AI assistant
Athene Holding Ltd. — Director's Dealing 2017
Apr 6, 2017
35590_dirs_2017-04-05_ce4acb12-313b-4b53-a1ae-247b739820bb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Athene Holding Ltd (ATH)
CIK: 0001527469
Period of Report: 2017-04-03
Reporting Person: Apollo Management Holdings GP, LLC (10% Owner)
Reporting Person: Apollo Principal Holdings III, L.P. (10% Owner)
Reporting Person: Apollo Principal Holdings III GP Ltd (10% Owner)
Reporting Person: Apollo Capital Management, L.P. (10% Owner)
Reporting Person: Apollo Capital Management GP, LLC (10% Owner)
Reporting Person: Apollo Management Holdings, L.P. (10% Owner)
Reporting Person: Apollo Alternative Assets, L.P. (10% Owner)
Reporting Person: Apollo International Management, L.P. (10% Owner)
Reporting Person: Apollo International Management GP, LLC (10% Owner)
Reporting Person: Apollo Life Asset Ltd. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Class A Common Shares | J | 12124407 | $0.00 | Disposed | 97011220.72 | Indirect |
| 2017-04-03 | Class A Common Shares | S | 12532624 | $48.50 | Disposed | 84478596.72 | Indirect |
Footnotes
F1: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 12,391,703 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 12,391,703 Class B common shares to its unitholders, including 22,322 Class B common shares to Apollo Principal Holdings III, L.P. and 244,974 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.
F2: See Exhibit 99.1.