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Aterian, Inc. Director's Dealing 2021

Sep 15, 2021

35205_dirs_2021-09-15_3e2e1378-c584-4676-83f5-acdc98961ebb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aterian, Inc. (ATER)
CIK: 0001757715
Period of Report: 2021-09-01

Reporting Person: 9830 Macarthur, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-01 Common Stock ($0.0001 par value) S 181000 $7.26 Disposed 4725401 Indirect
2021-09-07 Common Stock ($0.0001 par value) S 10000 $7.34 Disposed 4715401 Indirect

Footnotes

F1: 9830 Macarthur, LLC ("Macarthur") is a private investment vehicle. Macarthur driectly owns the securities herin. Nijor Children's Trust UA 1/2/2017 ( the " Trust" )is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose

F2: All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $7.06 to $7.66, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

F3: All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.34. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.