ASX LIMITED — Interim / Quarterly Report 2022

Dec 5, 2021

==> picture [481 x 5] intentionally omitted <==

==> picture [32 x 50] intentionally omitted <==

6 December 2021

Australian Securities and Investments Commission ASX Market Announcements Office Mr Nathan Bourne ASX Limited Senior Executive Leader, Market Infrastructure 20 Bridge Street Level 5, 100 Market Street SYDNEY NSW 2000 SYDNEY NSW 2000

ASX GROUP MONTHLY ACTIVITY REPORT – NOVEMBER 2021

Attached is a copy of the ASX Group Monthly Activity Report for November 2021.

Release of market announcement authorised by: Daniel Csillag Company Secretary

20 Bridge Street Sydney NSW 2000 PO Box H224 Customer service 13 12 79 Australia Square NSW 1215 asx.com.au

ASX Limited ABN 98 008 624 691

Market Announcement

==> picture [33 x 50] intentionally omitted <==

6 December 2021

==> picture [483 x 5] intentionally omitted <==

ASX Group Monthly Activity Report – November 2021

Listings and Capital Raisings

 In November 2021, total capital raised was $16.2 billion, up 92% on the previous corresponding period (pcp).

Listings and Capital Raisings	November	November	November	November
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
New listed entities admitted	27	15	124	52
De-listings	14	7	68	64
Total listed entities(at end of month)	2,284	2,176
Change onpcp	5%
Initial capital raised($million)	10,391	4,409	26,577	10,676
Change onpcp	136%		149%
Secondarycapital raised($million)	5,046	3,592	28,931	20,573
Other capital raised includingscrip-for-scrip ($million)	741	416	9,853	2,078
Total secondarycapital raised($million)	5,787	4,008	38,784	22,651
Change onpcp	44%		71%
Total capital raised including other($million)	16,178	8,417	65,361	33,327
Change onpcp	92%		96%

Market Announcement 1/6

6 December 2021

Trading – Cash Markets (including equities, interest rate and warrant trades)

==> picture [33 x 51] intentionally omitted <==

• In November 2021, the average daily number of trades was up 6% on the pcp. The average daily value traded onmarket of $6.4 billion was down 2% on the pcp.

• Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.5% in November, compared to 0.7% in the pcp.

• Future volatility (as measured by the S&P/ASX 200 VIX) in November was an average of 12.8 compared to 18.0 in the pcp.

Cash Markets	November	November	November	November
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Total trading days	22	21	109	109
(Cash market includes equity, warrant and interest rate market
transactions)
Cash market volume
Total trades	37,507,686	33,767,566	180,083,800	165,005,550
Change onpcp	11%		9%
Average dailytrades	1,704,895	1,607,979	1,652,145	1,513,812
Change onpcp	6%		9%
Cash market value
Open trading ($billion)	91.784	95.536	455.916	453.147
Auctions trading ($billion)	38.393	33.493	176.624	146.678
Centre Point($billion)	11.434	9.145	53.119	44.163
On-market value	141.611	138.174	685.659	643.988
Change onpcp	2%		6%
Trade reporting*($billion)	21.984	19.837	105.685	93.216
Total cash market value($billion)	163.595	158.011	791.344	737.204
Change onpcp	4%		7%
On-market average dailyvalue($billion)	6.437	6.580	6.290	5.908
Change onpcp	-2%		6%
Total average dailyvalue($billion)	7.436	7.524	7.260	6.763
Change onpcp	-1%		7%
Average valueper trade($)	4,362	4,679	4,394	4,468
Change onpcp	-7%		-2%
All Ordinaries Index(average dailymovement)	0.5%	0.7%
Change onpcp	-0.2%
S&P/ASX 200 VIX(average dailyvalue)	12.8	18.0
Change onpcp	-29%

*Trade reporting means the value of trades executed outside the order book of ASX that is subsequently reported to ASX for publication

Market Announcement 2/6

6 December 2021

Trading – Futures

==> picture [33 x 51] intentionally omitted <==

• In November 2021, average daily futures volume was down 26% and average daily options volume was down 35% on the pcp. Total average daily futures and options on futures volumes was down 26% on the pcp.

Futures	November	November	November	November
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Futures and options total trading days	22	21	109	109
(includes interest rate, ASX SPI 200, commodities and energy
contracts)
Futures volume
Total contracts	8,831,786	11,328,110	54,463,021	57,926,550
Change onpcp	-22%		-6%
Average dailycontracts	401,445	539,434	499,661	531,436
Change onpcp	-26%		-6%
Options on futures volume
Total contracts	13,251	19,321	54,852	112,076
Change onpcp	-31%		-51%
Average dailycontracts	602	920	503	1,028
Change onpcp	-35%		-51%
Total futures and options on futures volume
Total contracts	8,845,037	11,347,431	54,517,873	58,038,626
Change onpcp	-22%		-6%
Average dailycontracts	402,047	540,354	500,164	532,464
Change onpcp	-26%		-6%

Volume of futures trading by individual contract is available at the following link: https://www2.asx.com.au/content/dam/asx/documents/unlinked-docs/finance-reports/2021/monthly-futures-markets-report-211130.pdf

Clearing – OTC Markets

• In November 2021, the notional value of OTC interest rate derivative contracts centrally cleared was $308.110 billion, compared to $257.879 billion in the pcp.

