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AstroNova, Inc. Director's Dealing 2017

Mar 15, 2017

34341_dirs_2017-03-15_97517b8c-b788-4250-b5f3-35b80f098e1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AstroNova, Inc. (ALOT)
CIK: 0000008146
Period of Report: 2017-03-13

Reporting Person: OCONNELL JOSEPH P (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-13 Common Stock F 380 $12.85 Disposed 110461 Direct
2017-03-13 Common Stock A 982 $0.00 Acquired 111443 Direct
2017-03-14 Common Stock F 13 $13.58 Disposed 111430 Direct
2017-03-14 Common Stock M 32 $0.00 Acquired 111462 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-14 Restricted Stock Unit $ M 32 Disposed Common Stock (32) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2262 Indirect

Footnotes

F1: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.

F2: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

F3: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.

F4: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.