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ASTROTECH Corp

Regulatory Filings Sep 30, 2014

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NT 10-K 1 t1401880_nt10k.htm NT 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

FORM 12b-25

Commission File Number 001-34426

NOTIFICATION OF LATE FILING

x Form 10-K
¨ Form N-SAR

For Period Ended: June 30, 2014

¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q
¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR

For the Transition Period Ended: _________

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: _________

PART I REGISTRANT INFORMATION

Full name of registrant Astrotech Corporation
Former name if applicable
Address of principal executive office 401 Congress Ave., Suite 1650
City, state and zip code Austin, Texas 78701

PART II RULE 12b-25 (b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25 (b), the following should be completed. (Check box if appropriate.)

(a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
x (b) The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the 15 th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
(c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

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PART III NARRATIVE

State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period.

Due to an administrative error found within our Segment Information footnote in our Annual Report on Form 10-K shortly before the scheduled filing cutoff time, the Company was unable to coordinate with the financial printer in order to correct the error in a timely manner before the filing deadline without unreasonable effort or expense. In order to avoid knowingly filing an incorrect Annual Report on Form 10-K, the Annual Report on Form 10-K was filed shortly thereafter and accepted by the SEC on September 29, 2014 at 20:52 and was deemed filed on September 30, 2014 at 06:00.

PART IV OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this notification

Vincent Gomez (512) 485-9530
(Name) (Area Code) (Telephone Number)

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

x Yes ¨ No

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

¨ Yes x No

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

Astrotech Corporation Name of Registrant as Specified in Charter

Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

Date: September 30, 2014
Eric Stober
Chief Financial Officer

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