ASX LIMITED — AGM Information 2014

Sep 22, 2014

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23 September 2014

Australian Securities and Investments Commission Mr Oliver Harvey Senior Executive, Financial Market Infrastructure Level 5, 100 Market Street SYDNEY NSW 2000

ASX Market Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

AGM PRESENTATION SLIDES

We attach a copy of the slides to be presented at ASX Limited’s Annual General Meeting today.

Amanda J Harkness

Group General Counsel & Company Secretary

For further inquiries, contact:

Media:

Matthew Gibbs General Manager, Media and Communications Tel: +61 2 9227 0218 Mobile: 0411 121 219 matthew.gibbs@asx.com.au

Finance/Investor Relations:

Stephen Hammon General Manager, Finance Tel: +61 2 9227 0260 Mobile: 0488 212 755 stephen.hammon@asx.com.au

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ASX Limited 20 Bridge Street www.asx.com.au T +61 2 9227 0000
ABN 98 008 624 691 Sydney NSW 2000 Customer service 13 12 79
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2014 Annual General Meeting ASX Limited

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23 September 2014, Sydney

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Opening Address Rick Holliday-Smith Chairman

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Financial Results FY14

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Up
6.6%
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Up 10%

Profit after tax Revenues $383.2 million $658.3 million

Growth in all major revenue categories

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Capital expenditure $43.2 million

Backed by strong capital position and AA- longterm S&P credit rating

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Up
4.6%
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Up
5.1%
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Total FY14 dividend

Expenses $153.6 million

178.1 cents per share

Increase in staff to support business initiatives

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Progress in positioning ASX in changing global market

Infrastructure investments and greater regulatory clarity

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Revenues and expenses as per the Group segment reporting (excludes interest, and depreciation and amortisation)

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ASX’s Achievements

Code of Practice US & EU regulatory relief Customer command centre Transparency Innovation & savings Collateral management Connectivity to other centres Centre Point T+2 Meeting highest standards client choice & control

OTC & client clearing Renminbi settlement Efficiency mFund ASX Evolve

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AGM Address Elmer Funke Kupper Managing Director and CEO

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Priorities as a Leading Multi-Asset Class Exchange

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Global leader World-class, Outstanding Regulations Employer in A$ and NZ$ globally customer that support of choice in markets connected experience investors financial infrastructure and growth markets

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Business Performance FY14

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Listings and Issuer Services $154.9m 10.9%
Cash Market $117.3m 2.3%
Derivatives and OTC Markets $207.7m 5.2%
Information Services $68.8m 11.4%
Technical Services $52.9m 6.2%
Austraclear $41.1m 6.4%
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Top 10 IPOs in FY14

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Cash Market Highlights

Activity

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Revenue $117.3 million, up 2.3%

Equities trading, clearing and settlement revenues all grew Total on-market value traded per day rose 4.3% On-market trading market share 91%

Focus areas

Continued innovation in execution services: Centre Point

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Code of Practice delivering benefits to industry and investors: Customer input T+2 settlement Transparent and competitive pricing

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Business Performance FY14

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Listings and Issuer Services $154.9m 10.9%
Cash Market $117.3m 2.3%
Derivatives and OTC Markets $207.7m 5.2%
Information Services $68.8m 11.4%
Technical Services $52.9m 6.2%
Austraclear $41.1m 6.4%
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Building a Globally Competitive Derivatives Market

Regulation US and EU recognition Location requirement certainty Competitiveness of Australia

Balance sheet Highest global capital standards AA- long-term credit rating Business model to invest

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Leader in Market infrastructure A$ and NZ$ Customer alignment financial Full suite of post-trade and Advisory committees markets risk management services 24/6 service Efficiencies for Lower fees and higher intermediaries growth incentives and investors Converging futures and OTC

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ASX Offer to Invest in Yieldbroker

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49% $65 million

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ASX proposal to acquire 49% shareholding in Yieldbroker for $65 million

Non-controlling stake, Yieldbroker to remain independently managed , ASX to have two board seats

Partnership brings together exchange-traded and OTC debt and interest rate derivatives markets

New services and efficiencies for customers

Deliver next generation of Australia’s financial market trading infrastructure

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Business Performance FY14

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Listings and Issuer Services $154.9m 10.9%
Cash Market $117.3m 2.3%
Derivatives and OTC Markets $207.7m 5.2%
Information Services $68.8m 11.4%
Technical Services $52.9m 6.2%
Austraclear $41.1m 6.4%
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Capital Expenditure ($M)

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50.2
43.2
39.1 38.9
27.6
FY10 FY11 FY12 FY13 FY14
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Normal Data Centre Post-Trade

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Trading Update – FY15 to 17 September 2014

Total Capital Raised ($bn)

Cash Market Average Daily Value ($bn)

ASX 24 Average Daily Contracts (‘000)

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10.1
9.1
YTD 2014 YTD 2015
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4.0
3.9
YTD 2014 YTD 2015
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475 471
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YTD 2014 YTD 2015
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• from 1 July to 31 August

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ASX’s Achievements

Code of Practice US & EU regulatory relief Customer command centre Transparency Innovation & savings Collateral management Connectivity to other centres Centre Point T+2 Meeting highest standards client choice & control

OTC & client clearing Renminbi settlement Efficiency mFund ASX Evolve

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Formal Business Rick Holliday-Smith Chairman

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Agenda Item 1

ASX Financial Report

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Agenda Item 2

Securities Exchanges Guarantee Corporation (SEGC) Financial Report

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Agenda Item 3

Election of Directors

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Agenda Item 3(a)

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Re-election of Director

Mr Peter Warne Independent Non-executive Director

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Item 3(a) - Re-election of Mr Peter Warne

Proxy and Direct Votes (Combined)

For Against Open 78,769,271 20,661,788 2,248,065 77.47% 20.32% 2.21%

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Percentage voting numbers rounded to two decimal places

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Agenda Item 3(b)

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Election of Director Mr Dominic Stevens Independent Non-executive Director

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Item 3(b) - Election of Mr Dominic Stevens

Proxy and Direct Votes (Combined)

For Against Open 98,655,550 2,390,599 2,244,462 95.51% 2.32% 2.17%

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Percentage voting numbers rounded to two decimal places

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Agenda Item 3(c)

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Election of Director Mr Damian Roche Independent Non-executive Director

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Item 3(c) - Election of Mr Damian Roche

Proxy and Direct Votes (Combined)

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For Against Open
100,808,124 142,115 2,245,512
97.69% 0.14% 2.17%
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Percentage voting numbers rounded to two decimal places

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Agenda Item 4

Remuneration Report

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Item 4 – Remuneration Report

Proxy and Direct Votes (Combined)

For Against Open 99,337,705 1,276,038 2,211,867 96.61% 1.24% 2.15%

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Percentage voting numbers rounded to two decimal places

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Agenda Item 5

Grant of Performance Rights to Managing Director and CEO

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Item 5 - Grant of Performance Rights

Proxy and Direct Votes (Combined)

For Against Open 97,719,363 1,833,327 2,183,709 96.05% 1.80% 2.15%

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Percentage voting numbers rounded to two decimal places

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Questions

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Please complete and submit your voting card

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