ASX LIMITED — Director's Dealing 2019

Sep 25, 2019

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	ASX Limited
ABN	98 008 624 691

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Dominic John Stevens

Date of last notice 9 September 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct and indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	11,500 ordinary shares held by DSES Super Pty Ltd as trustees for the Emandom Superannuation Fund
Date of change	No change
No. of securities held prior to change	Indirect interest in 11,500 ordinary shares held by DSES Super Pty Ltd as trustees for the Emandom Superannuation Fund. Direct interest in 42,285 ordinary shares allocated under ASX’s STI Deferred Equity Plan.
Class	Ordinary shares
Number acquired	Not applicable
Number disposed	Not applicable

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Not applicable
No. of securities held after change	No change. Indirect interest in 11,500 ordinary shares held by DSES Super Pty Ltd as trustees for the Emandom Superannuation Fund. Direct interest in 42,285 ordinary shares allocated under ASX’s STI Deferred Equity Plan.
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	No change

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Executive Services Agreement dated 1 August 2016
Nature of interest	Subject to Executive Services Agreement, award of Performance Rights under the Long Term Incentive Plan (LTIP)
Name of registered holder (if issued securities)	ASX Limited Long Term Incentive Plan Trust
Date of change	24 September 2019
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	2016 Performance Rights: 20,889 2017 Performance Rights: 18,975 2018 Performance Rights: 15,843 The number of ASX Limited shares to which the interest relates is subject to the satisfaction of performance criteria. Assuming satisfaction of the performance criteria, each vested performance right entitles Mr Stevens to receive one ASX Limited share.

• See chapter 19 for defined terms. Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest acquired	Award of 12,281 performance rights pursuant to the ASX LTIP (2019 Performance Rights). The number of ASX Limited shares to which the interest relates is subject to the satisfaction of performance criteria. Assuming satisfaction of the performance criteria, each vested performance right entitles Mr Stevens to receive one ASX Limited share.
Interest disposed	Not applicable
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	The number of performance rights awarded was calculated by dividing $1,000,000 by the 10 day volume weighted average price of ASX Limited shares over the 10 business days preceding 24 September 2019.
Interest after change	2016 Performance Rights: 20,889 2017 Performance Rights: 18,975 2018 Performance Rights: 15,843 2019 Performance Rights: 12,281 [Note: Part 1 sets out information on ordinary shares held directly and indirectly by Mr Stevens]

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3