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Athene Holding Ltd. — Director's Dealing 2016
Feb 26, 2016
35590_dirs_2016-02-25_5cce9e71-c0fb-4bbb-bc09-4ef129add733.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA)
CIK: 0001570318
Period of Report: 2016-02-16
Reporting Person: Athene Holding Ltd (10% Owner)
Reporting Person: ATHENE ANNUITY & LIFE ASSURANCE Co (10% Owner)
Reporting Person: Athene Annuity & Life Co (10% Owner)
Reporting Person: Athene USA Corp (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Senior Secured Notes | J | 6403630 | — | Disposed | Indirect | |
| 2016-02-23 | Senior Secured Notes | J | 5305865 | — | Disposed | Indirect | |
| 2016-02-24 | Senior Secured Notes | J | 2012569 | — | Disposed | Indirect |
Footnotes
F1: See Exhibit 99.1.
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