ASTROTECH Corp — Director's Dealing 2018

Oct 11, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTROTECH Corp (ASTC)
CIK: 0001001907
Period of Report: 2018-10-09

Reporting Person: Pickens Thomas Boone III (Director, Chief Executive Officer, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-10-09	Series B Preferred Stock	$2.35	A	866950	Acquired		Common Stock (866950)	Direct

Footnotes

F1: The Reporting Person purchased Series B Preferred Stock from the Company on October 9, 2018. The Series B Preferred Stock has no expiration date and will be automatically convertible into an aggregate of 866,950 shares of common stock upon receipt of shareholder approval in accordance with Listing Rule 5635(b).