Athene Holding Ltd. — Director's Dealing 2019

Jan 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2019-01-02

Reporting Person: Belardi James Richard (Director, Chairman, CEO and CIO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-01-02	Class A Common Shares	M	7364	—	Acquired	1005829	Indirect
2019-01-02	Class A Common Shares	M	4065	—	Acquired	1009894	Indirect
2019-01-02	Class A Common Shares	M	4336	—	Acquired	1014230	Indirect
2019-01-02	Class A Common Shares	F	6823	$39.83	Disposed	1007407	Indirect
2019-01-02	Class A Common Shares	F	6581	$39.83	Disposed	1000826	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-01-02	Restricted Stock Units	$	M	7364	Disposed		Class A Common Shares (7364)	Indirect
2019-01-02	Restricted Stock Units	$	M	4065	Disposed		Class A Common Shares (4065)	Indirect
2019-01-02	Restricted Stock Units	$	M	4336	Disposed		Class A Common Shares (4336)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Shares	1750	Indirect

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 44,183 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018.

F2: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 24,391 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019.

F3: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date.

F4: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F5: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.

F6: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted share awards.