ASX LIMITED — Interim / Quarterly Report 2021

Jul 5, 2021

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6 July 2021

Australian Securities and Investments Commission Mr Nathan Bourne Senior Executive Leader, Market Infrastructure Level 5, 100 Market Street SYDNEY NSW 2000

ASX Market Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

ASX GROUP MONTHLY ACTIVITY REPORT – JUNE 2021

Attached is a copy of the ASX Group Monthly Activity Report for June 2021.

Release of market announcement authorised by: Daniel Csillag

Company Secretary

20 Bridge Street Sydney NSW 2000 PO Box H224 Customer service 13 12 79 Australia Square NSW 1215 asx.com.au

ASX Limited ABN 98 008 624 691

Market Announcement

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6 July 2021

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ASX Group Monthly Activity Report – June 2021

Listings and Capital Raisings

 In June 2021, total capital raised was $16.1 billion, down 38% on the previous corresponding period (pcp).

Listings and Capital Raisings	June	June	June	June
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
New listed entities admitted	24	3	176	83
De-listings	5	10	136	164
Total listed entities(at end of month)	2,228	2,188
Change onpcp	2%
Initial capital raised($million)	12,577	16,536	40,574	26,964
Change onpcp	-24%		50%
Secondarycapital raised($million)	2,805	9,072	50,561	65,033
Other capital raised includingscrip-for-scrip ($million)	691	349	11,359	5,193
Total secondarycapital raised($million)	3,496	9,421	61,920	70,226
Change onpcp	-63%		-12%
Total capital raised including other($million)	16,073	25,957	102,494	97,190
Change onpcp	-38%		5%

Market Announcement 1/6

6 July 2021

Trading – Cash Markets (including equities, interest rate and warrant trades)

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• In June 2021, the average daily number of trades was down 16% on the pcp. The average daily value traded onmarket of $5.7 billion was down 27% on the pcp.

• Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.5% in June (compared to 1.3% in the pcp).

• Expected future volatility (as measured by the S&P/ASX 200 VIX) in June was an average of 12.1 (compared to 22.2 in the pcp).

Cash Markets	June	June	June	June
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Total trading days	21	21	254	255
(Cash market includes equity, warrant and interest rate market
transactions)
Cash market volume
Total trades	31,423,160	37,520,966	384,149,640	460,788,797
Change onpcp	-16%		-17%
Average dailytrades	1,496,341	1,786,713	1,512,400	1,807,015
Change onpcp	-16%		-16%
Cash market value
Open trading ($billion)	76.836	110.775	994.431	995.319
Auctions trading ($billion)	33.433	41.623	363.198	409.876
Centre Point($billion)	8.626	10.167	106.134	120.436
On-market value	118.895	162.565	1,463.763	1,525.631
Change onpcp	-27%		-4%
Trade reporting*($billion)	19.386	19.662	217.171	266.053
Total cash market value($billion)	138.281	182.227	1,680.934	1,791.684
Change onpcp	-24%		-6%
On-market average dailyvalue($billion)	5.662	7.741	5.763	5.983
Change onpcp	-27%		-4%
Total average dailyvalue($billion)	6.585	8.678	6.618	7.026
Change onpcp	-24%		-6%
Average valueper trade($)	4,401	4,857	4,376	3,888
Change onpcp	-9%		13%
All Ordinaries Index(average dailymovement)	0.5%	1.3%
Change onpcp	-0.8%
S&P/ASX 200 VIX(average dailyvalue)	12.1	22.2
Change onpcp	-45%

*Trade reporting means the value of trades executed outside the order book of ASX that is subsequently reported to ASX for publication

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6 July 2021

Trading – Futures

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• In June 2021, average daily futures volume was up 3% and average daily options volume was down 11% on the pcp. Total average daily futures and options on futures volumes was up 3% on the pcp.

Futures	June	June	June	June
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Futures and options total trading days	22	22	256	257
(includes interest rate, ASX SPI 200, commodities and energy
contracts)
Futures volume
Total contracts	16,080,496	15,646,753	143,565,175	168,115,349
Change onpcp	3%		-15%
Average dailycontracts	730,932	711,216	560,801	654,145
Change onpcp	3%		-14%
Options on futures volume
Total contracts	19,296	21,690	235,124	1,124,722
Change onpcp	-11%		-79%
Average dailycontracts	877	986	918	4,376
Change onpcp	-11%		-79%
Total futures and options on futures volume
Total contracts	16,099,792	15,668,443	143,800,299	169,240,071
Change onpcp	3%		-15%
Average dailycontracts	731,809	712,202	561,720	658,522
Change onpcp	3%		-15%

Volume of futures trading by individual contract is available at the following link: https://www2.asx.com.au/content/dam/asx/documents/unlinked-docs/finance-reports/2021/monthly-futures-markets-report-210630.pdf

Clearing – OTC Markets

 In June 2021, the notional value of OTC interest rate derivative contracts centrally cleared was $354.602 billion, compared to $426.428 billion in the pcp.

