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Athene Holding Ltd. — Director's Dealing 2017
Mar 24, 2017
35590_dirs_2017-03-23_303c183b-5f46-46cf-9724-62eba970c1ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2017-03-21
Reporting Person: Klein Martin P (Executive VP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-21 | Employee Stock Option (Right to Buy) | $51.25 | A | 26512 | Acquired | 2027-03-21 | Class A Common Shares (26512) | Direct |
| 2017-03-21 | Restricted Stock Units | $ | A | 4879 | Acquired | Class A Common Shares (4879) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Shares (3682) | 3682 | Direct |
Footnotes
F1: This option vests ratably on each of the first three anniversaries of the January 1, 2017 vesting start date.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 9,757 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 11,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. Vested RSUs are settled in Class A common shares on a one-for-one basis.