Aterian, Inc. — Major Shareholding Notification 2021

Mar 8, 2021

SC 13G/A 1 tm219044d1_sc13g.htm SC 13G/A

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

Mohawk Group Holdings, Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

608189106

(CUSIP Number)

December 1, 2020

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

• The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 608189106

1. Names of Reporting Persons

Jelena Puzovic

1. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨

(b) ¨

1. SEC Use Only

2. Citizenship or Place of Organization

USA

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:	4,056,000
6. SHARED VOTING POWER	0
7. SOLE DISPOSITIVE POWER	4,056,000
8. SHARED DISPOSITIVE POWER	0

1. Aggregate Amount Beneficially Owned by Each Reporting Person

4,056,000

1. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨

2. Percent of Class Represented by Amount in Row (9)

15.5%

1. Type of Reporting Person (See Instructions)

IN

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Note: Ownership information above is as of December 8, 2020, the date of the original Schedule 13G filing, for which this Schedule 13G serves as an amendment.

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CUSIP No. 608189106

1. Names of Reporting Persons

9830 Macarthur LLC

1. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨

(b) ¨

1. SEC Use Only

2. Citizenship or Place of Organization

Wyoming, USA

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:	4,056,000
6. SHARED VOTING POWER	0
7. SOLE DISPOSITIVE POWER	4,056,000
8. SHARED DISPOSITIVE POWER	0

1. Aggregate Amount Beneficially Owned by Each Reporting Person

4,056,000

1. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨

2. Percent of Class Represented by Amount in Row (9)

15.5%

1. Type of Reporting Person (See Instructions)

OO

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Note: Ownership information above is as of December 8, 2020, the date of the original Schedule 13G filing, for which this Schedule 13G serves as an amendment.

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CUSIP No. 608189106

1. Names of Reporting Persons

Nijor Children’s Trust UA 1/2/2017

1. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨

(b) ¨

1. SEC Use Only

2. Citizenship or Place of Organization

Indiana, USA

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:	4,056,000
6. SHARED VOTING POWER	0
7. SOLE DISPOSITIVE POWER	4,056,000
8. SHARED DISPOSITIVE POWER	0

1. Aggregate Amount Beneficially Owned by Each Reporting Person

4,056,000

1. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨

2. Percent of Class Represented by Amount in Row (9)

15.5%

1. Type of Reporting Person (See Instructions)

OO

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Note: Ownership information above is as December 8, 2020, the date of the original Schedule 13G filing, for which this Schedule 13G serves as an amendment.

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Item 1.

(a) The name of the issuer is Mohawk Group Holdings, Inc. (the “ Issuer ”).

(b) The principal executive offices of the Issuer are located at 37 East 18th Street, 7th Floor, New York, New York 10003.

Item 2.

(a) This Schedule 13G (this “ Statement ” or this “ Schedule 13G ”) is being filed by: (1) Jelena Puzovic; (2) 9830 Macarthur, LLC, a Wyoming limited liability company (“ Macarthur ”); and (3) Nijor Children’s Trust UA 1/2/2017, an Indiana trust (the “ Trust ”) (all of the foregoing, collectively, the “ Reporting Persons ”). Macarthur is a private investment vehicle. Macarthur directly beneficially owns the Common Stock (as defined below) reported in this Statement. The Trust is the manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Jelena Puzovic and the Trust may be deemed to beneficially own the Common Stock directly beneficially owned by Macarthur. Each Reporting Person disclaims beneficial ownership with respect to any shares other than the shares directly beneficially owned by such Reporting Person.

(b) The principal business office of the Reporting Persons is 30 N. Gould St., Suite R, Sheridan, Wyoming 82801.

(c) For citizenship information see Item 4 of the cover page of each Reporting Person.

(d) This Statement relates to the Common Stock, par value $0.0001 per share, of the Issuer (the “ Common Stock ”).

(e) The CUSIP Number of the Common Stock is 608189106.

Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)	¨	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)	¨	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)	¨	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)	¨	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)	¨	An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f)	¨	An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
(g)	¨	A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
(h)	¨	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	¨	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	¨	A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
(k)	¨	Group, in accordance with §240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: _______

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Item 4. Ownership.

See Items 5-9 and 11 on the cover page for each Reporting Person, and Item 2, which information is given as of (i) December 8, 2020, the date of the original Schedule 13G filing, for which this Schedule 13G serves as an amendment and (ii) as of the Event Date of December 1, 2020. The percentages of beneficial ownership of each Reporting Person are based on 26,150,870 shares of the Issuer’s Common Stock outstanding as of December 1, 2020, as disclosed in the Issuer’s Form 8-K filed with the Securities and Exchange Commission on December 1, 2020.

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

Item 8. Identification and Classification of Members of the Group.

Not applicable.

Item 9. Notice of Dissolution of Group.

Not applicable.

Item 10. Certification.

(a) Not applicable.

(b) Not applicable.

(c) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: March 8, 2021

Jelena Puzovic

9830 Macarthur, LLC

Nijor Children’s Trust UA 1/2/2017

By: /s/ Jelena Puzovic

Jelena Puzovic, for herself and as the Trustee of the Trust (for itself and as Manager of Macarthur)

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EXHIBIT INDEX

Exhibit No. Document

1 Joint Filing Agreement

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