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ASX LIMITED AGM Information 2015

Sep 29, 2015

64439_rns_2015-09-29_def7e4ec-1180-4e15-b3d2-ce409aa92223.pdf

AGM Information

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30 September 2015

Australian Securities and Investments Commission Mr Oliver Harvey Senior Executive, Financial Market Infrastructure Level 5, 100 Market Street SYDNEY NSW 2000

ASX Market Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

AGM PRESENTATION SLIDES

We attach a copy of the slides to be presented at ASX Limited’s Annual General Meeting today.

Amanda J. Harkness

Group General Counsel & Company Secretary

Further enquiries:

Media

Matthew Gibbs General Manager, Media and Communications Tel: +61 2 9227 0218 Mobile: 0411 121219 [email protected] http://www.asx.com.au/about/media-releases.htm

Analysts/Investor Relations

Stephen Hammon General Manager, Finance Tel: +61 2 9227 0260 Mobile: 0488 212755 [email protected] http://www.asx.com.au/about/investor-relations.htm

20 Bridge Street Sydney NSW 2000

ASX Limited ABN 98 008 624 691

www.asx.com.au Customer service 13 12 79

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ASX Limited 2015 Annual General Meeting

30 September 2015

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Opening Address

Rick Holliday-Smith Chairman

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Positive financial performance

Income statement FY15
$ million
Variance
to FY14
Operating revenues 700.7 6.4%
Underlying expenses (160.1) 4.2%
EBITDA 540.6 7.1%
Underlying profit after tax 403.2 5.2%
Statutory profit after tax 397.8 3.8%

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Revenues and expenses as per the Group segment reporting

3

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Regulatory settings supporting end-investors and growth

The last three years

3 YRS Regulations Rules support end-investors

Systemic risk Equity raising Location requirements Global standards adopted early

Global competitiveness Post-trade solutions in place US and European clearance AA- long-term S&P ratings

Equities clearing next 3–5 years

Market structure

Recommended maintain for five years

Future benefits

Technology

Implement fee reductions Replace CHESS Strengthen Code of Practice ‘Once in a generation’ opportunity to improve how Upgrade post-trade infrastructure equity market operates

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4

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Executive remuneration changes for FY16

STI Awards – applies to all Group Executives

  • 50% cash 40% cash 50% deferred for two years 30% deferred for two years 30% deferred for four years

  • Deferral in cash

Deferral in equity

LTI Awards – applies to CEO and Deputy CEO

  • 3 year performance period 4 year performance period

  • Fair value of ASX shares Face value of ASX shares

  • • 70% EPS, 30% TSR 50% EPS, 50% TSR Vesting ranges updated

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5

AGM Address

Elmer Funke Kupper Managing Director and CEO

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Positive revenue growth

Operating revenues FY15
$ million
Variance
to FY14
Listings and Issuer Services 176.6 13.9%
Cash Market 125.2 6.7%
Derivatives and OTC Markets 206.2 0.7%
Information Services 73.7 7.0%
Technical Services 57.3 8.3%
Austraclear 45.3 10.4%

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Operating revenues as per the Group segment reporting

7

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Stronger, more competitive exchange

Underlying profit after tax ($ million)

Equity (at end of period $ billion)

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403.2
383.2
356.6
346.2 348.2
FY11 FY12 FY13 FY14 FY15
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3.8
3.7
3.3
3.0 3.0
FY11 FY12 FY13 FY14 FY15
Capital raising2013 capital raising
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Dividends (cents per share)

Share price at end of period ($)

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187.4
183.2
177.9 178.1
170.2
FY11 FY12 FY13 FY14 FY15
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Underlying profit excludes significant items

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39.90
35.64
33.07
29.98 29.36
FY11 FY12 FY13 FY14 FY15
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8
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Key objectives

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Global leader in A$ and NZ$ financial markets

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World-class infrastructure, globally connected

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Regulatory settings supporting endinvestors and growth

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Increase options available to investors

Outstanding customer experience

Employer of choice

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Global leader in A$ and NZ$ financial markets Equities – Centre Point

