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ATLAS ARTERIA Major Shareholding Notification 2021

Mar 11, 2021

64368_rns_2021-03-11_bb8c311d-053d-49bc-a96a-736db2d38ffe.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme Atlas Arteria Limited Level 5, 141 Flinders Lane MELBOURNE VIC 3000

ACN/ARBN

141 075 201

1. Details of substantial holder (1) Name Lazard Asset Management Pacific Co ACN/ARSN (if applicable) ACN 064 523 619

There was a change in the interests of the substantial holder on 12/03/2021 The previous notice was given to the company on 18/09/2020 The previous notice was dated 18/09/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:


scheme, are as follows:
Class of securities (4) Previous notice
Person’s votes (5)
Present notice
Person’s votes Voting power (5) Person’s votes Voting power (5)
Stapled Securities 98,378,884 10.26% 108,296,118 11.29%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant
interest
changed
Nature
of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person’s votes
affected
SeeAnnexureB

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered
holder of
securities
Person
entitled
to
be
registered
as
holder
(8)
Nature of
relevant interest (6)
Class and
number of
securities
Person’s
votes
SeeAnnexure C

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
See Annexure A Related bodies corporate

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Lazard Asset Management Pacific Co
and its associates listed in Annexure A
Level 39, Gateway
1 Macquarie Place
SYDNEY NSW 2000

Signature

print name
sign here
Apnavi Saddington
capacity
Company Secretary
date
12 March 2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of ‘associate’ in section 9 of the Corporations Act 2001.

  • (3) See the definition of ‘relevant interest’ in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of ‘relevant agreement’ in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write ‘unknown’.

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure ‘A’

This is Annexure A of 1 page referred to in Form 604 Notice of change of interests of substantial holder signed by me and dated 12 March 2021.

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Apnavi Saddington 12 March 2021 Company Secretary Dated

Associates of Lazard Asset Management Pacific Co. ACN 064 523 619

Lazard Ltd Lazard Group LLC Lazard Frères & Co LLC Lazard Asset Management LLC Lazard Asset Management Securities LLC Lazard Brothers & Co., Ltd. Lazard Asset Management (Canada), Inc. Lazard Pension Management, Inc Lazard Asset Management Limited, London Lazard Japan Asset Management KK Deutsche Lazard Asset Management Holding GmbH Lazard Asset Management (Deutschland) GmbH Lazard Funds Marketing GmbH, Frankfurt Lazard Alternatives LLC Lazard Investment Funds Limited, Dublin Lazard Fund Managers (Ireland) Limited Lazard Fund Managers Limited, London Lazard Debt Recovery Management LLC LAMP Administration Pty Ltd Lazard Pty Ltd Lazard Asset Management (Hong Kong) Limited Lazard Korea Asset Management Co. Ltd Lazard Asset Management Securities LLC Lazard Asset Management (Singapore) Pte Ltd Lazard Asset Management Schweiz AG Lazard Gulf Limited

1

Annexure ‘B’

This is Annexure B of 2 pages referred to in Form 604, Notice of change of interests of substantial holder, signed by me and dated 12 March 2021.

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Apnavi Saddington Company Secretary

