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ASX LIMITED — Major Shareholding Notification 2017
Dec 21, 2017
64439_rns_2017-12-21_a640a48f-963b-47c8-b233-327512c46787.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
ASX LTD
ACN/ARSN
008 624 691
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
20 12 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
9,682,650 |
9,682,650 |
5.00 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Kayla Mulvihill capacity Authorised Signatory* sign here date 22 / 12 / 2017
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This is Annexure A of 6 pages referred to in form 603 Notice of initial substantial shareholder
Annexure A
| 22-Dec-17 | |
|---|---|
| Kayla Mulvihill, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ord | 2,521 | 2,521 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 9,188 | 9,188 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 29,194 | 29,194 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 938 | 938 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 309,162 | 309,162 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 13,036 | 13,036 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 132,431 | 132,431 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 154,888 | 154,888 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 30,164 | 30,164 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. |
ASX
page 1 of 6
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 411,849 | 411,849 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 932 | 932 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 139,039 | 139,039 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 7,845 | 7,845 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 816 | 816 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 1,202 | 1,202 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 100,317 | 100,317 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 17,546 | 17,546 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ord | 231 | 231 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 746 | 746 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 276 | 276 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 4,233 | 4,233 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 25 | 25 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 9,551 | 9,551 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
ASX
page 2 of 6
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 5,777 | 5,777 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 136 | 136 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 27,698 | 27,698 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 350 | 350 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 1,529 | 1,529 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,511 | 1,511 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BANK & TRUST | BlackRock Inc. | ||||
| investment manager or trustee. | TORONTO | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 8,447 | 8,447 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 27,210 | 27,210 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 8,447 | 8,447 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,632,057 | 2,632,057 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ord | 11,864 | 11,864 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 193,908 | 193,908 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 31,409 | 31,409 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 58,761 | 58,761 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
ASX
page 3 of 6
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 2,161 | 2,161 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 4,424 | 4,424 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 150,372 | 150,372 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 77,232 | 77,232 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 9,218 | 9,218 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,375,674 | 2,375,674 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 5,462 | 5,462 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 66,921 | 66,921 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC SYDNEY | ord | 32,176 | 32,176 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 5,683 | 5,683 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 421,848 | 421,848 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 141,509 | 141,509 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 36,598 | 36,598 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LUX | ord | 1,257 | 1,257 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. |
ASX
page 4 of 6
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 6,647 | 6,647 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ord | 87,879 | 87,879 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 95,251 | 95,251 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 47,667 | 47,667 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 151,054 | 151,054 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 77,439 | 77,439 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 13,667 | 13,667 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 20,966 | 20,966 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 10,680 | 10,680 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 144,526 | 144,526 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ord | 7,055 | 7,055 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 8,287 | 8,287 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 44,705 | 44,705 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 14,385 | 14,385 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. |
ASX
page 5 of 6
