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ASTROTECH Corp

Regulatory Filings Nov 10, 2016

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8-K 1 a8-kq1fy17.htm 8-K FY17 Q1 html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk 1 Copyright 2016 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT Pursuant

to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 10, 2016

Astrotech Corporation

(Exact name of registrant as specified in its charter)

Washington 001-34426 91-1273737
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)
5914 W. Courtyard Dr., Suite 340, Austin, Texas 78730
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (512) 485-9530

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02. Results of Operations and Financial Condition.

On November 10, 2016 , Astrotech Corporation issued a press release announcing its results of operations for its first quarter ended September 30, 2016 . A copy of the press release is attached hereto as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

99.1 Press release, dated November 10, 2016 , issued by Astrotech Corporation.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Astrotech Corporation
By: /s/ Thomas B. Pickens III
Name: Thomas B. Pickens III
Title: Chairman of the Board and Chief
Executive Officer

Date: November 10, 2016

EXHIBIT INDEX

Exhibit No. Description Paper (P) or Electronic (E)
99.1 Press release, dated November 10, 2016 issued by Astrotech Corporation. E

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