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AstroNova, Inc. Director's Dealing 2017

Mar 15, 2017

34341_dirs_2017-03-15_c83d2a1b-f9d7-48aa-9d2f-b58328bc311a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AstroNova, Inc. (ALOT)
CIK: 0000008146
Period of Report: 2017-03-13

Reporting Person: Woods Gregory A (Director, CHIEF EXECUTIVE OFFICER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-13 Common Stock F 1641 $12.85 Disposed 63639 Direct
2017-03-13 Common Stock A 4606 $0.00 Acquired 68245 Direct
2017-03-14 Common Stock F 60 $13.58 Disposed 68185 Direct
2017-03-14 Common Stock M 150 $0.00 Acquired 68335 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-13 Stock Option (Right to Purchase) $12.85 A 50000 Acquired 2027-03-13 Common Stock (50000) Direct
2017-03-14 Restricted Stock Unit $ M 150 Disposed Common Stock (150) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 110 Indirect

Footnotes

F1: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.

F2: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

F3: The option vests in four equal annual installments commencing on the one year anniversary of the grant date.

F4: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.

F5: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.