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 69,070 | 69,070 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 16,890 | 16,890 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 126,477 | 126,477 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 119,230 | 119,230 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 4,589 | 4,589 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 2,695 | 2,695 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 241,149 | 241,149 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank | ord | 56,849 | 56,849 | subsidiary of | |
| securities and/or the power to dispose of securities as | And Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 3,123 | 3,123 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 74,124 | 74,124 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 94,830 | 94,830 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 427,647 | 427,647 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
ASX
page 6 of 6
Annexure B
This is Annexure B of 9 pages referred to in form 603 Notice of initial substantial shareholder
Kayla Mulvihill, Authorised Signatory
22-Dec-17 Date
5. Consideration
| ASX LTD (ASX) | ASX LTD (ASX) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Fund Advisors 21-Aug-17 no |
n/a in specie AUD ord 61 61 |
| BlackRock Advisors(UK)Limited 22-Aug-17 yes |
54.09 on mkt buy AUD ord 1,020 1,020 |
| BlackRock Advisors(UK)Limited 22-Aug-17 yes |
53.92 on mkt buy AUD ord 1,470 1,470 |
| BlackRock Investment Management (Australia) Limited 23-Aug-17 yes |
54.49 on mkt buy AUD ord 1,574 1,574 |
| BlackRock Advisors(UK)Limited 23-Aug-17 yes |
54.53 on mkt buy AUD ord 196 196 |
| BlackRock Advisors(UK)Limited 23-Aug-17 yes |
54.53 on mkt buy AUD ord 51 51 |
| BlackRock Advisors(UK)Limited 23-Aug-17 yes |
54.53 on mkt buy AUD ord 102 102 |
| BlackRock Institutional Trust Company, National Association 23-Aug-17 yes |
54.53 on mkt buy AUD ord 2,339 2,339 |
| BlackRock Institutional Trust Company, National Association 24-Aug-17 yes |
54.58 on mkt buy AUD ord 381 381 |
| BlackRock Investment Management,LLC 24-Aug-17 yes |
54.58 on mkt buy AUD ord 835 835 |
| BlackRock Financial Management,Inc. 24-Aug-17 yes |
54.58 on mkt buy AUD ord 942 942 |
| BlackRock Asset Management Canada Limited 24-Aug-17 yes |
54.68 on mkt buy AUD ord 37 37 |
| BlackRock Fund Advisors 24-Aug-17 no |
n/a in specie AUD ord 1,716 1,716 |
| BlackRock Fund Advisors 25-Aug-17 yes |
54.84 on mkt buy AUD ord 3,928 3,928 |
| BlackRock Advisors(UK)Limited 25-Aug-17 yes |
54.80 on mkt buy AUD ord 392 392 |
| BlackRock Investment Management (UK) Limited 25-Aug-17 no |
n/a in specie AUD ord 1,510 1,510 |
| BlackRock Investment Management (UK) Limited 25-Aug-17 no |
n/a in specie AUD ord 9,868 9,868 |
| BlackRock Investment Management (Australia) Limited 28-Aug-17 yes |
54.85 on mkt buy AUD ord 1,610 1,610 |
| BlackRock Fund Advisors 28-Aug-17 no |
n/a in specie AUD ord 5,460 5,460 |
| BlackRock Fund Advisors 29-Aug-17 no |
n/a in specie AUD ord 2,145 2,145 |
| BlackRock Fund Advisors 29-Aug-17 no |
n/a in specie AUD ord 412 412 |
| BlackRock Advisors (UK) Limited 29-Aug-17 no |
n/a collateral transfer AUD ord 4,670 4,670 |
| BlackRock Investment Management (Australia) Limited 30-Aug-17 yes |
54.32 on mkt buy AUD ord 1,996 1,996 |
| BlackRock Investment Management (Australia) Limited 30-Aug-17 yes |
54.32 on mkt buy AUD ord 1,477 1,477 |
| BlackRock Japan Co.,Ltd. 30-Aug-17 yes |
54.28 on mkt buy AUD ord 1,711 1,711 |
| BlackRock Advisors(UK)Limited 30-Aug-17 yes |
54.24 on mkt buy AUD ord 49 49 |
| BlackRock Advisors(UK)Limited 30-Aug-17 yes |
54.24 on mkt buy AUD ord 51 51 |
| BlackRock Advisors(UK)Limited 30-Aug-17 yes |
54.24 on mkt buy AUD ord 98 98 |
| BlackRock Investment Management (UK) Limited 30-Aug-17 no |
n/a in specie AUD ord 183 183 |
| BlackRock Advisors(UK)Limited 30-Aug-17 no |
n/a in specie AUD ord 228 228 |
| BlackRock Japan Co., Ltd. 30-Aug-17 no |
n/a collateral transfer AUD ord 26,000 26,000 |
| BlackRock Advisors (UK) Limited 30-Aug-17 no |
n/a collateral transfer AUD ord 4,213 4,213 |
| BlackRock Investment Management (Australia) Limited 31-Aug-17 yes |
54.68 on mkt buy AUD ord 1,344 1,344 |
| BlackRock Investment Management (Australia) Limited 31-Aug-17 yes |
54.68 on mkt buy AUD ord 1,607 1,607 |
| BlackRock Advisors(UK)Limited 31-Aug-17 yes |
54.67 on mkt buy AUD ord 834 834 |
| BlackRock International Limited 31-Aug-17 yes |
54.67 on mkt buy AUD ord 2,010 2,010 |
| BlackRock Advisors,LLC 31-Aug-17 yes |
54.67 on mkt buy AUD ord 3,552 3,552 |
| BlackRock Investment Management (Australia) Limited 31-Aug-17 yes |
54.67 on mkt buy AUD ord 8 8 |
| BlackRock Institutional Trust Company, National Association 31-Aug-17 yes |
54.67 on mkt buy AUD ord 672 672 |
| BlackRock Institutional Trust Company, National Association 31-Aug-17 yes |
54.67 on mkt buy AUD ord 6,232 6,232 |
| BlackRock Advisors,LLC 31-Aug-17 yes |
54.68 on mkt buy AUD ord 11,514 11,514 |
| BlackRock Investment Management (Australia) Limited 31-Aug-17 yes |
54.68 on mkt buy AUD ord 27 27 |
ASX
page 1 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 31-Aug-17 yes |
54.68 on mkt buy AUD ord 2,177 2,177 |
| BlackRock Advisors(UK)Limited 01-Sep-17 yes |
54.76 on mkt buy AUD ord 245 245 |
| BlackRock Investment Management (UK) Limited 04-Sep-17 no |
n/a in specie AUD ord 789 789 |
| BlackRock Japan Co., Ltd. 05-Sep-17 no |
n/a collateral transfer AUD ord 537 537 |
| BlackRock Asset Management North Asia Limited 05-Sep-17 no |
n/a collateral transfer AUD ord 337 337 |
| BlackRock Advisors(UK)Limited 06-Sep-17 yes |
53.45 on mkt buy AUD ord 51 51 |
| BlackRock Investment Management,LLC 06-Sep-17 yes |
53.45 on mkt buy AUD ord 479 479 |
| BlackRock Fund Advisors 06-Sep-17 no |
n/a in specie AUD ord 2,145 2,145 |
| BlackRock Fund Advisors 06-Sep-17 no |
n/a in specie AUD ord 2,601 2,601 |
| BlackRock Advisors(UK)Limited 07-Sep-17 yes |
52.24 on mkt buy AUD ord 255 255 |
| BlackRock Investment Management (Australia) Limited 07-Sep-17 yes |
52.24 on mkt buy AUD ord 2,046 2,046 |
| BlackRock Fund Advisors 07-Sep-17 no |
n/a in specie AUD ord 61 61 |
| BlackRock Advisors(UK)Limited 08-Sep-17 yes |
52.47 on mkt buy AUD ord 790 790 |
| BlackRock Advisors(UK)Limited 08-Sep-17 yes |
