首項有關以申請人名義登記公開發售股份及簽署使申 發售價、配售踴躍程度、公開發售認購水平及公開發售股份 請人登記成為公開發售股份持有人的文件除外; • 「如 閣下成功申請認購公開發售股份(全部或部 分配基準。公開發售的分配結果以及成功申請人的香港身份 分)」;及 證╱護照╱香港商業登記號碼亦將於上述網站公佈。
釐定發售價及公開發售股份的分配
發售價預期將於2018年1月11日(星期四)或前後或獨家賬2018年1月11日(星期四)或前後或獨家賬年1月11日(星期四)或前後或獨家賬1月11日(星期四)或前後或獨家賬月11日(星期四)或前後或獨家賬11日(星期四)或前後或獨家賬日(星期四)或前後或獨家賬
簿管理人(為其本身及代表包銷商)與本公司可能協定的較 透過香港中央結算(代理人)有限公司(「香港結算代理人」) 後日期釐定。申請人須繳付每股公開發售股份0.90港元的最0.90港元的最港元的最 提出的申請 如本申請表格由香港結算代理人代表發出 電子認購指示 申請 高發售價,另加1%經紀佣金、0.0027%證監會交易徵費及1%經紀佣金、0.0027%證監會交易徵費及經紀佣金、0.0027%證監會交易徵費及0.0027%證監會交易徵費及證監會交易徵費及 公開發售股份的人士簽署,本申請表格與招股章程不符的條 0.005%聯交所交易費。倘本公司與獨家賬簿管理人(為其本聯交所交易費。倘本公司與獨家賬簿管理人(為其本 文將不適用,且以招股章程所述者為準。 身及代表包銷商)未能於2018年1月11日(星期四)或前後或2018年1月11日(星期四)或前後或年1月11日(星期四)或前後或1月11日(星期四)或前後或月11日(星期四)或前後或11日(星期四)或前後或日(星期四)或前後或 在不限制此段一般應用的前提下,倘本表格由香港結算代理 獨家賬簿管理人(為其本身及代表包銷商)與本公司可能協 人簽署,本申請表格的以下部分並不適用: 定的較後日期協定發售價,則股份發售將不會進行。 • 第一頁的「申請人聲明」; 截止辦理申請登記前,概不處理公開發售股份的申請及配發 • 第一頁的「警告」; 任何公開發售股份。
- 「退回款項」。
如 閣下成功申請認購公開發售股份(全部或部分)
如 閣下申請認購1,000,000股或以上公開發售股份, 閣下 可於2018年1月18日(星期四)或本公司公佈的其他日期上午 九時正至下午一時正,親身前往卓佳證券登記有限公司(地
倘本表格由香港結算代理人簽署,招股章程「如何申請公開 發售股份」一節的以下各段將不適用:
-
「7. 閣下可提出的申請數目」;及
-
「11. 閣下不獲配發發售股份的情況」。
Please use this form if you want the Public Offer Shares to be issued in your name
personal data
3. transfer of personal data Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
personal information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, the Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).
1. reasons for the collection of your personal data • the Company, its adviser, or their respective appointed It is necessary for applicants and registered holders of agents such as financial advisers, receiving bank and securities to supply correct personal data to the Company or overseas principal share registrar; its agents and the Hong Kong Branch Share Registrar when • enable compliance with all applicable laws and applying for securities or transferring securities into or out regulations in Hong Kong and elsewhere; of their names or in procuring the services of the Hong Kong Branch Share Registrar. • where applicants for securities request a deposit into Failure to supply the requested data may result in your CCASS, HKSCC or HKSCC Nominees, who will use application for securities being rejected, or in delay or the the personal data for the purposes of operating CCASS; inability of the Company or its Hong Kong Branch Share • any broker whose company chop or other identification Registrar to effect transfers or otherwise render their services. number has been placed on this Application Form It may also prevent or delay registration or transfers of the (where applicable); Public Offer Shares which you have successfully applied • any agents, contractors or third-party service providers for and/or the despatch of share certificate(s) and/or refund who offer administrative, telecommunications, cheque(s) to which you are entitled. computer, payment or other services to the Company It is important that securities holders inform the Company or Hong Kong Branch Share Registrar in connection and the Hong Kong Branch Share Registrar immediately of with their respective business operation; any inaccuracies in the personal data supplied. • the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as 2. purposes required by laws, rules or regulations; and The personal data of the securities holders may be used, • any persons or institutions with which the securities’ held, processed, and/or stored (by whatever means) for the holders have or propose to have dealings, such as their following purposes: • processing your application and refund cheque, where bankers, solicitors, accountants or stockbrokers etc. applicable, verification of compliance with the terms and application procedures set out in this Application 4. retention of personal data Form and the Prospectus and announcing results of The Company and its Hong Kong Branch Share Registrar allocation of the Public Offer Shares; will keep the personal data of the applicants and holders • compliance with applicable laws and regulations in of securities for as long as necessary to fulfil the purposes Hong Kong and elsewhere, including requirements of for which the personal data were collected. Personal data the Hong Kong Stock Exchange, the SFC and any other which is no longer required will be destroyed or dealt with in statutory or governmental bodies; accordance with the Ordinance. • registering new issues or transfers into or out of the names of securities’ holders including, where 5. Access to and correction of personal data applicable, HKSCC Nominees; Securities holders have the right to ascertain whether the • maintaining or updating the register of securities’ holders Company or the Hong Kong Branch Share Registrar hold of the Company; • verifying securities holders’ identities; their personal data, to obtain a copy of that data, and to • establishing benefit entitlements of securities’ holders correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge of the Company, such as dividends, rights issues and bonus issues; a reasonable fee for the processing of such requests. • distributing communications from the Company and its All requests for access to data or correction of data should subsidiaries; be addressed to us, at our registered address disclosed in • compiling statistical information and securities’ holder the section “Corporate Information” in the Prospectus or as profiles; notified from time to time, for the attention of the company • disclosing identities of successful applicants by way of secretary, or its Hong Kong Branch Share Registrar for the press announcement(s) or otherwise; attention of the privacy compliance officer.