12 March 2021 Dated

Lazard Asset Management Pacific Co ACN: 064 523 619

1

Form 604

Annexure B - Changes in relevant interests

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Consideration
Class and number of
Date of given in relation Person's votes
Person whose relevent interest changed Nature of change securities affected
change to change affected
(All stapled securities)
AUD
Lazard Asset Management Pacific Co and its associates
17/9/2020 listed in Annexure A Buy $10,553,273.38 1,606,960 1,606,960
Lazard Asset Management Pacific Co and its associates
18/9/2020 listed in Annexure A Buy $6,973,277.42 1,068,714 1,068,714
Lazard Asset Management Pacific Co and its associates
23/9/2020 listed in Annexure A Buy $5,023,578.44 785,900 785,900
Lazard Asset Management Pacific Co and its associates
28/9/2020 listed in Annexure A Buy $3,430,127.50 553,809 553,809
Lazard Asset Management Pacific Co and its associates
29/9/2020 listed in Annexure A Buy $504,513.39 80,491 80,491
Lazard Asset Management Pacific Co and its associates
30/9/2020 listed in Annexure A Buy $718,771.52 117,600 117,600
Lazard Asset Management Pacific Co and its associates
29/10/2020 listed in Annexure A Buy $3,175,672.62 545,900 545,900
Lazard Asset Management Pacific Co and its associates
9/11/2020 listed in Annexure A Buy $401,200.54 64,681 64,681
Lazard Asset Management Pacific Co and its associates
11/11/2020 listed in Annexure A Buy $617,231.14 91,497 91,497
Lazard Asset Management Pacific Co and its associates
17/11/2020 listed in Annexure A Sell $291,504.24 42,635 42,635
Lazard Asset Management Pacific Co and its associates
18/11/2020 listed in Annexure A Buy $967,048.60 139,963 139,963
Lazard Asset Management Pacific Co and its associates
19/11/2020 listed in Annexure A Sell $663,262.09 96,417 96,417
Lazard Asset Management Pacific Co and its associates
30/11/2020 listed in Annexure A Buy $575,936.80 88,310 88,310
Lazard Asset Management Pacific Co and its associates
2/12/2020 listed in Annexure A Buy $1,667,528.62 255,744 255,744
Lazard Asset Management Pacific Co and its associates
3/12/2020 listed in Annexure A Buy $3,376,179.50 513,635 513,635
Lazard Asset Management Pacific Co and its associates
4/12/2020 listed in Annexure A Buy $10,461,039.15 1,600,000 1,600,000
Lazard Asset Management Pacific Co and its associates
11/12/2020 listed in Annexure A Sell $839,538.02 133,064 133,064
Lazard Asset Management Pacific Co and its associates
14/12/2020 listed in Annexure A Buy $2,551,414.96 401,065 401,065
Lazard Asset Management Pacific Co and its associates
15/12/2020 listed in Annexure A Sell $5,278.09 829 829
Lazard Asset Management Pacific Co and its associates
17/12/2020 listed in Annexure A Buy $1,144,937.43 179,739 179,739
Lazard Asset Management Pacific Co and its associates
21/1/2021 listed in Annexure A Buy $897,441.49 142,536 142,536
Lazard Asset Management Pacific Co and its associates
28/1/2021 listed in Annexure A Buy $208,032.25 33,591 33,591
Lazard Asset Management Pacific Co and its associates
8/2/2021 listed in Annexure A Sell $86,301.23 13,717 13,717
Lazard Asset Management Pacific Co and its associates
9/2/2021 listed in Annexure A Buy $1,552,425.53 250,588 250,588
Lazard Asset Management Pacific Co and its associates
16/2/2021 listed in Annexure A Sell $5,544.53 926 926
Lazard Asset Management Pacific Co and its associates
17/2/2021 listed in Annexure A Sell $116,902.99 19,605 19,605
Lazard Asset Management Pacific Co and its associates
18/2/2021 listed in Annexure A Sell $78,590.32 13,679 13,679
Lazard Asset Management Pacific Co and its associates
23/2/2021 listed in Annexure A Buy $856,685.88 150,922 150,922
Lazard Asset Management Pacific Co and its associates
25/2/2021 listed in Annexure A Buy $341,676.79 61,066 61,066
Lazard Asset Management Pacific Co and its associates
26/2/2021 listed in Annexure A Sell $7,847.68 1,450 1,450
Lazard Asset Management Pacific Co and its associates
1/3/2021 listed in Annexure A Buy $394,049.52 68,332 68,332
Lazard Asset Management Pacific Co and its associates
3/3/2021 listed in Annexure A Buy $562,722.28 100,364 100,364
Lazard Asset Management Pacific Co and its associates
5/3/2021 listed in Annexure A Buy $3,421,515.38 610,722 610,722
Lazard Asset Management Pacific Co and its associates
9/3/2021 listed in Annexure A Buy $2,227,161.58 393,604 393,604
Lazard Asset Management Pacific Co and its associates
10/3/2021 listed in Annexure A Buy $1,905,666.49 333,823 333,823
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2

Annexure ‘C’

This is Annexure C of 3 pages referred to in Form 604, Notice of change of interests of substantial holder, signed by me and dated 12 March 2021.