52.47 on mkt buy AUD ord 294 294 |
| BlackRock Advisors(UK)Limited 08-Sep-17 yes |
52.47 on mkt buy AUD ord 343 343 |
| BlackRock Fund Advisors 08-Sep-17 no |
n/a in specie AUD ord 321 321 |
| BlackRock Fund Advisors 08-Sep-17 no |
n/a in specie AUD ord 5,005 5,005 |
| BlackRock Fund Advisors 08-Sep-17 no |
n/a in specie AUD ord 1,080 1,080 |
| BlackRock Fund Advisors 11-Sep-17 no |
n/a in specie AUD ord 1,100 1,100 |
| BlackRock Fund Advisors 12-Sep-17 no |
n/a in specie AUD ord 2,145 2,145 |
| BlackRock Advisors(UK)Limited 13-Sep-17 no |
n/a in specie AUD ord 1,980 1,980 |
| BlackRock Advisors(UK)Limited 13-Sep-17 yes |
52.54 on mkt buy AUD ord 76 76 |
| BlackRock Advisors(UK)Limited 14-Sep-17 yes |
52.71 on mkt buy AUD ord 147 147 |
| BlackRock Advisors(UK)Limited 15-Sep-17 yes |
52.27 on mkt buy AUD ord 294 294 |
| BlackRock Institutional Trust Company, National Association 15-Sep-17 yes |
52.26 on mkt buy AUD ord 722 722 |
| BlackRock Advisors(UK)Limited 19-Sep-17 yes |
53.16 on mkt buy AUD ord 4,704 4,704 |
| BlackRock Advisors(UK)Limited 19-Sep-17 yes |
53.16 on mkt buy AUD ord 49 49 |
| BlackRock Fund Advisors 19-Sep-17 no |
n/a in specie AUD ord 2,145 2,145 |
| BlackRock Fund Advisors 19-Sep-17 no |
n/a in specie AUD ord 1,716 1,716 |
| BlackRock Investment Management, LLC 19-Sep-17 no |
n/a collateral transfer AUD ord 872 872 |
| BlackRock Investment Management (UK) Limited 19-Sep-17 no |
n/a collateral transfer AUD ord 26,355 26,355 |
| BlackRock Asset Management North Asia Limited 19-Sep-17 no |
n/a collateral transfer AUD ord 801 801 |
| BlackRock Investment Management, LLC 20-Sep-17 no |
n/a collateral transfer AUD ord 14 14 |
| BlackRock Asset Management North Asia Limited 20-Sep-17 no |
n/a collateral transfer AUD ord 7 7 |
| BlackRock Institutional Trust Company, National Association 21-Sep-17 yes |
52.60 on mkt buy AUD ord 443 443 |
| BlackRock Investment Management,LLC 21-Sep-17 yes |
52.60 on mkt buy AUD ord 2,005 2,005 |
| BlackRock Financial Management,Inc. 21-Sep-17 yes |
52.60 on mkt buy AUD ord 1,348 1,348 |
| BlackRock Advisors(UK)Limited 21-Sep-17 yes |
52.47 on mkt buy AUD ord 102 102 |
| BlackRock Advisors(UK)Limited 21-Sep-17 yes |
52.47 on mkt buy AUD ord 488 488 |
| BlackRock Investment Management (Australia) Limited 21-Sep-17 yes |
52.47 on mkt buy AUD ord 1,764 1,764 |
| BlackRock Investment Management (Australia) Limited 21-Sep-17 yes |
52.47 on mkt buy AUD ord 2,016 2,016 |
| BlackRock Fund Advisors 21-Sep-17 no |
n/a in specie AUD ord 1,092 1,092 |
| BlackRock Fund Advisors 21-Sep-17 no |
n/a in specie AUD ord 2,457 2,457 |
| BlackRock Fund Advisors 21-Sep-17 no |
n/a in specie AUD ord 2,860 2,860 |
| BlackRock Investment Management, LLC 21-Sep-17 no |
n/a collateral transfer AUD ord 167 167 |
| BlackRock Investment Management (Australia) Limited 22-Sep-17 yes |
52.66 on mkt buy AUD ord 1,345 1,345 |
| BlackRock Investment Management (UK) Limited 22-Sep-17 no |
n/a in specie AUD ord 1,156 1,156 |
| BlackRock Investment Management (Australia) Limited 25-Sep-17 yes |
52.69 on mkt buy AUD ord 250 250 |
| BlackRock Advisors(UK)Limited 25-Sep-17 yes |
52.69 on mkt buy AUD ord 488 488 |
| BlackRock Advisors(UK)Limited 25-Sep-17 yes |
52.69 on mkt buy AUD ord 49 49 |
| BlackRock Fund Advisors 25-Sep-17 no |
n/a in specie AUD ord 2,288 2,288 |
| BlackRock Advisors(UK)Limited 26-Sep-17 yes |
52.62 on mkt buy AUD ord 392 392 |
| BlackRock Financial Management,Inc. 26-Sep-17 yes |
52.62 on mkt buy AUD ord 13,877 13,877 |
| BlackRock Investment Management (UK) Limited 26-Sep-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Fund Advisors 27-Sep-17 no |
n/a in specie AUD ord 867 867 |
ASX
page 2 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 27-Sep-17 no |
n/a collateral transfer AUD ord 43 43 |
| BlackRock Advisors(UK)Limited 28-Sep-17 yes |
52.23 on mkt buy AUD ord 784 784 |
| BlackRock Advisors(UK)Limited 28-Sep-17 yes |
52.23 on mkt buy AUD ord 240 240 |
| BlackRock Advisors(UK)Limited 28-Sep-17 yes |
52.23 on mkt buy AUD ord 153 153 |
| BlackRock Asset Management Canada Limited 28-Sep-17 yes |
52.23 on mkt buy AUD ord 3,068 3,068 |
| BlackRock Investment Management (Australia) Limited 28-Sep-17 yes |
52.23 on mkt buy AUD ord 991 991 |
| BlackRock Fund Advisors 28-Sep-17 yes |
52.23 on mkt buy AUD ord 1,207 1,207 |
| BlackRock Fund Advisors 28-Sep-17 no |
n/a in specie AUD ord 4,290 4,290 |
| BlackRock Investment Management (UK) Limited 28-Sep-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 no |
n/a in specie AUD ord 46,490 46,490 |
| BlackRock Advisors(UK)Limited 29-Sep-17 yes |
52.43 on mkt buy AUD ord 244 244 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 yes |
52.43 on mkt buy AUD ord 1,350 1,350 |
| BlackRock Investment Management (UK) Limited 29-Sep-17 yes |
52.43 on mkt buy AUD ord 333 333 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 yes |
52.43 on mkt buy AUD ord 675 675 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 yes |
52.43 on mkt buy AUD ord 451 451 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 yes |
52.43 on mkt buy AUD ord 950 950 |
| BlackRock Fund Advisors 29-Sep-17 no |
n/a in specie AUD ord 3,861 3,861 |
| BlackRock Institutional Trust Company, National Association 29-Sep-17 no |
n/a in specie AUD ord 8,255 8,255 |
| BlackRock Advisors (UK) Limited 29-Sep-17 no |
n/a collateral transfer AUD ord 11,425 11,425 |
| BlackRock Investment Management (UK) Limited 29-Sep-17 no |
n/a collateral transfer AUD ord 2 2 |
| BlackRock Fund Advisors 02-Oct-17 yes |
52.87 on mkt buy AUD ord 56 56 |
| BlackRock Advisors(UK)Limited 02-Oct-17 yes |
52.96 on mkt buy AUD ord 392 392 |
| BlackRock Institutional Trust Company, National Association 02-Oct-17 yes |
52.96 on mkt buy AUD ord 114 114 |
| BlackRock Fund Advisors 02-Oct-17 no |
n/a in specie AUD ord 4,350 4,350 |
| BlackRock Investment Management, LLC 02-Oct-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Asset Management North Asia Limited 02-Oct-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Advisors(UK)Limited 03-Oct-17 yes |
