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ASTROTECH Corp — Director's Dealing 2019
Apr 19, 2019
35267_dirs_2019-04-19_185dfb56-9fff-40ec-8aa2-352c208f1b1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTROTECH Corp (ASTC)
CIK: 0001001907
Period of Report: 2019-04-17
Reporting Person: Pickens Thomas Boone III (Director, Chief Executive Officer, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-17 | Series D Preferred Stock | $3.56 | A | 280898 | Acquired | Common Stock (280898) | Direct |
Footnotes
F1: The Reporting Person purchased Series D Preferred Stock from the Company on April 17, 2019. The Series D Preferred Stock has no
expiration date and will be convertible into an aggregate of 280,898 shares of common stock at the option of the holder.
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