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ASX LIMITED — Major Shareholding Notification 2018
Jun 20, 2018
64439_rns_2018-06-20_2c1e7bd4-0254-4ee2-91c0-611ba411f7d0.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme: ASX Ltd ACN/ARSN: 002 724 334 1. Details of substantial holder (1) Name: Schroder Investment Management Australia Limited ACN/ARSN (if applicable): 000 443 274 The holder ceased to be a 18/06/2018 substantial holder on: The previous notice was given to the 23/03/2016 company on: The previous notice was dated: 23/03/2016
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Date ofchange | Person whoserelevantitt | Nature ofh 4 | Nature ofh 4 | Consideration givenin relation to change | Class (6) andnumber ofiti | Person’st fftd | Person’st fftd |
|---|---|---|---|---|---|---|---|---|
| nereschanged | cange () | (5) | securesaffected | voes aece | ||||
| 14/02/218/06/2 | 018-018 | SIM LTD | Buy | $270,854.29 | 4,627Ordinaryshares | 4,627 | ||
| 14/02/218/06/2 | 018-018 | SIM LTD | Sell | $2,695,846.85 | 44,929Ordinaryshares | 44,929 | ||
| 14/02/218/06/2 | 018- | SIM LTD | In Specie | $172,280.58 | 2,949Ordinary | 2,949 | ||
| 018 | ransfer Out | shares | ||||||
| 14/02/218/06/2 | 14342 | |||||||
| 018-018 | SIMAL | Buy | $827,551.18 | ,Ordinaryshares | 14,342 | |||
| 14/02/2018-18/06/2018 | 018- | SIMAL | Sell | $4,178,086.99 | 68,508Ordinary | 68,508 | ||
| shares |
| 14/02/2018-18/06/2018 | 14/02/2018-18/06/2018 | SIMAL | In SpecieTransfer In | $1,086,923.36 | 17,737Ordinaryshares | 17,737 | 17,737 |
|---|---|---|---|---|---|---|---|
| 14/02/2018-18/06/2018 | SIMNA LTD | Buy | - | - | - | ||
| 14/02/2018-18/06/2018 | SIMNA LTD | Sell | $1,676,701.52 | 28,743Ordinaryshares | 28,743 | ||
| 14/02/2018-18/06/2018 | SIMNA LTD | In SpecieTransfer In | - | - | - | ||
| 14/02/2018-18/06/2018 | SIMHK | Buy | - | - | - | ||
| 14/02/2018-18/06/2018 | 47949 | ||||||
| 14/02/2018-18/06/2018 | SIMHK | Sell | $2,708,450.01 | ,Ordinaryshares | 47,949 | ||
| 14/02/2018- | SIMHK | In Specie | - | Ordinary | - | ||
| 18/06/2018 | Transfer | shares | |||||
| 14/02/2018- | 165,255 | ||||||
| 18/06/2018 | SIMSL | Buy | $8,352,556.49 | Ordinaryshares | 165,255 | ||
| 14/02/2018 | 115,246 | ||||||
| -18/06/2018 | SIMSL | Sell | $6,543,032.42 | Ordinary | 115,246 | ||
| shares | |||||||
| 14/02/2018- | SIMSL | In Specie | - | - | - | ||
| 18/06/2018 | Transfer | ||||||
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Schroder Investment Management Limited (“SIMLTD”) | Related Fund Manager |
| Schroder Investment Management Australia Limited(“SIMAL”) | Related Fund Manager |
| Schroder Investment (Singapore) Limited (“SIMSL”) | Related Fund Manager |
| Schroder Investment Management North America(“SIMNA”) | Related Fund Manager |
| Schroder Investment Management (Hong Kong)Limited(“SIMHK”) | Related Fund Manager |
4. Address
The address of persons named in this form are as follows:
| Name | Address |
|---|---|
| Schroder Investment Management Limited (“SIMLTD”) | 31 Gresham Street, London EC2V 7QA, UK |
| Schroder Investment Management Australia Limited(“SIMAL”) | Level 20, Angel Place, 123 Pitt Street, Sydney,2000, Australia |
| Schroder Investment (Singapore) Limited (“SIMSL”) | 138 Market Street #23-01 Capita GreenSingapore 048946 |
| Schroder Investment Management North America(“SIMNA”) | 31 Gresham Street, London EC2V 7QA, UK |
| Schroder Investment Management (Hong Kong)Limited (“SIMHK”) | 19th Floor, Two Exchange Square, 8Connaught Place, Central, Hong Kong SAR |