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Athira Pharma, Inc. Director's Dealing 2021

Jan 9, 2021

35038_dirs_2021-01-08_de6d9e68-892f-4ff1-90cc-6a9e1c61fde0.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Athira Pharma, Inc. (ATHA)
CIK: 0001620463
Period of Report: 2020-12-31

Reporting Person: Romano Kelly A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-22 Common Stock L 315 $31.7431 Acquired 315 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $29.41 2030-12-10 Common Stock (27742) 27742 Direct

Footnotes

F1: The acquisition of these derivative securities was previously reported on the Reporting Person's Form 4 filed on December 14, 2020. This holding is included solely to reconfirm the number of derivative securities of this class beneficially owned by the Reporting Person.

F2: One-thirty-sixth of the shares subject to the option will vest on January 11, 2021 and thereafter one-thirty-sixth of the shares subject to the option will vest each month thereafter.