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Aterian, Inc. — Director's Dealing 2021
Sep 1, 2021
35205_dirs_2021-09-01_a795c2f7-fd48-41e0-a12b-4e3daec5491d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aterian, Inc. (ATER)
CIK: 0001757715
Period of Report: 2021-08-30
Reporting Person: 9830 Macarthur, LLC (10% Owner)
Reporting Person: Nijor Children's Trust UA 1/2/2017 (10% Owner)
Reporting Person: Puzovic Jelena (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-30 | Common Stock ($0.0001 par value) | S | 68406 | $7.1537 | Disposed | 4906401 | Indirect |
Footnotes
F1: 9830 Macarthur, LLC ("Macarthur") is a private investment vehicle. Macarthur directly owns the securities reported herein. Nijor Children's Trust UA 1/2/2017 (the "Trust") is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
F2: All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.99 to $7.55, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.