ASX LIMITED — Director's Dealing 2019

Sep 8, 2019

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	ASX Limited
ABN	98 008 624 691

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Dominic John Stevens
Date of last notice	26 October 2018

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct and indirect The change notified by this form relates to Mr Stevens’ direct interest only
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	11,500 ordinary shares held by DSES Super Pty Ltd as trustees for the Emandom Superannuation Fund
Date of change	3 September 2019 (in respect of shares allocated under ASX’s 2019 STI Deferred Equity Plan); and 5 September 2019 (in respect of shares allocated under ASX’s 2017 STI Deferred Equity Plan and sold following the removal of restrictions)
No. of securities held prior to change	Indirect interest in 11,500 ordinary shares held by DSES Super Pty Ltd as trustees for the Emandom Superannuation Fund Direct interest in 36,140 ordinary shares allocated under ASX’s STI Deferred Equity Plan
Class	Ordinary Shares

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	Direct interest in 15,272 ordinary shares allocated under ASX’s 2019 STI Deferred Equity Plan
Number disposed	9,127 ordinary shares sold following removal of restrictions on securities allocated under ASX’s 2017 STI Deferred Equity Plan
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	The number of ordinary shares allocated under ASX’s 2019 STI Deferred Equity Plan was calculated by dividing $1,302,000 by the volume weighted average market price of ASX Limited shares over 5 business days between 16 August 2019 and 22 August 2019 (being $85.26). The value of 9,127 ordinary shares sold on 5 September 2019 was $769,476.89.
No. of securities held after change	Indirect interest in 11,500 ordinary shares held by DSES Super Pty Ltd as trustees for the Emandom Superannuation Fund. Direct interest in 42,285 ordinary shares allocated under ASX’s STI Deferred Equity Plan.
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Allocation of ordinary shares under ASX’s 2019 STI Deferred Equity Plan and On market trade (in respect of 9,127 ordinary shares sold on 5 September 2019) following removal of restrictions on securities allocated under ASX’s 2017 STI Deferred Equity Plan.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Executive Services Agreement dated 1 August 2016. No change to Mr Stevens’ interest in 55,707 Performance Rights awarded under ASX’s Long Term Incentive Plan from 2016 to 2018.
Nature of interest

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3