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ASTROTECH Corp Director's Dealing 2019

Apr 19, 2019

35267_dirs_2019-04-19_185dfb56-9fff-40ec-8aa2-352c208f1b1b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTROTECH Corp (ASTC)
CIK: 0001001907
Period of Report: 2019-04-17

Reporting Person: Pickens Thomas Boone III (Director, Chief Executive Officer, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-17 Series D Preferred Stock $3.56 A 280898 Acquired Common Stock (280898) Direct

Footnotes

F1: The Reporting Person purchased Series D Preferred Stock from the Company on April 17, 2019. The Series D Preferred Stock has no
expiration date and will be convertible into an aggregate of 280,898 shares of common stock at the option of the holder.