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ASTROTECH Corp — Director's Dealing 2022
Nov 18, 2022
35267_dirs_2022-11-18_22d4e87d-56d0-4642-9b92-e4cffc2b5a4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTROTECH Corp (ASTC)
CIK: 0001001907
Period of Report: 2022-11-16
Reporting Person: Leonard Braden Michael (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-16 | Common Stock | P | 162928 | $0.3639 | Acquired | 6118733 | Indirect |
| 2022-11-17 | Common Stock | P | 93879 | $0.3611 | Acquired | 6212652 | Indirect |
| 2022-11-18 | Common Stock | P | 133688 | $0.3871 | Acquired | 6346340 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 350000 | Direct |
Footnotes
F1: 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions between $0.35 and $0.37. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices between $0.3526 and $0.37. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices between $0.36 and $0.40. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.