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Atlanticus Holdings Corp — Director's Dealing 2019
Dec 31, 2019
32289_dirs_2019-12-31_2a4d338f-fe87-4d64-a6cc-7e12c0b8a354.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Atlanticus Holdings Corp (ATLC)
CIK: 0001464343
Period of Report: 2019-12-27
Reporting Person: HANNA FRANK J III (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-27 | Series A Convertible Preferred Stock | $10 | A | 200000 | Acquired | Common Stock (2000000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4098072 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2: The LLC acquired the Series A Convertible Preferred Stock from the issuer in exchange for full satisfaction of outstanding loans to the issuer from the LLC.
F3: The Series A Convertible Preferred Stock is perpetual and therefore has no expiration date.