52.66 on mkt buy AUD ord 784 784 |
| BlackRock Advisors(UK)Limited 03-Oct-17 yes |
52.64 on mkt buy AUD ord 33 33 |
| BlackRock Investment Management (UK) Limited 03-Oct-17 yes |
52.64 on mkt buy AUD ord 1,506 1,506 |
| BlackRock Fund Advisors 03-Oct-17 yes |
52.64 on mkt buy AUD ord 2,871 2,871 |
| BlackRock Institutional Trust Company, National Association 03-Oct-17 yes |
52.64 on mkt buy AUD ord 2,643 2,643 |
| BlackRock Fund Advisors 03-Oct-17 yes |
52.64 on mkt buy AUD ord 2,090 2,090 |
| BlackRock Fund Advisors 03-Oct-17 no |
n/a in specie AUD ord 65 65 |
| BlackRock Fund Advisors 03-Oct-17 no |
n/a in specie AUD ord 65 65 |
| BlackRock Investment Management (UK) Limited 03-Oct-17 no |
n/a collateral transfer AUD ord 4 4 |
| BlackRock Asset Management Canada Limited 04-Oct-17 yes |
52.67 on mkt buy AUD ord 928 928 |
| BlackRock Investment Management (Australia) Limited 04-Oct-17 yes |
52.27 on mkt buy AUD ord 2,912 2,912 |
| BlackRock Fund Advisors 04-Oct-17 no |
n/a in specie AUD ord 3,575 3,575 |
| BlackRock Fund Advisors 04-Oct-17 no |
n/a in specie AUD ord 1,573 1,573 |
| BlackRock Fund Advisors 04-Oct-17 no |
n/a in specie AUD ord 3,156 3,156 |
| BlackRock Advisors(UK)Limited 05-Oct-17 yes |
52.47 on mkt buy AUD ord 196 196 |
| BlackRock Advisors(UK)Limited 05-Oct-17 yes |
52.47 on mkt buy AUD ord 244 244 |
| BlackRock Investment Management, LLC 05-Oct-17 no |
n/a collateral transfer AUD ord 3,537 3,537 |
| BlackRock Investment Management (UK) Limited 05-Oct-17 no |
n/a collateral transfer AUD ord 6,976 6,976 |
| BlackRock Asset Management North Asia Limited 05-Oct-17 no |
n/a collateral transfer AUD ord 2,992 2,992 |
| BlackRock Financial Management,Inc. 06-Oct-17 yes |
52.85 on mkt buy AUD ord 20 20 |
| BlackRock Asset Management Canada Limited 06-Oct-17 yes |
52.88 on mkt buy AUD ord 82 82 |
| BlackRock Fund Advisors 06-Oct-17 no |
n/a in specie AUD ord 440 440 |
| BlackRock Fund Advisors 06-Oct-17 no |
n/a in specie AUD ord 3,289 3,289 |
| BlackRock Fund Advisors 06-Oct-17 no |
n/a in specie AUD ord 3,500 3,500 |
ASX
page 3 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 06-Oct-17 no |
n/a collateral transfer AUD ord 24,324 24,324 |
| BlackRock Advisors(UK)Limited 09-Oct-17 yes |
53.41 on mkt buy AUD ord 784 784 |
| BlackRock Fund Advisors 09-Oct-17 no |
n/a in specie AUD ord 309 309 |
| BlackRock Investment Management, LLC 09-Oct-17 no |
n/a collateral transfer AUD ord 75 75 |
| BlackRock Investment Management (UK) Limited 10-Oct-17 yes |
53.45 on mkt buy AUD ord 895 895 |
| BlackRock Institutional Trust Company, National Association 10-Oct-17 yes |
53.40 on mkt buy AUD ord 1,843 1,843 |
| BlackRock Fund Advisors 10-Oct-17 no |
n/a in specie AUD ord 2,288 2,288 |
| BlackRock Financial Management, Inc. 10-Oct-17 no |
n/a collateral transfer AUD ord 4 4 |
| BlackRock Investment Management (UK) Limited 10-Oct-17 no |
n/a collateral transfer AUD ord 105 105 |
| BlackRock Advisors(UK)Limited 11-Oct-17 yes |
53.43 on mkt buy AUD ord 1,078 1,078 |
| BlackRock Institutional Trust Company, National Association 11-Oct-17 yes |
53.43 on mkt buy AUD ord 3,165 3,165 |
| BlackRock Institutional Trust Company, National Association 11-Oct-17 yes |
53.43 on mkt buy AUD ord 2,128 2,128 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 1,320 1,320 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 2,860 2,860 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 1,144 1,144 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 603 603 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 130 130 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 206 206 |
| BlackRock Investment Management (UK) Limited 11-Oct-17 no |
n/a collateral transfer AUD ord 55 55 |
| BlackRock Asset Management North Asia Limited 11-Oct-17 no |
n/a collateral transfer AUD ord 7 7 |
| BlackRock Advisors(UK)Limited 12-Oct-17 yes |
53.72 on mkt buy AUD ord 2,334 2,334 |
| BlackRock Advisors(UK)Limited 12-Oct-17 yes |
53.72 on mkt buy AUD ord 253 253 |
| BlackRock Investment Management (Australia) Limited 12-Oct-17 yes |
53.72 on mkt buy AUD ord 1,588 1,588 |
| BlackRock Investment Management (Australia) Limited 12-Oct-17 yes |
53.72 on mkt buy AUD ord 505 505 |
| BlackRock Advisors(UK)Limited 12-Oct-17 yes |
53.72 on mkt buy AUD ord 3,275 3,275 |
| BlackRock Investment Management (UK) Limited 12-Oct-17 no |
n/a collateral transfer AUD ord 196 196 |
| BlackRock Investment Management (UK) Limited 13-Oct-17 yes |
53.85 on mkt buy AUD ord 574 574 |
| BlackRock Fund Advisors 13-Oct-17 no |
n/a in specie AUD ord 1,622 1,622 |
| BlackRock Investment Management (UK) Limited 13-Oct-17 no |
n/a in specie AUD ord 1,303 1,303 |
| BlackRock Investment Management (UK) Limited 13-Oct-17 no |
n/a collateral transfer AUD ord 69 69 |
| BlackRock Asset Management North Asia Limited 13-Oct-17 no |
n/a collateral transfer AUD ord 59 59 |
| BlackRock Advisors(UK)Limited 16-Oct-17 yes |
54.00 on mkt buy AUD ord 343 343 |
| BlackRock Advisors(UK)Limited 16-Oct-17 yes |
54.00 on mkt buy AUD ord 392 392 |
| BlackRock Fund Advisors 16-Oct-17 no |
n/a in specie AUD ord 65 65 |
| BlackRock Investment Management, LLC 16-Oct-17 no |
n/a collateral transfer AUD ord 184 184 |
| BlackRock Asset Management North Asia Limited 16-Oct-17 no |
n/a collateral transfer AUD ord 30 30 |
| BlackRock Advisors(UK)Limited 17-Oct-17 yes |
54.12 on mkt buy AUD ord 245 245 |
| BlackRock Advisors(UK)Limited 17-Oct-17 yes |
54.12 on mkt buy AUD ord 243 243 |
| BlackRock Fund Advisors 17-Oct-17 no |
n/a in specie AUD ord 3,575 3,575 |
| BlackRock Advisors(UK)Limited 18-Oct-17 yes |
54.33 on mkt buy AUD ord 252 252 |
| BlackRock Fund Advisors 18-Oct-17 no |
n/a in specie AUD ord 1,430 1,430 |
| BlackRock Investment Management, LLC 18-Oct-17 no |
n/a collateral transfer AUD ord 231 231 |
| BlackRock Investment Management (UK) Limited 19-Oct-17 yes |
54.48 on mkt buy AUD ord 1,898 1,898 |
| BlackRock Advisors(UK)Limited 19-Oct-17 yes |
