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Athene Holding Ltd. — Director's Dealing 2017
Apr 5, 2017
35590_dirs_2017-04-04_99990fa4-618a-48f0-87b1-81dbd435bbeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2017-04-03
Reporting Person: Puffer Manfred (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Class A Common Shares | A | 2005 | $.001 | Acquired | 63075 | Direct |
Footnotes
F1: This Form 4 is being filed to report a restricted share award of 2,005 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.
F2: Manfred Puffer serves as a Senior Advisor to Apollo Global Management, LLC ("Apollo"). Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class B common shares, par value $0.001, of Athene Holding Ltd. (the "Issuer"), and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisers affiliated with the Apollo Funds, and Mr. Puffer disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Puffer is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.