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Athene Holding Ltd. Director's Dealing 2021

Apr 15, 2021

35590_dirs_2021-04-14_b2e341be-46e6-401f-8c3a-52f00ba1aeea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2021-04-12

Reporting Person: VanBeck Sarah Jean (SVP, Corp. Controller & PAO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-12 Employee Stock Option (Right to Buy) $50.80 A 5361 Acquired 2031-04-12 Class A Common Shares (5361) Direct
2021-04-12 Restricted Stock Units $ A 4184 Acquired Class A Common Shares (4184) Direct

Footnotes

F1: This option vests ratably on each of the first three anniversaries of the January 1, 2021 vesting start date.

F2: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2021 vesting start date. An additional 2,461 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.