54.32 on mkt buy AUD ord 102 102 |
| BlackRock Advisors(UK)Limited 19-Oct-17 yes |
54.32 on mkt buy AUD ord 243 243 |
| BlackRock Investment Management (Australia) Limited 19-Oct-17 yes |
54.32 on mkt buy AUD ord 949 949 |
| BlackRock Investment Management, LLC 19-Oct-17 no |
n/a collateral transfer AUD ord 9 9 |
| BlackRock Investment Management (UK) Limited 19-Oct-17 no |
n/a collateral transfer AUD ord 4 4 |
| BlackRock Advisors(UK)Limited 20-Oct-17 yes |
54.20 on mkt buy AUD ord 778 778 |
| BlackRock Advisors(UK)Limited 20-Oct-17 yes |
54.20 on mkt buy AUD ord 500 500 |
ASX
page 4 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management, LLC 20-Oct-17 no |
n/a collateral transfer AUD ord 382 382 |
| BlackRock Investment Management (UK) Limited 20-Oct-17 no |
n/a collateral transfer AUD ord 24,383 24,383 |
| BlackRock Asset Management North Asia Limited 20-Oct-17 no |
n/a collateral transfer AUD ord 21 21 |
| BlackRock Advisors(UK)Limited 23-Oct-17 yes |
54.09 on mkt buy AUD ord 389 389 |
| BlackRock Asset Management North Asia Limited 23-Oct-17 no |
n/a collateral transfer AUD ord 21 21 |
| BlackRock Fund Advisors 24-Oct-17 no |
n/a in specie AUD ord 603 603 |
| BlackRock Fund Advisors 24-Oct-17 no |
n/a in specie AUD ord 2,613 2,613 |
| BlackRock Fund Advisors 24-Oct-17 no |
n/a in specie AUD ord 160 160 |
| BlackRock Investment Management, LLC 24-Oct-17 no |
n/a collateral transfer AUD ord 45 45 |
| BlackRock Asset Management Canada Limited 25-Oct-17 yes |
54.16 on mkt buy AUD ord 31 31 |
| BlackRock Institutional Trust Company, National Association 25-Oct-17 yes |
54.16 on mkt buy AUD ord 931 931 |
| BlackRock Fund Advisors 25-Oct-17 no |
n/a in specie AUD ord 3,432 3,432 |
| BlackRock Advisors (UK) Limited 25-Oct-17 no |
n/a collateral transfer AUD ord 3,602 3,602 |
| BlackRock Investment Management (UK) Limited 25-Oct-17 no |
n/a collateral transfer AUD ord 50 50 |
| BlackRock Asset Management North Asia Limited 25-Oct-17 no |
n/a collateral transfer AUD ord 23 23 |
| BlackRock Advisors(UK)Limited 26-Oct-17 yes |
54.26 on mkt buy AUD ord 126 126 |
| BlackRock Institutional Trust Company, National Association 26-Oct-17 yes |
54.26 on mkt buy AUD ord 687 687 |
| BlackRock Fund Advisors 26-Oct-17 no |
n/a in specie AUD ord 715 715 |
| BlackRock Institutional Trust Company, National Association 26-Oct-17 no |
n/a in specie AUD ord 2,377 2,377 |
| BlackRock Financial Management, Inc. 26-Oct-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management, LLC 26-Oct-17 no |
n/a collateral transfer AUD ord 843 843 |
| BlackRock Investment Management (UK) Limited 26-Oct-17 no |
n/a collateral transfer AUD ord 2,003 2,003 |
| BlackRock Asset Management North Asia Limited 26-Oct-17 no |
n/a collateral transfer AUD ord 755 755 |
| BlackRock Advisors(UK)Limited 27-Oct-17 yes |
54.21 on mkt buy AUD ord 1,556 1,556 |
| BlackRock Fund Advisors 27-Oct-17 no |
n/a in specie AUD ord 65 65 |
| BlackRock Investment Management (UK) Limited 27-Oct-17 no |
n/a collateral transfer AUD ord 383 383 |
| BlackRock Asset Management North Asia Limited 30-Oct-17 no |
n/a collateral transfer AUD ord 94 94 |
| BlackRock Advisors(UK)Limited 31-Oct-17 yes |
53.98 on mkt buy AUD ord 392 392 |
| BlackRock Advisors(UK)Limited 31-Oct-17 yes |
53.98 on mkt buy AUD ord 51 51 |
| BlackRock Asset Management Canada Limited 31-Oct-17 yes |
53.98 on mkt buy AUD ord 682 682 |
| BlackRock Fund Advisors 31-Oct-17 no |
n/a in specie AUD ord 7,704 7,704 |
| BlackRock Fund Advisors 31-Oct-17 no |
n/a in specie AUD ord 65 65 |
| BlackRock Investment Management (UK) Limited 31-Oct-17 no |
n/a collateral transfer AUD ord 27 27 |
| BlackRock Asset Management North Asia Limited 31-Oct-17 no |
n/a collateral transfer AUD ord 3 3 |
| BlackRock Investment Management (Australia) Limited 01-Nov-17 yes |
53.85 on mkt buy AUD ord 1,344 1,344 |
| BlackRock Advisors(UK)Limited 01-Nov-17 yes |
53.85 on mkt buy AUD ord 499 499 |
| BlackRock Advisors(UK)Limited 01-Nov-17 yes |
53.85 on mkt buy AUD ord 51 51 |
| BlackRock Asset Management Canada Limited 01-Nov-17 yes |
53.85 on mkt buy AUD ord 23 23 |
| BlackRock Investment Management, LLC 01-Nov-17 no |
n/a collateral transfer AUD ord 10 10 |
| BlackRock Asset Management North Asia Limited 01-Nov-17 no |
n/a collateral transfer AUD ord 36 36 |
| BlackRock Investment Management (Australia) Limited 02-Nov-17 yes |
53.77 on mkt buy AUD ord 49 49 |
| BlackRock Fund Advisors 02-Nov-17 no |
n/a in specie AUD ord 286 286 |
| BlackRock Fund Advisors 02-Nov-17 no |
n/a in specie AUD ord 321 321 |
| BlackRock Investment Management (UK) Limited 02-Nov-17 no |
n/a in specie AUD ord 890 890 |
| BlackRock Advisors(UK)Limited 02-Nov-17 no |
n/a in specie AUD ord 1,048 1,048 |
| BlackRock Investment Management, LLC 02-Nov-17 no |
n/a collateral transfer AUD ord 136 136 |
| BlackRock Advisors(UK)Limited 03-Nov-17 yes |
54.05 on mkt buy AUD ord 998 998 |
ASX
page 5 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 03-Nov-17 no |
n/a in specie AUD ord 130 130 |
| BlackRock Investment Management (UK) Limited 03-Nov-17 no |
n/a collateral transfer AUD ord 13 13 |
| BlackRock Asset Management North Asia Limited 03-Nov-17 no |
n/a collateral transfer AUD ord 26 26 |
| BlackRock Advisors(UK)Limited 06-Nov-17 yes |
54.55 on mkt buy AUD ord 490 490 |
| BlackRock Fund Advisors 06-Nov-17 no |
n/a in specie AUD ord 642 642 |
| BlackRock Fund Advisors 06-Nov-17 no |
n/a in specie AUD ord 2,145 2,145 |
| BlackRock Advisors (UK) Limited 06-Nov-17 no |
n/a collateral transfer AUD ord 8,106 8,106 |
| BlackRock Financial Management,Inc. 07-Nov-17 no |
n/a in specie AUD ord 136 136 |
| BlackRock Advisors(UK)Limited 07-Nov-17 yes |
54.94 on mkt buy AUD ord 1,617 1,617 |
| BlackRock Fund Advisors 07-Nov-17 no |
n/a in specie AUD ord 396 396 |
| BlackRock Advisors(UK)Limited 08-Nov-17 yes |
54.47 on mkt buy AUD ord 389 389 |
| BlackRock Advisors(UK)Limited 08-Nov-17 yes |
54.47 on mkt buy AUD ord 66 66 |
| BlackRock Asset Management Canada Limited 08-Nov-17 yes |
