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Atlanticus Holdings Corp Director's Dealing 2020

Dec 15, 2020

32289_dirs_2020-12-15_837991ce-8e04-4ac5-9fca-b010ded3159e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Atlanticus Holdings Corp (ATLC)
CIK: 0001464343
Period of Report: 2020-12-11

Reporting Person: Howard Jeffrey A. (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-11 Common Stock M 200000 $3.04 Acquired 557509 Direct
2020-12-11 Common Stock F 77953 $21.63 Disposed 479556 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-11 Employee Stock Option (right to buy) $3.04 M 200000 Disposed 2021-03-24 Common Stock (200000) Direct

Footnotes

F1: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on December 11, 2020.

F2: The stock option vested in three equal installments on March 24, 2017, March 24, 2018 and March 24, 2019.