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ATA Creativity Global — Major Shareholding Notification 2011
Feb 10, 2011
34641_mrq_2011-02-10_590dd0af-4d1d-469b-a304-a0254b847e5c.zip
Major Shareholding Notification
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Table of Contents
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. 2)
ATA Inc.
(Name of Issuer)
Common Shares * American Depositary Shares
(Title of Class of Securities)
00211V106**
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ¨ | Rule 13d-1(b) |
|---|---|
| ¨ | Rule 13d-1(c) |
| ý | Rule 13d-1(d) |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
- Not for trading, but only in connection with the registration of American Depositary Shares each representing 2 common shares.
** This CUSIP number applies to the American Depositary Shares.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
Folio /Folio
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TOC
TABLE OF CONTENTS
| Item 1(b) Address of Issuers Principal Executive Offices |
| Item 2(a) Name of Person Filing |
| Item 2(b) Address of Principal Business Office or, If None, Residence; Citizenship |
| Item 2(c) Citizenship |
| Item 2(d) Title of Class of Securities |
| Item 2(e) CUSIP Number |
| Item 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c) |
| Item 4. Ownership |
| Item 5. Ownership of Five Percent or Less of a Class |
| Item 6. Ownership of More Than Five Percent on Behalf of Another Person |
| Item 7. Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
| Item 8. Identification and Classification of Members of the Group |
| Item 9. Notice of Dissolution of Group |
| Item 10. Certifications |
| SIGNATURE |
/TOC
Table of Contents
CUSIP No. 00211V106 Page 2 of 5
| 1 | NAMES OF REPORTING PERSONS HSBC International Trustee Limited (as trustee for the trusts which ultimately own common shares of the Issuer) | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) o | ||
| (b) þ | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| British Virgin Islands | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | 14,389,540 common shares 1 | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 0 | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 14,389,540 common shares 1 | |
| WITH: | 8 | SHARED DISPOSITIVE POWER |
| 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 14,389,540 common shares 1 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| 32.4% 2 | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO |
1 Includes 8,935,584 common shares and 2,726,978 American Depositary Shares (representing 5,453,956 common shares) beneficially owned by the Reporting Person solely in its capacity as trustee of various trusts.
2 Based on 44,441,762 outstanding common shares as of December 31, 2010.
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CUSIP No. 00211V106 SCHEDULE 13G Page 3 of 5 Pages
link2 "Item 1(a) Name of Issuer"
| Item 1(a) |
|---|
| ATA Inc. (Issuer) |
link2 "Item 1(b) Address of Issuers Principal Executive Offices"
| Item 1(b) |
|---|
| 8 th Floor, Tower E, 6 Gongyuan West St. Jian Guo Men Nei Beijing 100005, China |
link2 "Item 2(a) Name of Person Filing"
| Item 2(a) |
|---|
| HSBC International Trustee Limited |
link2 "Item 2(b) Address of Principal Business Office or, If None, Residence; Citizenship"
| Item 2(b) |
|---|
| HSBC International Trustee Limited 21 Collyer Quay #09-01, HSBC Building, Singapore 049320 |
link2 "Item 2(c) Citizenship"
| Item 2(c) |
|---|
| HSBC International Trustee Limited British Virgin Islands |
link2 "Item 2(d) Title of Class of Securities"
| Item 2(d) |
|---|
| Common shares, par value US$0.01 |
| American Depository Shares, each representing two common shares |
link2 "Item 2(e) CUSIP Number"
| Item 2(e) |
|---|
| 00211V106 |
link2 "Item 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c)"
| Item 3. |
|---|
| Not applicable. |
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CUSIP No. 00211V106 SCHEDULE 13G Page 4 of 5 Pages
link2 "Item 4. Ownership"
ITEM 4. Ownership
(a) Amount Beneficially Owned :
| Sole power | Shared — power to | Sole power to | Shared power | |||
|---|---|---|---|---|---|---|
| Amount | to vote or | vote or to | dispose or to | to dispose or to | ||
| beneficially | Percent | direct | direct | direct the | direct the | |
| Reporting Person | owned: | of class: | the vote: | the vote: | disposition of: | disposition of: |
| HSBC International Trustee Limited | 14,389,540 common | |||||
| shares (including | ||||||
| 8,935,584 common | ||||||
| shares and | ||||||
| 2,726,978 American | ||||||
| Depositary Shares | ||||||
| representing | ||||||
| 5,453,956 common | ||||||
| shares) | 32.4 % | 14,389,540 common | ||||
| shares (including | ||||||
| 8,935,584 common | ||||||
| shares and | ||||||
| 2,726,978 American | ||||||
| Depositary Shares | ||||||
| representing | ||||||
| 5,453,956 common | ||||||
| shares) | 0 | 14,389,540 common | ||||
| shares (including | ||||||
| 8,935,584 common | ||||||
| shares and | ||||||
| 2,726,978 American | ||||||
| Depositary Shares | ||||||
| representing | ||||||
| 5,453,956 common | ||||||
| shares) | 0 |
| The percentages of ownership set forth above are based on 44,441,762 common shares
outstanding as of December 31, 2010. |
| --- |
| All common shares and American Depositary Shares reported herein by HSBC International
Trustee Limited are owned by it solely in its capacity as trustee of various trusts, which
in the aggregate own a total of 14,389,540 common shares of the Issuer. Accordingly, HSBC
International Trustee Limited may be deemed to beneficially own such common shares of the
Issuer that are beneficially owned by the trusts for which HSBC International Trustee
Limited acts as the trustee. However, each of the trusts and the companies directly or
indirectly wholly owned by such trusts, including the respective
record shareholders of the shares of the Issuer beneficially owned by HSBC International Trustee Limited, disclaim any
beneficial ownership of common shares of the Issuer beneficially owned by other trusts and
the companies directly or indirectly wholly owned by such trusts. |
link2 "Item 5. Ownership of Five Percent or Less of a Class"
| Item 5. |
|---|
| Not applicable. |
link2 "Item 6. Ownership of More Than Five Percent on Behalf of Another Person"
| Item 6. |
|---|
| Not applicable. |
link2 "Item 7. Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person"
| Item 7. |
|---|
| Not applicable. |
link2 "Item 8. Identification and Classification of Members of the Group"
| Item 8. |
|---|
| Not applicable. |
link2 "Item 9. Notice of Dissolution of Group"
| Item 9. |
|---|
| Not applicable. |
link2 "Item 10. Certifications"
| Item 10. |
|---|
| Not applicable. |
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CUSIP No. 00211V106 SCHEDULE 13G Page 5 of 5 Pages
link1 "SIGNATURE"
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 10, 2011
| HSBC International Trustee Limited | |
|---|---|
| By: | /s/ Agatha Chee Bee Hong & James B.E. Aitken |
| Name: | Agatha Chee Bee Hong & James B.E. Aitken |
| Title: | Authorised Signatories of HSBC International Trustee Limited |
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