54.47 on mkt buy AUD ord 19 19 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 880 880 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 1,005 1,005 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 858 858 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 1,573 1,573 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 320 320 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
54.58 on mkt buy AUD ord 500 500 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
54.51 on mkt buy AUD ord 172 172 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
54.51 on mkt buy AUD ord 2,593 2,593 |
| BlackRock Fund Advisors 10-Nov-17 no |
n/a in specie AUD ord 252 252 |
| BlackRock Investment Management (UK) Limited 10-Nov-17 no |
n/a in specie AUD ord 665 665 |
| BlackRock Asset Management Canada Limited 13-Nov-17 yes |
54.61 on mkt buy AUD ord 331 331 |
| BlackRock Advisors(UK)Limited 13-Nov-17 yes |
54.21 on mkt buy AUD ord 5,161 5,161 |
| BlackRock Financial Management, Inc. 13-Nov-17 no |
n/a collateral transfer AUD ord 15,113 15,113 |
| BlackRock Investment Management, LLC 13-Nov-17 no |
n/a collateral transfer AUD ord 115,837 115,837 |
| BlackRock Investment Management (UK) Limited 13-Nov-17 no |
n/a collateral transfer AUD ord 714 714 |
| BlackRock Advisors(UK)Limited 14-Nov-17 yes |
54.52 on mkt buy AUD ord 2,346 2,346 |
| BlackRock Advisors(UK)Limited 14-Nov-17 yes |
54.57 on mkt buy AUD ord 5,641 5,641 |
| BlackRock Investment Management (Australia) Limited 14-Nov-17 yes |
54.57 on mkt buy AUD ord 1,832 1,832 |
| BlackRock Fund Advisors 14-Nov-17 no |
n/a in specie AUD ord 715 715 |
| BlackRock Advisors (UK) Limited 14-Nov-17 no |
n/a collateral transfer AUD ord 131,118 131,118 |
| BlackRock Institutional Trust Company, National Association 15-Nov-17 yes |
54.57 on mkt buy AUD ord 16,411 16,411 |
| BlackRock Institutional Trust Company, National Association 15-Nov-17 yes |
54.57 on mkt buy AUD ord 13,591 13,591 |
| BlackRock Investment Management (Australia) Limited 15-Nov-17 yes |
54.58 on mkt buy AUD ord 1,568 1,568 |
| BlackRock Fund Advisors 15-Nov-17 no |
n/a in specie AUD ord 1,859 1,859 |
| BlackRock Financial Management, Inc. 15-Nov-17 no |
n/a collateral transfer AUD ord 175 175 |
| BlackRock Investment Management (UK) Limited 15-Nov-17 no |
n/a collateral transfer AUD ord 3,352 3,352 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ord 4,004 4,004 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ord 715 715 |
| BlackRock Advisors(UK)Limited 16-Nov-17 no |
n/a in specie AUD ord 112,159 112,159 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ord 6,312 6,312 |
| BlackRock Advisors(UK)Limited 17-Nov-17 yes |
54.99 on mkt buy AUD ord 42 42 |
| BlackRock Fund Advisors 17-Nov-17 no |
n/a in specie AUD ord 528 528 |
| BlackRock Fund Advisors 17-Nov-17 no |
n/a in specie AUD ord 320 320 |
| BlackRock Advisors(UK)Limited 21-Nov-17 yes |
55.12 on mkt buy AUD ord 501 501 |
| BlackRock Fund Advisors 21-Nov-17 no |
n/a in specie AUD ord 3,003 3,003 |
| BlackRock Financial Management, Inc. 21-Nov-17 no |
n/a collateral transfer AUD ord 25 25 |
| BlackRock Investment Management, LLC 21-Nov-17 no |
n/a collateral transfer AUD ord 18,212 18,212 |
| BlackRock Investment Management (UK) Limited 21-Nov-17 no |
n/a collateral transfer AUD ord 44,091 44,091 |
| BlackRock Asset Management North Asia Limited 21-Nov-17 no |
n/a collateral transfer AUD ord 20,671 20,671 |
| BlackRock Investment Management (Australia) Limited 22-Nov-17 yes |
55.44 on mkt buy AUD ord 710 710 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ord 2,735 2,735 |
ASX
page 6 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ord 811 811 |
| BlackRock Japan Co., Ltd. 22-Nov-17 no |
n/a collateral transfer AUD ord 14 14 |
| BlackRock Investment Management (UK) Limited 22-Nov-17 no |
n/a collateral transfer AUD ord 774 774 |
| BlackRock Investment Management (UK) Limited 23-Nov-17 no |
n/a collateral transfer AUD ord 9,493 9,493 |
| BlackRock Investment Management (Australia) Limited 24-Nov-17 yes |
55.77 on mkt buy AUD ord 375 375 |
| BlackRock Advisors(UK)Limited 24-Nov-17 yes |
55.77 on mkt buy AUD ord 245 245 |
| BlackRock Advisors(UK)Limited 24-Nov-17 yes |
55.77 on mkt buy AUD ord 102 102 |
| BlackRock Investment Management (UK) Limited 24-Nov-17 no |
n/a in specie AUD ord 2,708 2,708 |
| BlackRock Investment Management (UK) Limited 24-Nov-17 no |
n/a in specie AUD ord 2,528 2,528 |
| BlackRock Financial Management, Inc. 24-Nov-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 24-Nov-17 no |
n/a collateral transfer AUD ord 890 890 |
| BlackRock Asset Management North Asia Limited 24-Nov-17 no |
n/a collateral transfer AUD ord 264 264 |
| BlackRock Investment Management (Australia) Limited 27-Nov-17 yes |
56.19 on mkt buy AUD ord 22,400 22,400 |
| BlackRock Advisors(UK)Limited 27-Nov-17 yes |
56.19 on mkt buy AUD ord 2,382 2,382 |
| BlackRock Investment Management, LLC 27-Nov-17 no |
n/a collateral transfer AUD ord 516 516 |
| BlackRock Investment Management (Australia) Limited 28-Nov-17 yes |
56.64 on mkt buy AUD ord 24,192 24,192 |
| BlackRock Advisors(UK)Limited 28-Nov-17 yes |
56.64 on mkt buy AUD ord 76 76 |
| BlackRock Investment Management (Australia) Limited 28-Nov-17 yes |
56.64 on mkt buy AUD ord 1,881 1,881 |
| BlackRock Fund Advisors 28-Nov-17 yes |
56.64 on mkt buy AUD ord 195 195 |
| BlackRock Fund Advisors 28-Nov-17 no |
n/a in specie AUD ord 856 856 |
| BlackRock Investment Management, LLC 28-Nov-17 no |
n/a collateral transfer AUD ord 178 178 |
| BlackRock Asset Management North Asia Limited 28-Nov-17 no |
n/a collateral transfer AUD ord 419 419 |
| BlackRock Investment Management (Australia) Limited 29-Nov-17 yes |
57.33 on mkt buy AUD ord 9,408 9,408 |
| BlackRock Institutional Trust Company, National Association 29-Nov-17 yes |
57.33 on mkt buy AUD ord 3,667 3,667 |
| BlackRock Fund Advisors 29-Nov-17 no |
n/a in specie AUD ord 440 440 |
| BlackRock Japan Co., Ltd. 29-Nov-17 no |