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74.9
Dark Limit
Single Fill
61.1
Preference
Sweep
Block
37.0
19.8
Standard
4.7
FY11 FY12 FY13 FY14 FY15
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Equities Centre Point value traded ($billion)

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10

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Global leader in A$ and NZ$ financial markets Derivatives – OTC Clearing

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140
137 136
118
102
71
43
20
17
15
5
2
Jul-14Jul Aug-14Aug Sep-14Sep Oct-14Oct Nov-14Nov Dec-14Dec Jan-15Jan Feb-15Feb Mar-15Mar Apr-15Apr May-15May Jun-15Jun
2014 2015
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Derivatives OTC notional value cleared ($billion)

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Increase options available to investors Growing the listings franchise

General Technology

New Zealand

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Funds

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12

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ASX Australian Liquidity Centre

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World-class financial infrastructure

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Trading platforms

Futures Cash market trading trading

Market integrity and risk platforms

Clearing and settlement platforms

Market Risk monitoring management

Equity options clearing

Cash clearing & settlement (CHESS)[1]

Phase I (Feb 15 – Dec 16)

Phase II

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  1. Decision expected in FY16 when there is clarity on cash equities clearing market structure

14

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Outstanding customer experience Customer Support Centre opened April 2015

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15

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Key objectives

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Global leader Increase options in A$ and NZ$ available to financial markets investors

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World-class Outstanding infrastructure, customer globally connected experience

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Regulatory settings supporting endinvestors and growth

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Employer of choice

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Performance of global indices over 15 months To 25 September 2015; Index

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220
210
200
190
180
China
170 40% (Shanghai
Composite)
160
United
150
Flat States
China
140 (S&P500)
130 Australia
10% (S&P/
120 ASX 200)
110
United
100
States
90 Australia
Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep
2014 2015
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Jul 2014 = 100

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Post balance date activity 1 July to 25 September 2015

Total capital raised 100% $26.1 billion

Cash market trading (ASX on-market) 24.5% $4.2 billion Daily average value Futures trading 7.0% 497,561 Daily average volume

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Number of IPOs
31% 34
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Equity options trading 13.1% 425,507 Daily average volume

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Comparisons are to FY15 corresponding period

18

Formal Business

Rick Holliday-Smith Chairman

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Agenda Item 1 ASX Financial Report

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Agenda Item 2 Securities Exchanges Guarantee Corporation Financial Report

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Agenda Item 3 Election of Directors

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Agenda Item 3(a) Re-election of Mr Rick Holliday-Smith - Proxy and Direct Votes (Combined)

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For Against Open
99,993,168 1,843,805 1,532,138
96.74% 1.48% 1.78%
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Agenda Item 3(b) Re-election of Mr Peter Marriott - Proxy and Direct Votes (Combined)

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For Against Open
100,967,760 417,720 1,844,305
97.81% 0.40% 1.79%
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Agenda Item 3(c) Re-election of Mrs Heather Ridout - Proxy and Direct Votes (Combined)

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For Against Open
100,946,919 461,500 1,843,834
97.77% 0.45% 1.78%
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Agenda Item 3(d) Election of Ms Yasmin Allen - Proxy and Direct Votes (Combined)

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For Against Open
101,034,732 292,986 1,842,290
97.93% 0.28% 1.79%
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Agenda Item 4 Remuneration Report

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Item 4 – Remuneration Report

STI Awards – applies to all Group Executives

  • 50% cash 40% cash 50% deferred for two years 30% deferred for two years

30% deferred for four years

  • Deferral in cash

Deferral in equity

LTI Awards – applies to CEO and Deputy CEO

  • 3 year performance period 4 year performance period

  • Fair value of ASX shares Face value of ASX shares

  • • 70% EPS, 30% TSR 50% EPS, 50% TSR Vesting ranges updated

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Item 4 – Remuneration Report Proxy and Direct Votes (Combined)

For Against Open 99,106,602 2,088,704 1,770,180 96.25% 2.03% 1.72%

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Agenda Item 5 Grant of Performance Rights

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Item 5 – Grant of Performance Rights Proxy and Direct Votes (Combined)

For Against Open 98,874,071 2,397,746 1,818,341 95.91% 2.33% 1.76%

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Questions

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Please complete and submit your voting card