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ASTROTECH Corp — Director's Dealing 2022
Apr 19, 2022
35267_dirs_2022-04-18_232f5f10-fb21-4f68-8819-b6836d88a9e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTROTECH Corp (ASTC)
CIK: 0001001907
Period of Report: 2022-04-14
Reporting Person: Pickens Thomas Boone III (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-14 | Common Stock | A | 1000000 | $0.64 | Acquired | 4207820 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-14 | Stock Options | $0.64 | A | 776000 | Acquired | 2032-04-14 | Common Stock (776000) | Direct |
Footnotes
F1: One-fifth of the total number of shares of common stock granted shall vest and become exercisable on each of the first five anniversaries of April 14, 2022, such that 100% of the shares of common stock granted shall be fully vested and exercisable on April 14, 2027, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.
F2: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of April 14, 2022, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on April 14, 2025, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.