-
processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application 4. retention of personal data Form and the Prospectus and announcing results of allocation of the Public Offer Shares;
-
• compliance with applicable laws and regulations in Hong Kong and elsewhere, including requirements of the Hong Kong Stock Exchange, the SFC and any other statutory or governmental bodies; accordance with the Ordinance.
-
• registering new issues or transfers into or out of the names of securities’ holders including, where 5. applicable, HKSCC Nominees;
-
• maintaining or updating the register of securities’ holders of the Company;
-
disclosing relevant information to facilitate claims on entitlements; and
By signing an Application Form or by giving electronic application instructions to HkSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/ or any other purposes to which the securities’ holders may from time to time agree.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
個人資料
3. 轉交個人資料 本公司及其香港股份過戶登記分處所持有關證券持 有人的個人資料將會保密,但本公司及其香港股份 過戶登記分處可在為達到上述任何目的之必要情況 下,向下列任何人士披露、獲取或轉交(無論在香港 境內或境外)有關個人資料:
個人資料收集聲明
此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明本公司及其香港股份過戶登記分處有 關個人資料和香港法例第486章《個人資料(私隱) 條例》(「《條例》」)方面的政策和慣例。
1. 收集 閣下個人資料的原因 • 本公司、其顧問或彼等各自委任的代理,例如 證券申請人及登記持有人申請證券或轉讓或受讓證 財務顧問、收款銀行及海外證券登記總處; 券時或尋求香港股份過戶登記分處的服務時,必須 • 確保遵守香港及其他地區所有適用法律法規; 向本公司或其代理及香港股份過戶登記分處提供準 • (如證券申請人要求將證券存入中央結算系統) 確個人資料。 香港結算或香港結算代理人,彼等將會就中央 未能提供所要求的資料可能導致 閣下的證券申請 結算系統的運作使用有關個人資料; 被拒或延遲,或本公司或其香港股份過戶登記分處 • 任何已將公司印鑑或其他識別號碼列於本申請 無法落實轉讓或以其他方式提供服務。此舉亦可能 表格上的經紀(如適用); 妨礙或延遲登記或轉讓 閣下成功申請的公開發售 • 向本公司或香港股份過戶登記分處提供與其各 股份及╱或寄發 閣下應得的股票及╱或退款支 自業務營運有關的行政、電訊、電腦、付款或 票。 其他服務的任何代理、承包商或第三方服務供 證券持有人所提供的個人資料如有任何錯誤,須立 應商; 即通知本公司及香港股份過戶登記分處。 • 聯交所、證監會及任何其他法定監管機關或政 府部門或其他法律、規則或規例另行規定者; 2. 目的 及 證券持有人的個人資料可以任何方式被採用、持 • 證券持有人與其進行或擬進行交易的任何人士 有、處理及╱或保存,以作下列用途: 或機構,例如彼等的銀行、律師、會計師或股 • 處理 閣下的申請及退款支票(如適用)、核實 票經紀等。 是否符合本申請表格及招股章程載列的條款和 申請程序以及公佈公開發售股份的分配結果; 4. 個人資料的保留 • 遵守香港及其他地區的適用法律法規(包括香 本公司及其香港股份過戶登記分處將按需要收集個 港聯交所、證監會及任何其他法定機關或政府 人資料的用途保留證券申請人及持有人的個人資 部門的規定); • 以證券持有人(包括香港結算代理人(如適 料。毋須保留的個人資料將會根據《條例》銷毀或 用))的名義登記新發行證券或轉讓或受讓證 處理。 券; • 存置或更新本公司證券持有人的名冊; 5. 查閱和更正個人資料 • 核實證券持有人的身份; 證券持有人有權確定本公司或香港股份過戶登記分 • 確定本公司證券持有人的受益權利,例如股 處是否持有其個人資料,並有權索取有關資料的副 利、供股和紅股等; 本並更正任何不準確資料。本公司和香港股份過戶 • 分發本公司及其附屬公司的通訊; 登記分處有權就處理該等要求收取合理費用。
• (如證券申請人要求將證券存入中央結算系統) 香港結算或香港結算代理人,彼等將會就中央 結算系統的運作使用有關個人資料;
4. 個人資料的保留
• 遵守香港及其他地區的適用法律法規(包括香 本公司及其香港股份過戶登記分處將按需要收集個
港聯交所、證監會及任何其他法定機關或政府 人資料的用途保留證券申請人及持有人的個人資
部門的規定);
• 以證券持有人(包括香港結算代理人(如適 料。毋須保留的個人資料將會根據《條例》銷毀或 處理。
證券持有人有權確定本公司或香港股份過戶登記分 處是否持有其個人資料,並有權索取有關資料的副 本並更正任何不準確資料。本公司和香港股份過戶 登記分處有權就處理該等要求收取合理費用。 所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司註冊地址 送交公司秘書,或向其香港股份過戶登記分處的私 隱合規主任提出。
-
編製統計數據和證券持有人資料;
-
透過報章公佈或以其他方式披露成功申請人的 身份;
-
披露有關資料以便作出權益索償;及
-
與上述有關的任何其他附帶或相關目的及╱或 使本公司及香港股份過戶登記分處能履行對證 券持有人及╱或監管機構的責任及╱或證券持 有人不時同意的任何其他目的。
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。
This page is intentionally left blank 此乃白頁 特意留空
This page is intentionally left blank 此乃白頁 特意留空