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ASX LIMITED Capital/Financing Update 2013

Jul 10, 2013

64439_rns_2013-07-10_5c5257a9-802d-4838-a3ce-1293c712a3f9.pdf

Capital/Financing Update

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ASX Limited ABN 98 008 624 691

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Exchange Centre 20 Bridge Street Sydney NSW 2000 PO Box H224 Australia Square NSW 1215 Telephone +61 2 9227 0000 www.asx.com.au

11 July 2013

Australian Securities and Investments Commission Mr Oliver Harvey Senior Executive Leader, Financial Market Infrastructure Level 5, 100 Market Street SYDNEY NSW 2000

ASX Market Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

ASX successfully completes Retail Shortfall Bookbuild

Attached is a copy of ASX’s announcement: “ASX successfully completes Retail Shortfall Bookbuild”.

Amanda J Harkness

Group General Counsel & Company Secretary

For further inquiries, contact:

Media

Finance/Investor Relations

Matthew Gibbs Ramy Aziz General Manager, Media and Communications Chief Financial Officer Tel: +61 2 9227 0218 Tel: +61 2 9227 0027 Mobile: 0411 121219 Mobile: 0438 452807 [email protected] [email protected] www.asxgroup.com.au/media-releases.htm - www.asxgroup.com.au/investor relations.htm

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ASX Ma r ket Announcement and Media Rele a se 11 July 2 013

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ASX SUCCESSFULLY COMPLETES RETAIL SHORTFALL BOOKBUILD

Sydney, 11 July 2013 ‐ ASX Limited (ASX) today a nnounced the completion of t h e retail shortfall bookbuil d (Retail B o okbuild) o f new ASX ordinary s h ares (New Shares) u n der the retail c omponent of its full y underwritten 2 for 19 pro r a ta acceler a ted reno u nceable entitle m ent offer (with reta i l entitlem e nts tradin g ) (Retail E ntitlement Offer). The Retail Bookb u ild comprised entitlements t o subscrib e for Ne w Shares that eligible retail shareh o lders did n ot take u p , as well as the entitlements of ineligible r etail shareholders. This is t he final stage of ASX's entitleme n t offer announced on Tuesday, 11 June 201 3 .

Summary of the Retail Bookbuild

  • The Re t ail Bookb u ild was conducted a f ter market close on W ednesday, 10 July 2 0 13 and was w e ll supporte d by share h olders and new inves t ors, with:  approxima t ely 2.4 mil l ion entitle m ents sold  entitlements not ta k en up by eligible r e tail share h olders and entitle m ents of ineligible r e tail share h olders we r e sold and cleared in the Retail Bookbuild a t $3.40 per entitle m ent

  • the total a m ount to b e paid by s u ccessful p a rticipants b eing $33.4 0 per New S hare

The approximatel y 2.4 milli o n entitle m ents sold represente d the reta i l entitlem e nts not taken u p and the entitleme n ts that wo u ld otherwise have b e en offere d to ineligi b le retail shareh o lders und e r the Retai l Entitleme n t Offer.

The to t al amount to be pai d by succe s sful participants in t h e Retail Bookbuild i s $33.40 (being t he offer p r ice of $30 . 00 per Ne w Share pl u s $3.40 p e r entitlem e nt). As su c h, retail shareh o lders who elected no t to take u p their entitlements and ineligible retail shar e holders will re c eive $3.40 for each e ntitlemen t not take n up and s o ld into th e bookbuil d (Retail Premium).

The se t tlement d a te for New Shares u nder the Retail Enti t lement O f fer and the Retail Bookb u ild is Mon d ay, 15 Jul y 2013. The New Shar e s are expe c ted to be issued on T uesday, 16 July 2013 and commenc e trading on market o n Wednesday, 17 July 2013. T h e Retail Premium is expec t ed to be p a id on or a b out Thursday, 18 July 2 013.

Shareholder Enquiries

Retail shareholders who hav e questions relating to t he Retail E ntitlement Offer should call the AS X Offer Info r mation lin e on 1300 7 24 911 (wi t hin Austra l ia) or +61 1 300 724 9 1 1 (outsid e Australia) from 8.30 a m to 5.30 p m (Sydney time) Monday to Frid a y or go to o ur websit e www.asx g roup.com. a u.

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ASX Ma r ket Announcement and Media Rele a se 11 July 2 013

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For further information, please contact:

Media Analysts Mr Ma t thew Gibb s Mr S t ephen Ha m mon General Manager, General Manag e r, Finance Media a nd Comm u nications +61 2 9227 0218 +61 2 9227 026 0 0411 1 2 1 219 0488 212 755 [email protected] step h en.hamm o [email protected] m .au

About ASX

ASX Li m ited (ASX: ASX) is a m ulti‐asset c lass, verti c ally integr a ted excha n ge group, a nd one of the w orld’s top 10 listed e x change gr o ups meas u red by ma r ket capitalisation.

ASX’s a ctivities s p an prima r y and sec o ndary market services, central counterp a rty risk transfer, and sec u rities settlement fo r both the equities a nd fixed i n come markets. It functio n s as a ma r ket operat o r, clearin g house an d payments system facilitator. It m onitors and e n forces co m pliance w ith its o p erating r u les, prom o tes stand a rds of c o rporate govern a nce amon g Australia’ s listed co m panies an d helps to e d ucate ret a il investors.

ASX’s d iverse do m estic and i nternation a l customer base incl u des issue r s of securi t ies and financi a l products , investme n t and trad i ng banks, f und mana g ers, hedge funds, co m modity trading advisers, brokers and proprietar y traders, m arket data vendors a n d retail inv e stors.

For more informa t ion, please visit www.asx.com.au

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