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Athene Holding Ltd. Director's Dealing 2021

Aug 18, 2021

35590_dirs_2021-08-17_d0f00467-a8b9-4f01-a186-cac6541e4750.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2021-08-16

Reporting Person: ROWAN MARC J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-16 Class A Common Shares S 433 $65.4973 Disposed 1369 Direct
2021-08-16 Class A Common Shares S 34642 $65.4973 Disposed 109353 Indirect
2021-08-16 Class A Common Shares S 11665 $65.4973 Disposed 36823 Indirect
2021-08-16 Class A Common Shares S 25053 $65.4973 Disposed 79082 Indirect
2021-08-16 Class A Common Shares S 1228 $65.4973 Disposed 3874 Indirect
2021-08-17 Class A Common Shares S 245 $63.6414 Disposed 1124 Direct
2021-08-17 Class A Common Shares S 19582 $63.6414 Disposed 89771 Indirect
2021-08-17 Class A Common Shares S 6594 $63.6414 Disposed 30229 Indirect
2021-08-17 Class A Common Shares S 14161 $63.6414 Disposed 64921 Indirect
2021-08-17 Class A Common Shares S 694 $63.6414 Disposed 3180 Indirect
2021-08-17 Class A Common Shares S 257 $64.4208 Disposed 867 Direct
2021-08-17 Class A Common Shares S 20490 $64.4208 Disposed 69281 Indirect
2021-08-17 Class A Common Shares S 6899 $64.4208 Disposed 23330 Indirect
2021-08-17 Class A Common Shares S 14818 $64.4208 Disposed 50103 Indirect
2021-08-17 Class A Common Shares S 726 $64.4208 Disposed 2454 Indirect
2021-08-17 Class A Common Shares S 6 $65.1605 Disposed 861 Direct
2021-08-17 Class A Common Shares S 499 $65.1605 Disposed 68782 Indirect
2021-08-17 Class A Common Shares S 168 $65.1605 Disposed 23162 Indirect
2021-08-17 Class A Common Shares S 362 $65.1605 Disposed 49741 Indirect
2021-08-17 Class A Common Shares S 18 $65.1605 Disposed 2436 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Shares 681075 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $65.66, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (6) through (8).

F2: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.

F3: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.

F4: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

F5: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.03 to $64.025, inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.03 to $65.00, inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $65.26, inclusive.

F9: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.