Athene Holding Ltd. — Director's Dealing 2019

Apr 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2019-04-11

Reporting Person: Gillis Frank Lauren (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-11	Class A Common Shares	M	7600	—	Acquired	7600	Indirect
2019-04-11	Class A Common Shares	M	1900	—	Acquired	1900	Indirect
2019-04-11	Class A Common Shares	S	10000	$42.76	Disposed	207817	Direct
2019-04-11	Class A Common Shares	S	7600	$42.76	Disposed	0	Indirect
2019-04-11	Class A Common Shares	S	1900	$42.76	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-11	Class M-1 Common Shares	$10.00	M	7600	Disposed		Class A Common Shares (7600)	Indirect
2019-04-11	Class M-1 Common Shares	$10.00	M	1900	Disposed		Class A Common Shares (1900)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Shares	20000	Indirect

Footnotes

F1: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14.

F2: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.45 to 43.09 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.52 to 42.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F7: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time.