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Aterian, Inc. — Director's Dealing 2020
Dec 18, 2020
35205_dirs_2020-12-18_f2b37e12-ae06-4a82-9140-1b42b7a5a642.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mohawk Group Holdings, Inc. (MWK)
CIK: 0001757715
Period of Report: 2020-05-09
Reporting Person: Sarig Yaniv Zion (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-09 | Common Stock | A | 24139 | $0.00 | Acquired | 48544 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 776315 | Indirect |
Footnotes
F1: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds.
F2: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of June 14, 2020, December 14, 2020, and June 14, 2021.
F3: Shares are held of record by the Sarig-Bulow Family Trust. The Reporting Person's minor children are the beneficiaries of the Sarig-Bulow Family Trust. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.