ASX LIMITED — Director's Dealing 2020

Oct 5, 2020

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6 October 2020

Australian Securities and Investments Commission ASX Market Announcements Office Mr Nathan Bourne ASX Limited Senior Executive Leader, Market Infrastructure 20 Bridge Street Level 5, 100 Market Street SYDNEY NSW 2000 SYDNEY NSW 2000

APPENDIX 3Y – CHANGE OF DIRECTOR’S INTEREST NOTICE – DOMINIC STEVENS

Attached is an Appendix 3Y (Change of Director’s Interest Notice) for Mr Dominic Stevens.

Release of market announcement authorised by: Daniel Csillag Company Secretary

20 Bridge Street Sydney NSW 2000 PO Box H224 Customer service 13 12 79 Australia Square NSW 1215 asx.com.au

ASX Limited ABN 98 008 624 691

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	ASX Limited
ABN	98 008 624 691

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the followingthe director for the purposes of section	information under listing rule 3.19A.2 and as agent for205G of the Corporations Act.
Name of Director	Dominic John Stevens
Date of last notice	10 September 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

	Direct or indirect interest	Direct or indirect interest	Direct or indirect interest	Direct and indirect	Direct and indirect	Direct and indirect	Direct and indirect	Direct and indirect
	Nature of indirect interest(including registered holder)Note: Provide details of the circumstaninterest.			11,500 ordinary shares held by DSES SupPt Ltd as trustee for the Emand			e	rm
		ces giving rise to the rele	vant	ySuperan	nuation Fund.
							ii	alnm
	Date of change			6 Octobvesting	er 2020 (in resof Performance	pect of the partRights awarded
				2016 unIncentiv	der the ASX Lie Plan (LTIP))	mited Long Ter
	No. of securities held prior to c	hange		Indirect	interest in 11,50	0 ordinary shar	eo
				held bythe Ema	DSES Super Ptyndom Superann	Ltd as trustee fuation Fund.
				Direct i	nterest in 4746	8 ordinary shar
	Class			Ordinary shares.

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

g	g
	Number acq	ired		Dir(paawa	ect interestrtial vestinrded in 201	in 10,444g of Perf6 under th	ordinaryormancee LTIP).	sharesRights
	Number disp	osed		Not	applicable.
	Value/ConsidNt If id	erationti i -h id dtil d	titd	Nil.
	oe: consvaluation	raon s noncas, prove eas an e	mae
	No. of securi	ties held after change		Indhel	irect intered by DSES S	st in 11,500uper Pty	ordinaryLtd as trus	sharestee for
				theDir	Emandomect interest	Superannuin 57,912	ation Funordinary	d.shares
				com•	prised of:47,468 o	rdinary s	hares all	ocated
				under ASX’s STI Deferred EquityPlan•10,444ordinaryshares(partialvestingofPerformanceRightsawarded in 2016 under the LTIP).
	Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back			Partial vesting of Performance Rightsawarded in 2016 under the LTIP.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Executive Services Agreement dated 1 August 2016.
Nature of interest	SubjecttoExecutiveServiceAgreement,Performance Rights awarded under LTIP.
Name of registered holder(if issued securities)	ASX Limited Long Term Incentive Plan Trust.
Date of change	30 September 2020 (award of Performance Rightsunder the LTIP)and6 October 2020 (partial lapse of Performance Rightsawarded under the LTIP)

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed	2016 Performance Rights: 20,8892017 Performance Rights: 18,9752018 Performance Rights: 15,8432019 Performance Rights: 12,281The number of ASX Limited shares to which theinterest relates is subject to the satisfaction ofperformance criteria.Assuming satisfaction of the performance criteria,each vested performance right entitles Mr Stevensto receive one ASX Limited share.
Interest acquired	Award of 12,091 performance rights pursuant to theASX LTIP (2020 Performance Rights).The number of ASX Limited shares to which theinterest relates is subject to the satisfaction ofperformance criteria.Assuming satisfaction of the performance criteria,each vested performance right entitles Mr Stevensto receive one ASX Limited share.
Interest disposed	10,445 Performance Rights awarded in 2016 underthe LTIP lapsed on 6 October 2020 as theperformance conditions for vesting of thosePerformance Rights were not met.Refer to Part 1 for details of the partial vesting ofPerformance Rights awarded in 2016 under theLTIP.
Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation	The number of 2020 Performance Rights awardedwas calculated by dividing $1,000,000 by the 10 dayvolume weighted average price of ASX Limitedsharesover10businessdayspreceding30September 2020.
Interest after change	2017 Performance Rights: 18,9752018 Performance Rights: 15,8432019 Performance Rights: 12,2812020 Performance Rights: 12,091[Note: Part 1 sets out information on ordinary sharesheld directlyand indirectlybyMr Stevens.]

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required?	No.
If so, was prior written clearance provided to allow the tradeto proceed during this period?
If prior written clearance was provided, on what date was thisprovided?

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011