n/a collateral transfer AUD ord 63,943 63,943 |
| BlackRock Investment Management, LLC 29-Nov-17 no |
n/a collateral transfer AUD ord 1,536 1,536 |
| BlackRock Investment Management (UK) Limited 29-Nov-17 no |
n/a collateral transfer AUD ord 1,520 1,520 |
| BlackRock Asset Management Canada Limited 30-Nov-17 yes |
57.13 on mkt buy AUD ord 133 133 |
| BlackRock Asset Management Canada Limited 30-Nov-17 yes |
57.13 on mkt buy AUD ord 18 18 |
| BlackRock Investment Management (Australia) Limited 30-Nov-17 yes |
57.13 on mkt buy AUD ord 815 815 |
| BlackRock Investment Management (Australia) Limited 30-Nov-17 yes |
57.13 on mkt buy AUD ord 96 96 |
| BlackRock Investment Management (UK) Limited 30-Nov-17 no |
n/a collateral transfer AUD ord 545 545 |
| BlackRock Investment Management (UK) Limited 01-Dec-17 no |
n/a collateral transfer AUD ord 610 610 |
| BlackRock Investment Management (Australia) Limited 04-Dec-17 yes |
57.30 on mkt buy AUD ord 2,468 2,468 |
| BlackRock Investment Management (Australia) Limited 04-Dec-17 yes |
57.30 on mkt buy AUD ord 3,511 3,511 |
| BlackRock Fund Advisors 04-Dec-17 no |
n/a in specie AUD ord 1,365 1,365 |
| BlackRock Fund Advisors 04-Dec-17 no |
n/a in specie AUD ord 546 546 |
| BlackRock Investment Management (UK) Limited 04-Dec-17 no |
n/a collateral transfer AUD ord 879 879 |
| BlackRock Asset Management North Asia Limited 04-Dec-17 no |
n/a collateral transfer AUD ord 3 3 |
| BlackRock Advisors(UK)Limited 05-Dec-17 yes |
57.19 on mkt buy AUD ord 390 390 |
| BlackRock Advisors(UK)Limited 05-Dec-17 yes |
57.19 on mkt buy AUD ord 204 204 |
| BlackRock Advisors(UK)Limited 05-Dec-17 yes |
57.19 on mkt buy AUD ord 106 106 |
| BlackRock Investment Management (UK) Limited 05-Dec-17 yes |
57.19 on mkt buy AUD ord 830 830 |
| BlackRock Fund Advisors 05-Dec-17 no |
n/a in specie AUD ord 3,003 3,003 |
ASX
page 7 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 05-Dec-17 no |
n/a in specie AUD ord 206 206 |
| BlackRock Fund Advisors 05-Dec-17 no |
n/a in specie AUD ord 103 103 |
| BlackRock Financial Management, Inc. 05-Dec-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management, LLC 05-Dec-17 no |
n/a collateral transfer AUD ord 1,221 1,221 |
| BlackRock Asset Management North Asia Limited 05-Dec-17 no |
n/a collateral transfer AUD ord 379 379 |
| BlackRock Investment Management (Australia) Limited 06-Dec-17 yes |
56.99 on mkt buy AUD ord 1,389 1,389 |
| BlackRock Investment Management (Australia) Limited 06-Dec-17 yes |
56.95 on mkt buy AUD ord 1,344 1,344 |
| BlackRock Advisors(UK)Limited 06-Dec-17 yes |
56.95 on mkt buy AUD ord 147 147 |
| BlackRock Advisors(UK)Limited 06-Dec-17 yes |
56.95 on mkt buy AUD ord 245 245 |
| BlackRock Advisors(UK)Limited 06-Dec-17 yes |
56.95 on mkt buy AUD ord 51 51 |
| BlackRock Advisors(UK)Limited 06-Dec-17 no |
n/a in specie AUD ord 1,029 1,029 |
| BlackRock Financial Management, Inc. 06-Dec-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management, LLC 06-Dec-17 no |
n/a collateral transfer AUD ord 722 722 |
| BlackRock Asset Management North Asia Limited 06-Dec-17 no |
n/a collateral transfer AUD ord 54 54 |
| BlackRock Japan Co.,Ltd. 07-Dec-17 yes |
57.33 on mkt buy AUD ord 185 185 |
| BlackRock Fund Advisors 07-Dec-17 no |
n/a in specie AUD ord 214 214 |
| BlackRock Investment Management, LLC 07-Dec-17 no |
n/a collateral transfer AUD ord 143 143 |
| BlackRock Asset Management North Asia Limited 07-Dec-17 no |
n/a collateral transfer AUD ord 394 394 |
| BlackRock Financial Management,Inc. 08-Dec-17 no |
n/a in specie AUD ord 1,511 1,511 |
| BlackRock Investment Management (Australia) Limited 08-Dec-17 yes |
56.25 on mkt buy AUD ord 1,651 1,651 |
| BlackRock Fund Advisors 08-Dec-17 no |
n/a in specie AUD ord 804 804 |
| BlackRock Fund Advisors 08-Dec-17 no |
n/a in specie AUD ord 1,206 1,206 |
| BlackRock Investment Management (UK) Limited 08-Dec-17 no |
n/a in specie AUD ord 796 796 |
| BlackRock Investment Management (UK) Limited 08-Dec-17 no |
n/a in specie AUD ord 2,916 2,916 |
| BlackRock Investment Management, LLC 08-Dec-17 no |
n/a collateral transfer AUD ord 302 302 |
| BlackRock Asset Management North Asia Limited 08-Dec-17 no |
n/a collateral transfer AUD ord 394 394 |
| BlackRock Fund Advisors 11-Dec-17 no |
n/a in specie AUD ord 144 144 |
| BlackRock Fund Advisors 11-Dec-17 no |
n/a in specie AUD ord 103 103 |
| BlackRock Financial Management, Inc. 11-Dec-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management, LLC 11-Dec-17 no |
n/a collateral transfer AUD ord 666 666 |
| BlackRock Asset Management North Asia Limited 11-Dec-17 no |
n/a collateral transfer AUD ord 897 897 |
| BlackRock Advisors(UK)Limited 12-Dec-17 yes |
55.83 on mkt buy AUD ord 1,560 1,560 |
| BlackRock Advisors(UK)Limited 12-Dec-17 yes |
55.83 on mkt buy AUD ord 243 243 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ord 1,092 1,092 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ord 4,095 4,095 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ord 1,092 1,092 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ord 811 811 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ord 1,622 1,622 |
| BlackRock Financial Management, Inc. 12-Dec-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 12-Dec-17 no |
n/a collateral transfer AUD ord 672 672 |
| BlackRock Asset Management North Asia Limited 12-Dec-17 no |
n/a collateral transfer AUD ord 493 493 |
| BlackRock Advisors(UK)Limited 13-Dec-17 yes |
55.40 on mkt buy AUD ord 931 931 |
| BlackRock Investment Management (Australia) Limited 13-Dec-17 yes |
55.40 on mkt buy AUD ord 11,824 11,824 |
| BlackRock Fund Advisors 13-Dec-17 no |
n/a in specie AUD ord 811 811 |
| BlackRock Investment Management (Australia) Limited 13-Dec-17 yes |
55.40 on mkt buy AUD ord 32,437 32,437 |
| BlackRock Asset Management North Asia Limited 13-Dec-17 no |
n/a collateral transfer AUD ord 8,123 8,123 |
| BlackRock Financial Management, Inc. 14-Dec-17 no |
n/a collateral transfer AUD ord 3 3 |
