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Athene Holding Ltd. Director's Dealing 2021

Aug 12, 2021

35590_dirs_2021-08-11_a5c359fc-e428-4064-80ab-eb5396ba5bb2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2021-08-09

Reporting Person: ROWAN MARC J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-11 Class A Common Shares S 581 $65.4774 Disposed 3428 Direct
2021-08-11 Class A Common Shares S 46385 $65.4774 Disposed 273988 Indirect
2021-08-11 Class A Common Shares S 15619 $65.4774 Disposed 92261 Indirect
2021-08-11 Class A Common Shares S 33545 $65.4774 Disposed 198146 Indirect
2021-08-11 Class A Common Shares S 1644 $65.4774 Disposed 9709 Indirect
2021-08-11 Class A Common Shares S 17 $66.0757 Disposed 3411 Direct
2021-08-11 Class A Common Shares S 1330 $66.0757 Disposed 272658 Indirect
2021-08-11 Class A Common Shares S 448 $66.0757 Disposed 91813 Indirect
2021-08-11 Class A Common Shares S 963 $66.0757 Disposed 197183 Indirect
2021-08-11 Class A Common Shares S 47 $66.0757 Disposed 9662 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Shares 681075 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $66.02, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote (6).

F2: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.

F3: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.

F4: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

F5: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.18, inclusive.

F7: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.