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AstroNova, Inc. — Director's Dealing 2021
Mar 26, 2021
34341_dirs_2021-03-26_3918dc42-9b49-4632-bee3-b46aa5bac67b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AstroNova, Inc. (ALOT)
CIK: 0000008146
Period of Report: 2021-03-20
Reporting Person: Woods Gregory A (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-20 | Common Stock | M | 4963 | $0.00 | Acquired | 117100 | Direct |
| 2021-03-20 | Common Stock | F | 1978 | $12.31 | Disposed | 115122 | Direct |
| 2021-03-20 | Common Stock | M | 118 | $0.00 | Acquired | 115240 | Direct |
| 2021-03-20 | Common Stock | F | 46 | $12.31 | Disposed | 115194 | Direct |
| 2021-03-20 | Common Stock | M | 3717 | $0.00 | Acquired | 118911 | Direct |
| 2021-03-20 | Common Stock | F | 1442 | $12.31 | Disposed | 117469 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-20 | Restricted Stock Unit | $ | M | 4963 | Acquired | Common Stock (4963) | Direct | |
| 2021-03-20 | Restricted Stock Unit | $ | M | 118 | Acquired | Common Stock (118) | Direct | |
| 2021-03-20 | Restricted Stock Unit | $ | M | 3717 | Acquired | Common Stock (3717) | Direct |
Footnotes
F1: Includes 1,597 shares acquired under the Amended and Restated AstroNova, Inc. Employee Stock Purchase Plan since June 4, 2020.
F2: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
F3: All restricted stock units under this award have now vested as of March 20, 2021.
F4: The remaining restricted stock units vest on March 20, 2022.
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