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Apnavi Saddington Company Secretary

12 March 2021 Dated

Lazard Asset Management Pacific Co ACN: 064 523 619

1

Form 604

Annexure C - Present Relevant Interests

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Holder of relevant interest Registered holder of securities registered as holder (8)Person entitled to be Nature of relevant interest (6) Class and number of securities Person's votes
Lazard Asset Management Pacific Co and each of Bank of New York Mellon The Current Registered Holder Registered holder & taken to have a Stapled – 7,529,636 Stapled – 7,529,636
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Bank of New York Mellon The Current Registered Holder Registered holder & taken to have a Stapled – 1,364,019 Stapled – 1,364,019
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Pictet & Cie Banquiers The Current Registered Holder Registered holder & taken to have a Stapled – 845,976 Stapled – 845,976
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of JP Morgan Chase Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 4,589,973 Stapled – 4,589,973
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Bank of New York Mellon The Current Registered Holder Registered holder & taken to have a Stapled – 271,068 Stapled – 271,068
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Citicorp Nominees Pty Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 1,840,434 Stapled – 1,840,434
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Citibank Hongkong The Current Registered Holder Registered holder & taken to have a Stapled – 1,283,496 Stapled – 1,283,496
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Boston The Current Registered Holder Registered holder & taken to have a Stapled – 102,623 Stapled – 102,623
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Australia Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 2,005,677 Stapled – 2,005,677
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Sumitomo Trust The Current Registered Holder Registered holder & taken to have a Stapled – 249,471 Stapled – 249,471
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of BNP Paribas The Current Registered Holder Registered holder & taken to have a Stapled – 293,915 Stapled – 293,915
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Australia Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 862,528 Stapled – 862,528
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Boston The Current Registered Holder Registered holder & taken to have a Stapled – 48,907,421 Stapled – 48,907,421
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Australia Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 7,251,974 Stapled – 7,251,974
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Australia Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 736,192 Stapled – 736,192
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of PFPC Trust Co. The Current Registered Holder Registered holder & taken to have a Stapled – 12,284,609 Stapled – 12,284,609
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Boston The Current Registered Holder Registered holder & taken to have a Stapled – 1,483,403 Stapled – 1,483,403
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Canada The Current Registered Holder Registered holder & taken to have a Stapled – 3,367,148 Stapled – 3,367,148
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Australia Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 439,336 Stapled – 439,336
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Australia Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 58,744 Stapled – 58,744
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of BNP Paribas The Current Registered Holder Registered holder & taken to have a Stapled – 2,634,656 Stapled – 2,634,656
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of JP Morgan Chase Ltd The Current Registered Holder Registered holder & taken to have a Stapled – 1,127,033 Stapled – 1,127,033
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Northern Trust The Current Registered Holder Registered holder & taken to have a Stapled – 2,012,746 Stapled – 2,012,746
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Nomura The Current Registered Holder Registered holder & taken to have a Stapled – 1,981,863 Stapled – 1,981,863
its associates listed in Annexure A relevant interest under section 608
(1)
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2

Form 604

Annexure C - Present Relevant Interests

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Holder of relevant interest Registered holder of securities registered as holder (8)Person entitled to be Nature of relevant interest (6) Class and number of securities Person's votes
Lazard Asset Management Pacific Co and each of Mellon Trust The Current Registered Holder Registered holder & taken to have a Stapled – 54,839 Stapled – 54,839
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of Chase Bank The Current Registered Holder Registered holder & taken to have a Stapled – 1,310,514 Stapled – 1,310,514
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of RBC Dexia The Current Registered Holder Registered holder & taken to have a Stapled – 1,427,692 Stapled – 1,427,692
its associates listed in Annexure A relevant interest under section 608
(1)
Lazard Asset Management Pacific Co and each of State Street Canada The Current Registered Holder Registered holder & taken to have a Stapled – 1,979,132 Stapled – 1,979,132
its associates listed in Annexure A relevant interest under section 608
(1)
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3