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ASTROTECH Corp — Director's Dealing 2018
Oct 19, 2018
35267_dirs_2018-10-19_dc534bfe-2df8-4af6-99a4-243428614f1a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ASTROTECH Corp (ASTC)
CIK: 0001001907
Period of Report: 2018-10-09
Reporting Person: Winn Interests, Ltd. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 523386 | Direct |
| Common Stock | 3559 | Indirect |
| Common Stock | 1440 | Indirect |
| Common Stock | 3440 | Indirect |
Footnotes
F1: 523,386 of these shares of Common Stock are held of record by Winn Interests, Ltd. ("Winn Interests"). Each of Charles Winn, Tom Winn and Southern Winn are 33% limited partners of Winn Interests and, as a result, have shared voting and dispositive power over the shares held by Winn Interests. Each of Charles Winn, Tom Winn and Southern Winn disclaim beneficial ownership of the shares held by Winn Interests except to the extent of his proportionate pecuniary interest therein. In addition, Charles Winn owns 3440 shares of Common Stock directly and 3559 shares of Common Stock through his rollover IRA, and may be deemed to beneficially own 1440 shares of Common Stock owned directly by his wife, which beneficial ownership he disclaims.