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Athene Holding Ltd. — Director's Dealing 2017
Feb 10, 2017
35590_dirs_2017-02-10_3d176220-c83c-412d-b82f-c50d3ab45a25.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2016-12-31
Reporting Person: Belardi James Richard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-31 | Class A Common Shares | G | 1750 | — | Disposed | 915246 | Indirect |
| 2016-12-31 | Class A Common Shares | G | 1750 | — | Acquired | 1750 | Indirect |
Footnotes
F1: Of these Class A common shares, 117,221 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 30,972 of such Class A common shares remain unvested as of December 31, 2016.
F2: Mr. Belardi does not serve as trustee of the Belardi Family Irrevocable Trust and disclaims beneficial ownership of the Class A common shares reported as indirectly owned through the Belardi Family Irrevocable Trust, except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Belardi is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.