OTC Markets	November	November	November	November
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Total notional cleared value($billion)	308.110	257.879	1,731.485	2,964.959
Change onpcp	19%		-42%
Open notional cleared value ($billion)	3,520.951	4,956.287
(at end of month)
Change onpcp	-29%

Market Announcement 3/6

6 December 2021

Trading – Equity Options

==> picture [33 x 51] intentionally omitted <==

• In November 2021, single stock options average daily contracts traded were down 15% and index options average daily contracts traded were up 10% on the pcp.

daily contracts traded were up 10% on the pcp.
Equity Options	November	November	November	November
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Exchange-traded options total trading days	22	21	109	109
(includes single stock equityoptions and index options)
Single stock equityoptions volume
Total contracts	5,034,737	5,624,821	24,190,992	24,432,780
Change onpcp	-10%		-1%
Average dailycontracts	228,852	267,849	221,936	224,154
Change onpcp	-15%		-1%
Index options volume
Total contracts	463,391	402,257	2,108,691	2,459,106
Change onpcp	15%		-14%
Average dailycontracts	21,063	19,155	19,346	22,561
Change onpcp	10%		-14%

Clearing – Exchange-Traded Markets

• Participant margin balances held on balance sheet at month-end totalled $11.6 billion in November 2021, compared to $13.5 billion in November 2020.

ASX Clearing Corporation	November	November	November	November
Collateral Balances – At End of Month	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Cash margins held on balance sheet:
- ASX Clear($billion)	0.9	1.2
- ASX Clear(Futures) ($billion)	10.0	11.7
Cash equivalents held on balance sheet – ASX Clear	0.7	0.6
(Futures) ($billion)
Total cash margins held on balance sheet	11.6	13.5
Change onpcp	-14%
Collateral cash cover held off balance sheet (equities	3.2	3.4
andguarantees)– ASX Clear($billion)
Change onpcp	-6%
Total billable cash market value cleared($billion)	152.863	150.073	743.592	699.651
Change onpcp	2%		6%

Market Announcement 4/6

6 December 2021

Settlement

==> picture [33 x 51] intentionally omitted <==

• The value of securities held in CHESS was 16% higher than the pcp. The number of dominant settlement messages in November 2021 was 5% lower than the pcp.

• The value of securities held in Austraclear was 9% higher than the pcp.

ASX Settlement	November	November	November	November
	2021	2020	2021	2020
	Month	Month	Financial	Financial
			YTD	YTD
Value of CHESS holdings –period end($billion)	2,700.4	2,335.4
Change onpcp	16%
Dominant settlement messages(million)	1.865	1.971	9.361	9.602
Change onpcp	-5%		-3%
Austraclear Settlement and Depository
Austraclear securities holdings –period end($billion)	2,785.1	2,566.4
Change onpcp	9%

Participants

• During the month of November there were no admissions or resignations.

ASX Market Participants1	November	November
	2021	2020
	Month	Month
New admissions	0	1
Resignations and removals	0	0
Market/Clearing/Settlement Participants at month end	105	109
ASX Futures Participants
New admissions	0	0
Resignations and removals	0	0
Trading/ClearingParticipants at month end	47	48

1 Figures exclude Special Settlement Participants set up to effect a specific corporate action as their participation is only temporary.

Market Announcement 5/6

6 December 2021

ASX Rule Changes, Waivers and Exemptions

==> picture [33 x 51] intentionally omitted <==

• Details of rule and guidance note changes can be accessed online at: http://www.asx.com.au/regulation/rules/recent-rule-amendments.htm

• Details of waivers and exemptions granted by ASX can be accessed online at: http://www.asx.com.au/regulation/rules-guidance-notes-and-waivers.htm

The weekly Australian Cash Market Report is available here: http://www.asx.com.au/services/tradingservices/australian-cash-market-report.htm

Further enquiries:

Media

Analysts/Investors

David Park Michael Papanikolaou Senior Adviser, Media and Communications GM, Treasury and Investor Relations T +61 2 9227 0010 M +61 429 595 788 T +61 2 9227 0646 E david.park@asx.com.au E investor.relations@asx.com.au http://www.asx.com.au/about/media-releases.htm http://www.asx.com.au/about/investor-relations.htm

Market Announcement 6/6

6 December 2021