OTC Markets	June	June	June	June
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Total notional cleared value($billion)	354.602	426.428	5,200.102	12,454.307
Change onpcp	-17%		-58%
Open notional cleared value ($billion)	3,101.448	5,098.019
(at end of month)
Change onpcp	-39%

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6 July 2021

Trading – Equity Options

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• In June 2021, single stock options average daily contracts traded were down 4% and index options average daily contracts traded were down 5% on the pcp.

Equity Options	June	June	June	June
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Exchange-traded options total trading days	21	21	254	255
(includes single stock equityoptions and index options)
Single stock equityoptions volume
Total contracts	5,176,228	5,404,793	56,886,817	65,893,637
Change onpcp	-4%		-14%
Average dailycontracts	246,487	257,371	223,964	258,406
Change onpcp	-4%		-13%
Index options volume
Total contracts	525,268	552,921	5,327,534	9,841,902
Change onpcp	-5%		-46%
Average dailycontracts	25,013	26,330	20,975	38,596
Change onpcp	-5%		-46%

Clearing – Exchange-Traded Markets

• Participant margin balances held on balance sheet at month-end totalled $12.1 billion in June 2021, compared to $12.5 billion in June 2020.

ASX Clearing Corporation	June	June	June	June
Collateral Balances – At End of Month	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Cash margins held on balance sheet:
- ASX Clear($billion)	1.0	1.3
- ASX Clear(Futures) ($billion)	10.6	10.7
Cash equivalents held on balance sheet – ASX Clear	0.5	0.5
(Futures) ($billion)
Total cash margins held on balance sheet	12.1	12.5
Change onpcp	-3%
Collateral cash cover held off balance sheet (equities	3.4	3.2
andguarantees)– ASX Clear($billion)
Change onpcp	6%
Total billable cash market value cleared($billion)	128.142	175.049	1,589.214	1,659.340
Change onpcp	-27%		-4%

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6 July 2021

Settlement

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• The value of securities held in CHESS was 27% higher than the pcp. The number of dominant settlement messages in June 2021 was 23% lower than pcp.

• The value of securities held in Austraclear was 13% higher than the pcp.

ASX Settlement	June	June	June	June
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Value of CHESS holdings –period end($billion)	2,644.8	2,080.1
Change onpcp	27%
Dominant settlement messages(million)	1.751	2.274	22.746	22.514
Change onpcp	-23%		1%
Austraclear Settlement and Depository
Austraclear securities holdings –period end($billion)	2,667.4	2,358.2
Change onpcp	13%

Participants

• During the month of June, Euroz Hartleys Securities Limited resigned as an ASX Market and ASX Settlement Participant.

ASX Market Participants1	June	June
	2021	2020
	Month	Month
New admissions	0	0
Resignations and removals	1	0
Market/Clearing/Settlement Participants at month end	105	111
ASX Futures Participants
New admissions	0	0
Resignations and removals	0	0
Trading/ClearingParticipants at month end	46	48

1 Figures exclude Special Settlement Participants set up to effect a specific corporate action as their participation is only temporary.

Market Announcement 5/6

6 July 2021

ASX Rule Changes, Waivers and Exemptions

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• Details of rule and guidance note changes can be accessed online at: http://www.asx.com.au/regulation/rules/recent-rule-amendments.htm

• Details of waivers and exemptions granted by ASX can be accessed online at: http://www.asx.com.au/regulation/rules-guidance-notes-and-waivers.htm

The weekly Australian Cash Market Report is available here: http://www.asx.com.au/services/tradingservices/australian-cash-market-report.htm

Further enquiries:

Media

Analysts/Investors

David Park Josie Ashton Senior Adviser, Media and Communications Head of Investor Relations and Sustainability T +61 2 9227 0010 T +61 2 9227 0646 M +61 429 595 788 M +61 416 205 234 E david.park@asx.com.au E josie.ashton@asx.com.au http://www.asx.com.au/about/media-releases.htm http://www.asx.com.au/about/investor-relations.htm

Market Announcement 6/6

6 July 2021