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Atara Biotherapeutics, Inc. — Director's Dealing 2017
Jun 12, 2017
34205_dirs_2017-06-12_ea608d79-d9d4-4a8d-b2db-d58edb8a5b2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Atara Biotherapeutics, Inc. (ATRA)
CIK: 0001604464
Period of Report: 2017-06-08
Reporting Person: Gallagher Carol Giltner (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-08 | Common Stock | A | 5000 | $0.00 | Acquired | 108374 | Direct |
| 2017-06-09 | Common Stock | S | 1000 | $13.15 | Disposed | 107374 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-08 | Non-Qualified Stock Option (Right to Buy) | $13.20 | A | 21500 | Acquired | 2027-06-08 | Common Stock (21500) | Direct |
Footnotes
F1: These restricted stock units shall vest on June 8, 2018, subject to the Reporting Person's continuous service.
F2: Transaction pursuant to Rule 10b5-1 Plan adopted October 14, 2016.
F3: The option shall vest on June 8, 2018, subject to the Reporting Person's continuous service.
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