AI assistant
AstroNova, Inc. — Director's Dealing 2017
Mar 15, 2017
34341_dirs_2017-03-15_c83d2a1b-f9d7-48aa-9d2f-b58328bc311a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AstroNova, Inc. (ALOT)
CIK: 0000008146
Period of Report: 2017-03-13
Reporting Person: Woods Gregory A (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-13 | Common Stock | F | 1641 | $12.85 | Disposed | 63639 | Direct |
| 2017-03-13 | Common Stock | A | 4606 | $0.00 | Acquired | 68245 | Direct |
| 2017-03-14 | Common Stock | F | 60 | $13.58 | Disposed | 68185 | Direct |
| 2017-03-14 | Common Stock | M | 150 | $0.00 | Acquired | 68335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-13 | Stock Option (Right to Purchase) | $12.85 | A | 50000 | Acquired | 2027-03-13 | Common Stock (50000) | Direct |
| 2017-03-14 | Restricted Stock Unit | $ | M | 150 | Disposed | Common Stock (150) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 110 | Indirect |
Footnotes
F1: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.
F2: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.
F3: The option vests in four equal annual installments commencing on the one year anniversary of the grant date.
F4: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.
F5: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.