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Athira Pharma, Inc. — Director's Dealing 2021
Jan 9, 2021
35038_dirs_2021-01-08_de6d9e68-892f-4ff1-90cc-6a9e1c61fde0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Athira Pharma, Inc. (ATHA)
CIK: 0001620463
Period of Report: 2020-12-31
Reporting Person: Romano Kelly A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-22 | Common Stock | L | 315 | $31.7431 | Acquired | 315 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $29.41 | 2030-12-10 | Common Stock (27742) | 27742 | Direct |
Footnotes
F1: The acquisition of these derivative securities was previously reported on the Reporting Person's Form 4 filed on December 14, 2020. This holding is included solely to reconfirm the number of derivative securities of this class beneficially owned by the Reporting Person.
F2: One-thirty-sixth of the shares subject to the option will vest on January 11, 2021 and thereafter one-thirty-sixth of the shares subject to the option will vest each month thereafter.
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