Aterian, Inc. — Director's Dealing 2021

Mar 18, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Mohawk Group Holdings, Inc. (MWK)
CIK: 0001757715
Period of Report: 2021-03-08

Reporting Person: Rodriguez Arturo (Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	148218	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$6.79	2028-09-15	Common Stock (22742)		Direct
Stock Option (Right to Buy)	$9.72	2028-12-28	Common Stock (102564)		Direct

Footnotes

F1: Comprised of (i) 3,741 shares of common stock held directly, and (ii) 144,477 shares of restricted common stock granted pursuant to the Issuer's 2019 Equity Plan that are subject to vesting. 44,477 of the shares of restricted common stock shall vest on July 1, 2021 and 100,000 of the shares of restricted common stock shall vest on December 15, 2021.

F2: 1/4th of the shares subject to the option vested on September 18, 2018 and 1/48th of the number of shares subject to the option vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F3: 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F4: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% of the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction.