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Athene Holding Ltd. — Director's Dealing 2021
Aug 14, 2021
35590_dirs_2021-08-13_180debf2-ee78-4a99-bcb3-150f35d94f0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2021-08-12
Reporting Person: ROWAN MARC J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-12 | Class A Common Shares | S | 703 | $64.9669 | Disposed | 2708 | Direct |
| 2021-08-12 | Class A Common Shares | S | 56202 | $64.9669 | Disposed | 216456 | Indirect |
| 2021-08-12 | Class A Common Shares | S | 18925 | $64.9669 | Disposed | 72888 | Indirect |
| 2021-08-12 | Class A Common Shares | S | 40645 | $64.9669 | Disposed | 156538 | Indirect |
| 2021-08-12 | Class A Common Shares | S | 1992 | $64.9669 | Disposed | 7670 | Indirect |
| 2021-08-13 | Class A Common Shares | S | 906 | $65.4354 | Disposed | 1802 | Direct |
| 2021-08-13 | Class A Common Shares | S | 72461 | $65.4354 | Disposed | 143995 | Indirect |
| 2021-08-13 | Class A Common Shares | S | 24400 | $65.4354 | Disposed | 48488 | Indirect |
| 2021-08-13 | Class A Common Shares | S | 52403 | $65.4354 | Disposed | 104135 | Indirect |
| 2021-08-13 | Class A Common Shares | S | 2568 | $65.4354 | Disposed | 5102 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Shares | 681075 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.37 to $65.365, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote (6).
F2: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.
F3: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.
F4: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.
F5: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.86 to $65.66, inclusive.
F7: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.