| BlackRock Investment Management, LLC 14-Dec-17 no |
n/a collateral transfer AUD ord 1,874 1,874 |
ASX
page 8 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 14-Dec-17 no |
n/a collateral transfer AUD ord 5,349 5,349 |
| BlackRock Advisors(UK)Limited 15-Dec-17 yes |
55.37 on mkt buy AUD ord 126 126 |
| BlackRock Asset Management Canada Limited 15-Dec-17 yes |
55.37 on mkt buy AUD ord 497 497 |
| BlackRock Fund Advisors 15-Dec-17 yes |
55.37 on mkt buy AUD ord 24 24 |
| BlackRock Investment Management (UK) Limited 15-Dec-17 yes |
55.37 on mkt buy AUD ord 266 266 |
| BlackRock Institutional Trust Company, National Association 15-Dec-17 yes |
55.37 on mkt buy AUD ord 71 71 |
| BlackRock Asset Management Canada Limited 15-Dec-17 yes |
55.36 on mkt buy AUD ord 11,613 11,613 |
| BlackRock Fund Advisors 15-Dec-17 yes |
55.36 on mkt buy AUD ord 580 580 |
| BlackRock Investment Management (UK) Limited 15-Dec-17 yes |
55.36 on mkt buy AUD ord 6,213 6,213 |
| BlackRock Institutional Trust Company, National Association 15-Dec-17 yes |
55.36 on mkt buy AUD ord 1,658 1,658 |
| BlackRock Fund Advisors 15-Dec-17 no |
n/a in specie AUD ord 144 144 |
| BlackRock Fund Advisors 15-Dec-17 no |
n/a in specie AUD ord 2,188 2,188 |
| BlackRock Fund Advisors 15-Dec-17 no |
n/a in specie AUD ord 1,641 1,641 |
| BlackRock Investment Management (UK) Limited 15-Dec-17 no |
n/a collateral transfer AUD ord 3,642 3,642 |
| BlackRock Financial Management,Inc. 18-Dec-17 yes |
55.82 on mkt buy AUD ord 1,133 1,133 |
| BlackRock Advisors(UK)Limited 18-Dec-17 yes |
55.90 on mkt buy AUD ord 2,730 2,730 |
| BlackRock Advisors(UK)Limited 18-Dec-17 yes |
55.93 on mkt buy AUD ord 498 498 |
| BlackRock Advisors(UK)Limited 18-Dec-17 yes |
55.93 on mkt buy AUD ord 972 972 |
| BlackRock Advisors(UK)Limited 18-Dec-17 yes |
55.93 on mkt buy AUD ord 506 506 |
| BlackRock Fund Advisors 18-Dec-17 no |
n/a in specie AUD ord 2,145 2,145 |
| BlackRock Advisors (UK) Limited 18-Dec-17 no |
n/a collateral transfer AUD ord 7,617 7,617 |
| BlackRock Capital Management, Inc. 18-Dec-17 no |
n/a collateral transfer AUD ord 49 49 |
| BlackRock Investment Management, LLC 18-Dec-17 no |
n/a collateral transfer AUD ord 2,668 2,668 |
| BlackRock Investment Management (UK) Limited 18-Dec-17 no |
n/a collateral transfer AUD ord 5,433 5,433 |
| BlackRock Investment Management (Australia) Limited 19-Dec-17 yes |
56.28 on mkt buy AUD ord 123 123 |
| BlackRock Financial Management,Inc. 19-Dec-17 yes |
56.11 on mkt buy AUD ord 318 318 |
| BlackRock Financial Management,Inc. 19-Dec-17 yes |
56.11 on mkt buy AUD ord 159 159 |
| BlackRock Institutional Trust Company, National Association 19-Dec-17 yes |
56.11 on mkt buy AUD ord 269 269 |
| BlackRock Financial Management,Inc. 19-Dec-17 yes |
56.41 on mkt buy AUD ord 1,211 1,211 |
| BlackRock Financial Management,Inc. 19-Dec-17 yes |
56.41 on mkt buy AUD ord 608 608 |
| BlackRock Institutional Trust Company, National Association 19-Dec-17 yes |
56.41 on mkt buy AUD ord 1,029 1,029 |
| BlackRock Investment Management (Australia) Limited 19-Dec-17 yes |
56.45 on mkt buy AUD ord 250 250 |
| BlackRock Investment Management (Australia) Limited 19-Dec-17 yes |
56.45 on mkt buy AUD ord 613 613 |
| BlackRock Advisors(UK)Limited 19-Dec-17 yes |
56.45 on mkt buy AUD ord 126 126 |
| BlackRock Institutional Trust Company, National Association 19-Dec-17 no |
n/a in specie AUD ord 1,367 1,367 |
| BlackRock Fund Advisors 19-Dec-17 no |
n/a in specie AUD ord 1,641 1,641 |
| BlackRock Fund Advisors 19-Dec-17 no |
n/a in specie AUD ord 428 428 |
| BlackRock Investment Management,LLC 20-Dec-17 yes |
56.15 on mkt buy AUD ord 568 568 |
| BlackRock Advisors(UK)Limited 20-Dec-17 yes |
55.74 on mkt buy AUD ord 126 126 |
| BlackRock Investment Management (Australia) Limited 20-Dec-17 yes |
55.74 on mkt buy AUD ord 654 654 |
| BlackRock Investment Management (Australia) Limited 20-Dec-17 yes |
55.74 on mkt buy AUD ord 1,466 1,466 |
| BlackRock Institutional Trust Company, National Association 20-Dec-17 yes |
55.74 on mkt buy AUD ord 3,171 3,171 |
| BlackRock Institutional Trust Company, National Association 20-Dec-17 yes |
55.74 on mkt buy AUD ord 707 707 |
| BlackRock Fund Advisors 20-Dec-17 yes |
55.74 on mkt buy AUD ord 1,212 1,212 |
| BlackRock Investment Management (UK) Limited 20-Dec-17 no |
n/a in specie AUD ord 1,179 1,179 |
| BlackRock Fund Advisors 20-Dec-17 no |
n/a in specie AUD ord 214 214 |
| BlackRock Investment Management, LLC 20-Dec-17 no |
n/a collateral transfer AUD ord 209 209 |
ASX
page 9 of 9
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
22-Dec-17 Kayla Mulvihill, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Capital Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
ASX
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Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
22-Dec-17 Kayla Mulvihill, Authorised Signatory Date
| Type of agreement: | Global Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherw ise agreed betw een the parties, the Registered Ow ner w ill not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations w ill be accelerated and replaced w ith an obligation of one party to pay a single cash sum to the other determined in accordance w ith the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice w ill not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrow er's termination rights – i.e. Borrow er may not have the right to terminate and return the borrow ed securities - as the Borrow er w as to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA w ere restricted. Subject to the terms of the relevant Loan, the Borrow er, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency w ith respect to any Security Issuer or any of the Borrow er’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters w hich w ould constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to ASX LTD or the Australian Securities and Investments Commission upon request.
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